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October 13, 2020

PAVmed, Inc. (PAVM) - Initiation of Research Coverage

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October 7, 2020

Heritage Global, Inc. (HGBL) - Initiation of Research Coverage

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October 2, 2020

Transaction - Heritage Global, Inc. $9,559,375 Follow-On

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September 29, 2020

Brightcove, Inc. (BCOV) - Initiation of Research Coverage

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September 29, 2020

Transaction - Ballard Power Systems, Inc. $250,000,000 ATM

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September 17, 2020

Achieve Life Sciences, Inc. (ACHV) - Initiation of Research Coverage

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September 15, 2020

Franklin Wireless Corp. (FKWL) - Initiation of Research Coverage

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September 15, 2020

SANUWAVE Health, Inc. (SNWV) - Initiation of Research Coverage

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September 15, 2020

Centrus Energy Corp. (LEU) - Initiation of Research Coverage

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September 14, 2020

Lake Street Appoints Michael Fenton as Head of Special Equities

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September 14, 2020

Lake Street Appoints Jon Miller to Managing Director, Syndicate and Corporate Client Services

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September 10, 2020

Profound Medical Corp. (PROF) - Initiation of Research Coverage

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August 28, 2020

Brickell Biotech, Inc. (BBI) - Initiation of Research Coverage

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August 21, 2020

Transaction - Centrus Energy Corp. $25,375,000 Follow-On

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August 10, 2020

Transaction - SANUWAVE Health, Inc. $23,852,000 Private Placement

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August 10, 2020

Transaction - SANUWAVE Health, Inc. Acquires Wound Care Assets of Celularity, including UltraMIST Fairness Opinion

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August 7, 2020

Transaction - AquaBounty Technologies, Inc. $27,500,000 Follow-On

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August 7, 2020

Transaction - Veracyte, Inc. $207,000,000 Follow-On

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August 6, 2020

Transaction - Achieve Life Sciences, Inc. $7,475,000 CMPO

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July 24, 2020

Transaction - Option Care Health, Inc. $258,750,000 Follow-On

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October 31, 2024

MDxHealth SA (MDXH) - Initiation of Coverage

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October 7, 2024

TrueCar, Inc. (TRUE) - Initiation of Coverage

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September 10, 2024

Butterfly Network, Inc. (BFLY) - Initiation of Coverage

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September 6, 2024

Journey Medical Corporation (DERM) - Initiation of Coverage

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August 21, 2024

Sight Sciences, Inc. (SGHT) - Initiation of Coverage

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July 29, 2024

GigaCloud Technology Inc. (GCT) - Initiation of Coverage

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July 26, 2024

Dave Inc. (DAVE) - Initiation of Coverage

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July 25, 2024

Magnite, Inc. (MGNI) - Initiation of Coverage

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July 23, 2024

Profound Medical Corp. (PROF) - Initiation of Coverage

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July 22, 2024

American Vanguard Corporation (AVD) - Initiation of Coverage

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June 28, 2024

Organogenesis Holdings Inc. (ORGO) - Initiation of Coverage

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June 27, 2024

CompoSecure, Inc. (CMPO) - Initiation of Coverage

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June 24, 2024

Ekso Bionics Holdings, Inc. (EKSO) - Initiation of Coverage

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June 24, 2024

ReWalk Robotics Ltd. (LFWD) - Initiation of Coverage

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June 18, 2024

Kopin Corporation (KOPN) - Initiation of Coverage

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June 17, 2024

Ooma, Inc. (OOMA) - Initiation of Coverage

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June 4, 2024

Pulmonx Corporation (LUNG) - Initiation of Coverage

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May 30, 2024

Wag! Group Co. (PET) - Initiation of Coverage

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May 20, 2024

Myomo, Inc. (MYO) - Initiation of Coverage

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May 17, 2024

Mission Produce, Inc. (AVO) - Initiation of Coverage

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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November 25, 2019

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

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November 20, 2019

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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November 13, 2019

Transaction - AVITA Medical Limited A$120,000,000 Australian Institutional Placement

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October 7, 2019

Transaction - TheMaven, Inc. $20,000,000 PIPE

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August 1, 2019

Transaction - RealNetworks, Inc. $10,000,000 Revolving Line of Credit

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July 30, 2019

Transaction - Alphatec Holdings, Inc. $57,661,000 Follow-On

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July 11, 2019

Transaction - AquaVenture Holdings Limited $79,589,200 Follow-On

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July 2, 2019

Transaction - NV5 Global, Inc. Acquires GeoDesign, Inc.

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June 12, 2019

Transaction - TheStreet, Inc. $16,500,000 Merger

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June 12, 2019

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

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June 5, 2019

Transaction - OptimizeRX Corporation $20,000,500 Follow-On

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May 22, 2019

Transaction - LiqTech International, Inc. $16,065,000 PIPE

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May 9, 2019

Transaction - Sonim Technologies, Inc. $45,178,573 IPO

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March 8, 2019

Transaction - RiceBran Technologies $12,140,000 PIPE

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March 7, 2019

Transaction - SharpSpring, Inc. $10,000,000 Follow-On

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February 26, 2019

Transaction - Super League Gaming, Inc. $25,000,000 IPO

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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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January 22, 2019

Transaction - Sonim Technologies $11,135,000 Private Placement

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December 18, 2018

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

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