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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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May 28, 2013

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

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May 14, 2013

ADA-ES Inc. (ADES) - Initiation of Research Coverage

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May 7, 2013

Lake Street Capital Markets Hosts Institutional Investor Meetings for NetScout

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April 30, 2013

Navarre Corporation (NAVR) - Initiation of Research Coverage

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April 30, 2013

Lake Street Capital Markets Hosts Institutional Investor Meetings for Acacia Research Corp.

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April 1, 2013

Dot Hill Systems Corporation (HILL) - Initiation of Research Coverage

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March 18, 2013

ValueClick, Inc. (VCLK) - Initiation of Research Coverage

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March 18, 2013

Vringo, Inc. (VRNG) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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March 5, 2013

Lake Street Capital Markets Hosts Investor Conference Call with Odyssey Marine COO Mark Gordon

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February 25, 2013

Fuel Systems (FSYS) - Initiation of Research Coverage

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February 19, 2013

Riverbed Technology, Inc. (RVBD) - Initiation of Research Coverage

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February 12, 2013

IAM Article Highlights Public IP Companies (PIPCOs) Gaining More Visibility with Investors

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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February 1, 2013

Odyssey Marine Inc. (OMEX) - Initiation of Research Coverage

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January 28, 2013

Power Solutions International (PSIX) - Initiation of Research Coverage

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January 22, 2013

TiVo Inc. (TIVO) - Initiation of Research Coverage

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January 21, 2013

Lake Street Capital Markets Hosts Institutional Investor Meetings for Chart Industries, Inc.

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January 17, 2013

Chart Industries (GTLS) - Initiation of Research Coverage

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December 10, 2018

Imprimis Pharmaceuticals, Inc. (IMMY) - Initiation of Research Coverage

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December 4, 2018

LiqTech International, Inc. (LIQT) - Initiation of Research Coverage

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December 3, 2018

Jerash Holdings, Inc. (JRSH) - Initiation of Research Coverage

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November 30, 2018

Akoustis Technologies, Inc. (AKTS) - Initiation of Research Coverage

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November 28, 2018

Biofrontera AG (BFRA) - Assumption of Research Coverage

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September 24, 2018

Pareteum Corporation (TEUM) - Initiation of Research Coverage

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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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September 4, 2018

Identiv, Inc. (INVE) - Initiation of Research Coverage

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August 27, 2018

VirTra, Inc. (VTSI) - Initiation of Research Coverage

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August 17, 2018

AquaVenture Holdings Limited (WAAS) - Initiation of Research Coverage

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July 30, 2018

Semler Scientific, Inc. (SMLR) - Initiation of Research Coverage

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July 23, 2018

Kindred Biosciences, Inc. (KIN) - Initiation of Research Coverage

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June 28, 2018

Intermolecular, Inc. (IMI) - Initiation of Research Coverage

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June 25, 2018

LeMaitre Vascular, Inc. (LMAT) - Initiation of Research Coverage

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June 18, 2018

Tandem Diabetes Care, Inc. (TNDM) - Initiation of Research Coverage

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June 15, 2018

Capstone Turbine Corporation (CPST) - Initiation of Research Coverage

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May 29, 2018

ShotSpotter, Inc. (SSTI) - Initiation of Research Coverage

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April 26, 2018

Clarus Corporation (CLAR) - Initiation of Research Coverage

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April 3, 2018

USA Technologies, Inc. (USAT) - Initiation of Research Coverage

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March 28, 2018

The Joint Corp. (JYNT) - Initiation of Research Coverage

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March 30, 2017

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

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March 8, 2017

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

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February 13, 2017

Transaction - RiceBran Technologies $8,000,000 PIPE

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January 23, 2017

Transaction - Heron Therapeutics $150,000,000 Follow-On

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December 9, 2016

Transaction - Asure Software, Inc. $15,594,000 Follow-On

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October 5, 2016

Transaction - VolitionRx Limited $11,250,000 Follow-On

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September 27, 2016

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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May 31, 2016

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

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May 13, 2016

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 4, 2016

Transaction - Ener-Core, Inc. $2,500,000 PIPE

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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