Lake Street Capital Markets

July 14, 2015

REIS, Inc. (REIS) - Initiation of Research Coverage

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 23, 2015

The Times (London): It was how the West was won, so don’t expect Americans to hand over their guns

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June 18, 2015

ShoreTel, Inc. (SHOR) - Initiation of Research Coverage

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June 16, 2015

Radiant Logistics (RLGT) - Initiation of Research Coverage

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June 10, 2015

Reuters: Boulder Brands forecasts first quarterly sales fall in 4 years

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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May 25, 2015

USA Today: Rosetta Stone shares jump on takeover talks

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May 22, 2015

Minneapolis Star Tribune: Watches cause a hiccup for Evine Live's turnaround

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May 22, 2015

Minneapolis Star Tribune: Analyst: Imation CEO's future in flux

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May 20, 2015

Chris Krueger Named #1 Earnings Estimator for Food Products Category In StarMine Analyst Awards

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May 13, 2015

Minneapolis Star Tribune: Which Proxy Adviser Will Have the Most Influence At Imation?

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May 5, 2015

Asterias Biotherapeutics (AST) - Initiation of Research Coverage

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May 4, 2015

Intellectual Asset Management Magazine: Unwired Planet’s $1 million man could be the key to unlocking its potential

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April 9, 2015

StarTek, Inc. (SRT) - Initiation of Research Coverage

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April 6, 2015

Cardio3 BioSciences (CIBSF) - Initiation of Research Coverage

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March 31, 2015

Intellectual Asset Management Magazine: With so much fear surrounding the PIPCO sector, now is the time to be greedy, says leading IP investor

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March 27, 2015

Minneapolis Star Tribune: Clinton Group appeals to Imation shareholders for board seats, compensation changes

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March 26, 2015

Anadigics, Inc. (ANAD) - Initiation of Research Coverage

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June 20, 2016

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

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June 15, 2016

CryoLife. Inc. (CRY) - Initiation of Research Coverage

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June 9, 2016

Argan, Inc. (AGX) - Initiation of Research Coverage

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May 31, 2016

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

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March 15, 2016

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

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March 8, 2016

EMCORE Corporation (EMKR) - Initiation of Research Coverage

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February 24, 2016

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

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February 16, 2016

DSP Group (DSPG) - Initiation of Research Coverage

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January 19, 2016

Pure Storage, Inc. (PSTG) - Initiation of Research Coverage

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November 23, 2015

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

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October 7, 2015

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

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September 8, 2015

Orbotech (ORBK) - Initiation of Research Coverage

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August 28, 2015

Digi International, Inc. (DGII) - Initiation of Research Coverage

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July 23, 2015

Nutrisystem, Inc. (NTRI) - Initiation of Research Coverage

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June 16, 2015

Radiant Logistics (RLGT) - Initiation of Research Coverage

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April 9, 2015

StarTek, Inc. (SRT) - Initiation of Research Coverage

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January 26, 2015

CUI Global, Inc. (CUI) - Initiation of Research Coverage

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December 22, 2014

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

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December 11, 2014

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

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November 11, 2014

Limoneria Company. (LMNR) - Initiation of Research Coverage

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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Lake Street News

REIS, Inc. (REIS) - Initiation of Research Coverage

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

Transaction - Celyad SA $100,100,000 Follow-On

The Times (London): It was how the West was won, so don’t expect Americans to hand over their guns

ShoreTel, Inc. (SHOR) - Initiation of Research Coverage

Radiant Logistics (RLGT) - Initiation of Research Coverage

Reuters: Boulder Brands forecasts first quarterly sales fall in 4 years

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

USA Today: Rosetta Stone shares jump on takeover talks

Minneapolis Star Tribune: Watches cause a hiccup for Evine Live's turnaround

Minneapolis Star Tribune: Analyst: Imation CEO's future in flux

Chris Krueger Named #1 Earnings Estimator for Food Products Category In StarMine Analyst Awards

Minneapolis Star Tribune: Which Proxy Adviser Will Have the Most Influence At Imation?

Asterias Biotherapeutics (AST) - Initiation of Research Coverage

Intellectual Asset Management Magazine: Unwired Planet’s $1 million man could be the key to unlocking its potential

StarTek, Inc. (SRT) - Initiation of Research Coverage

Cardio3 BioSciences (CIBSF) - Initiation of Research Coverage

Intellectual Asset Management Magazine: With so much fear surrounding the PIPCO sector, now is the time to be greedy, says leading IP investor

Minneapolis Star Tribune: Clinton Group appeals to Imation shareholders for board seats, compensation changes

Anadigics, Inc. (ANAD) - Initiation of Research Coverage

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

CryoLife. Inc. (CRY) - Initiation of Research Coverage

Argan, Inc. (AGX) - Initiation of Research Coverage

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

EMCORE Corporation (EMKR) - Initiation of Research Coverage

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

DSP Group (DSPG) - Initiation of Research Coverage

Pure Storage, Inc. (PSTG) - Initiation of Research Coverage

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

Orbotech (ORBK) - Initiation of Research Coverage

Digi International, Inc. (DGII) - Initiation of Research Coverage

Nutrisystem, Inc. (NTRI) - Initiation of Research Coverage

Radiant Logistics (RLGT) - Initiation of Research Coverage

StarTek, Inc. (SRT) - Initiation of Research Coverage

CUI Global, Inc. (CUI) - Initiation of Research Coverage

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

Limoneria Company. (LMNR) - Initiation of Research Coverage

Transaction - Field Nation, LLC $30,000,000 Private Placement

Transaction - SMTP, Inc. $3,800,000 Follow-On

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

Transaction - Celyad SA $100,100,000 Follow-On

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

Transaction - VolitionRx Limited $10,673,438 Follow-On

Transaction - Selectica, Inc. $5,900,000 PIPE

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

Transaction - Uniloc $10,000,000 Private Placement

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

Transaction - Selectica, Inc. Acquired Iasta, Inc.

Transaction - Selectica, Inc. $7,500,000 PIPE

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

Transaction - VolitionRX Limited $3,000,000 PIPE

Transaction - Selectica, Inc. $8,700,000 PIPE

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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