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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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March 15, 2016

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

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March 11, 2016

Sage Therapeutics, Inc. (SAGE) - Initiation of Research Coverage

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March 8, 2016

EMCORE Corporation (EMKR) - Initiation of Research Coverage

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February 27, 2016

Minneapolis Star-Tribune: Data storage shifts hurting Eden Prairie-based Datalink

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February 24, 2016

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 16, 2016

DSP Group (DSPG) - Initiation of Research Coverage

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February 9, 2016

Minneapolis Star-Tribune: Evine Live's turnaround CEO is out as profits continue to fall

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February 5, 2016

TESARO, Inc. (TSRO) - Initiation Of Research Coverage

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February 5, 2016

Reuters: Why Obama and other gun control advocates own stock in firearms makers

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February 3, 2016

WisBusiness.com: Exact Sciences suing Humana over unpaid claims

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 19, 2016

Pure Storage, Inc. (PSTG) - Initiation of Research Coverage

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January 8, 2016

Minneapolis Star-Tribune: Imation sells Oakdale headquarters, is leaving Minnesota

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January 8, 2016

Intellectual Asset Management: CEO’s exit leaves a gaping hole at the top of Acacia, but could also herald a new approach

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January 8, 2016

MPR News: Imation tries to evolve into data-storage survivor

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January 6, 2016

Wall Street Journal: Obama Gun Measures Likely Won’t Have Big Effect on Firearms Industry

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January 6, 2016

Bloomberg Business: Smith & Wesson Gun Sales Soar as Obama Announces Gun Rules

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January 5, 2016

Reuters: Shares of gun makers soar as Obama tightens firearm rules

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June 4, 2019

Sonim Technologies, Inc. (SONM) - Initiation of Research Coverage

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May 29, 2019

Checkpoint Therapeutics, Inc. (CKPT) - Initiation of Research Coverage

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May 20, 2019

ENDRA Life Sciences, Inc. (NDRA) - Initiation of Research Coverage

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April 26, 2019

Reed's, Inc. (REED) - Initiation of Research Coverage

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April 4, 2019

Ziopharm Oncology, Inc. (ZIOP) - Initiation of Research Coverage

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March 25, 2019

Super League Gaming (SLGG) - Initiation of Research Coverage

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March 5, 2019

DiaMedica Therapeutics, Inc. (DMAC) - Initiation of Research Coverage

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March 5, 2019

CTI BioPharma Corp. (CTIC) - Initiation of Research Coverage

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February 8, 2019

inTEST Corporation (INTT) - Initiation of Research Coverage

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December 10, 2018

Imprimis Pharmaceuticals, Inc. (IMMY) - Initiation of Research Coverage

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December 4, 2018

LiqTech International, Inc. (LIQT) - Initiation of Research Coverage

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December 3, 2018

Jerash Holdings, Inc. (JRSH) - Initiation of Research Coverage

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November 30, 2018

Akoustis Technologies, Inc. (AKTS) - Initiation of Research Coverage

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November 28, 2018

Biofrontera AG (BFRA) - Assumption of Research Coverage

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September 24, 2018

Pareteum Corporation (TEUM) - Initiation of Research Coverage

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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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September 4, 2018

Identiv, Inc. (INVE) - Initiation of Research Coverage

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August 27, 2018

VirTra, Inc. (VTSI) - Initiation of Research Coverage

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August 17, 2018

AquaVenture Holdings Limited (WAAS) - Initiation of Research Coverage

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July 30, 2018

Semler Scientific, Inc. (SMLR) - Initiation of Research Coverage

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September 18, 2013

Transaction - Patent Properties, Inc. $11,600,000 PIPE

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September 16, 2013

Transaction - Clean Energy Fuels Corp $250,000,000 144A Convertible Debt Offering

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August 16, 2013

Transaction - PowerSecure International, Inc. $40,000,000 Follow-On

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June 3, 2013

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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May 28, 2013

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

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