Lake Street Capital Markets

August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 29, 2015

Aratana Therapeutics, Inc. (PETX) - Initiation of Research Coverage

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July 23, 2015

Nutrisystem, Inc. (NTRI) - Initiation of Research Coverage

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 14, 2015

REIS, Inc. (REIS) - Initiation of Research Coverage

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 23, 2015

The Times (London): It was how the West was won, so don’t expect Americans to hand over their guns

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June 18, 2015

ShoreTel, Inc. (SHOR) - Initiation of Research Coverage

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June 16, 2015

Radiant Logistics (RLGT) - Initiation of Research Coverage

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June 10, 2015

Reuters: Boulder Brands forecasts first quarterly sales fall in 4 years

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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May 25, 2015

USA Today: Rosetta Stone shares jump on takeover talks

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May 22, 2015

Minneapolis Star Tribune: Analyst: Imation CEO's future in flux

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May 22, 2015

Minneapolis Star Tribune: Watches cause a hiccup for Evine Live's turnaround

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May 20, 2015

Chris Krueger Named #1 Earnings Estimator for Food Products Category In StarMine Analyst Awards

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May 13, 2015

Minneapolis Star Tribune: Which Proxy Adviser Will Have the Most Influence At Imation?

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May 5, 2015

Asterias Biotherapeutics (AST) - Initiation of Research Coverage

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May 4, 2015

Intellectual Asset Management Magazine: Unwired Planet’s $1 million man could be the key to unlocking its potential

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April 9, 2015

StarTek, Inc. (SRT) - Initiation of Research Coverage

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April 14, 2025

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

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April 7, 2025

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

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April 2, 2025

Immunome, Inc. (IMNM) - Initiation of Coverage

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April 2, 2025

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

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April 2, 2025

OS Therapies Incorporated (OSTX) - Initiation of Coverage

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March 28, 2025

OncoCyte Corporation (OCX) - Initiation of Coverage

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March 24, 2025

Hyperfine, Inc. (HYPR) - Initiation of Coverage

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March 18, 2025

Richtech Robotics Inc. (RR) - Initiation of Coverage

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March 17, 2025

FitLife Brands, Inc. (FTLF) - Initiation of Coverage

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March 17, 2025

Axogen, Inc. (AXGN) - Initiation of Coverage

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March 11, 2025

Lakeland Industries, Inc. (LAKE) - Initiation of Coverage

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February 26, 2025

Blade Air Mobility, Inc. (BLDE) - Initiation of Coverage

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February 24, 2025

Beta Bionics, Inc. (BBNX) - Initiation of Coverage

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February 21, 2025

Owlet, Inc. (OWLT) - Initiation of Coverage

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February 14, 2025

BK Technologies Corporation (BKTI) - Initiation of Coverage

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February 13, 2025

TriSalus Life Sciences, Inc. (TLSI) - Initiation of Coverage

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February 5, 2025

Knightscope, Inc. (KSCP) - Initiation of Coverage

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January 31, 2025

Sensus Healthcare, Inc. (SRTS) - Initiation of Coverage

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January 8, 2025

Strawberry Fields REIT, Inc. (STRW) - Initiation of Coverage

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January 8, 2025

Anteris Technologies Global Corp. (AVR) - Initiation of Coverage

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August 10, 2020

Transaction - SANUWAVE Health, Inc. $23,852,000 Private Placement

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August 7, 2020

Transaction - Veracyte, Inc. $207,000,000 Follow-On

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August 7, 2020

Transaction - AquaBounty Technologies, Inc. $27,500,000 Follow-On

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August 6, 2020

Transaction - Achieve Life Sciences, Inc. $7,475,000 CMPO

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July 24, 2020

Transaction - Option Care Health, Inc. $258,750,000 Follow-On

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July 2, 2020

Transaction - GrowGeneration Corp. $48,300,000 Follow-On

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July 1, 2020

Transaction - Achieve Life Sciences, Inc. $6,000,000 RDO

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June 17, 2020

Transaction - Brickell Biotech, Inc. $20,122,290 Follow-On

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June 9, 2020

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

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May 21, 2020

Transaction - LiqTech International, Inc. $8,000,000 PIPE

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May 15, 2020

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

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March 4, 2020

Transaction - DermTech, Inc. $65,000,000 PIPE

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February 25, 2020

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

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February 14, 2020

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

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February 7, 2020

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

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December 17, 2019

Transaction - RiceBran Technologies $8,481,250 Follow-On

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December 12, 2019

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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November 25, 2019

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

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November 20, 2019

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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Lake Street News

Transaction - SMTP, Inc. $3,800,000 Follow-On

Aratana Therapeutics, Inc. (PETX) - Initiation of Research Coverage

Nutrisystem, Inc. (NTRI) - Initiation of Research Coverage

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

REIS, Inc. (REIS) - Initiation of Research Coverage

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

Transaction - Celyad SA $100,100,000 Follow-On

The Times (London): It was how the West was won, so don’t expect Americans to hand over their guns

ShoreTel, Inc. (SHOR) - Initiation of Research Coverage

Radiant Logistics (RLGT) - Initiation of Research Coverage

Reuters: Boulder Brands forecasts first quarterly sales fall in 4 years

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

USA Today: Rosetta Stone shares jump on takeover talks

Minneapolis Star Tribune: Analyst: Imation CEO's future in flux

Minneapolis Star Tribune: Watches cause a hiccup for Evine Live's turnaround

Chris Krueger Named #1 Earnings Estimator for Food Products Category In StarMine Analyst Awards

Minneapolis Star Tribune: Which Proxy Adviser Will Have the Most Influence At Imation?

Asterias Biotherapeutics (AST) - Initiation of Research Coverage

Intellectual Asset Management Magazine: Unwired Planet’s $1 million man could be the key to unlocking its potential

StarTek, Inc. (SRT) - Initiation of Research Coverage

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

Immunome, Inc. (IMNM) - Initiation of Coverage

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

OS Therapies Incorporated (OSTX) - Initiation of Coverage

OncoCyte Corporation (OCX) - Initiation of Coverage

Hyperfine, Inc. (HYPR) - Initiation of Coverage

Richtech Robotics Inc. (RR) - Initiation of Coverage

FitLife Brands, Inc. (FTLF) - Initiation of Coverage

Axogen, Inc. (AXGN) - Initiation of Coverage

Lakeland Industries, Inc. (LAKE) - Initiation of Coverage

Blade Air Mobility, Inc. (BLDE) - Initiation of Coverage

Beta Bionics, Inc. (BBNX) - Initiation of Coverage

Owlet, Inc. (OWLT) - Initiation of Coverage

BK Technologies Corporation (BKTI) - Initiation of Coverage

TriSalus Life Sciences, Inc. (TLSI) - Initiation of Coverage

Knightscope, Inc. (KSCP) - Initiation of Coverage

Sensus Healthcare, Inc. (SRTS) - Initiation of Coverage

Strawberry Fields REIT, Inc. (STRW) - Initiation of Coverage

Anteris Technologies Global Corp. (AVR) - Initiation of Coverage

Transaction - SANUWAVE Health, Inc. $23,852,000 Private Placement

Transaction - Veracyte, Inc. $207,000,000 Follow-On

Transaction - AquaBounty Technologies, Inc. $27,500,000 Follow-On

Transaction - Achieve Life Sciences, Inc. $7,475,000 CMPO

Transaction - Option Care Health, Inc. $258,750,000 Follow-On

Transaction - GrowGeneration Corp. $48,300,000 Follow-On

Transaction - Achieve Life Sciences, Inc. $6,000,000 RDO

Transaction - Brickell Biotech, Inc. $20,122,290 Follow-On

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

Transaction - LiqTech International, Inc. $8,000,000 PIPE

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

Transaction - DermTech, Inc. $65,000,000 PIPE

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

Transaction - RiceBran Technologies $8,481,250 Follow-On

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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