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April 11, 2017

Transaction - Synacor, Inc. $20,000,000 Follow-On

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April 10, 2017

Transaction - Aspen Group, Inc. $7,500,000 PIPE

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March 30, 2017

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

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March 21, 2017

NV5 Global, Inc. (NVEE) - Initiation of Research Coverage

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March 17, 2017

Nautilus, Inc. (NLS) - Initiation of Research Coverage

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March 8, 2017

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

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February 27, 2017

Electro Scientific Industries, Inc. (ESIO) - Initiation of Research Coverage

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February 13, 2017

Synacor, Inc. (SYNC) - Initiation of Research Coverage

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February 13, 2017

Transaction - RiceBran Technologies $8,000,000 PIPE

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January 30, 2017

Cardiovascular Systems, Inc. (CSII) - Initiation of Research Coverage

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January 23, 2017

Transaction - Heron Therapeutics $150,000,000 Follow-On

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January 3, 2017

BioScrip, Inc. (BIOS) - Initiation of Research Coverage

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December 21, 2016

NN, Inc. (NNBR) - Initiation of Research Coverage

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December 9, 2016

Transaction - Asure Software, Inc. $15,594,000 Follow-On

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December 7, 2016

TheStreet, Inc. (TST) - Initiation of Research Coverage

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December 2, 2016

Aspen Group, Inc. (ASPU) - Initiation of Research Coverage

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October 17, 2016

Asure Software, Inc. (ASUR) - Initiation of Research Coverage

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October 5, 2016

Transaction - VolitionRx Limited $11,250,000 Follow-On

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September 27, 2016

Nano Dimension Ltd (NNDM) - Initiation of Research Coverage

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September 27, 2016

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

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June 20, 2016

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

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June 15, 2016

CryoLife. Inc. (CRY) - Initiation of Research Coverage

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June 9, 2016

Argan, Inc. (AGX) - Initiation of Research Coverage

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May 31, 2016

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

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March 15, 2016

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

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March 8, 2016

EMCORE Corporation (EMKR) - Initiation of Research Coverage

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February 24, 2016

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

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February 16, 2016

DSP Group (DSPG) - Initiation of Research Coverage

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January 19, 2016

Pure Storage, Inc. (PSTG) - Initiation of Research Coverage

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November 23, 2015

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

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October 7, 2015

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

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September 8, 2015

Orbotech (ORBK) - Initiation of Research Coverage

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August 28, 2015

Digi International, Inc. (DGII) - Initiation of Research Coverage

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July 23, 2015

Nutrisystem, Inc. (NTRI) - Initiation of Research Coverage

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June 16, 2015

Radiant Logistics (RLGT) - Initiation of Research Coverage

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April 9, 2015

StarTek, Inc. (SRT) - Initiation of Research Coverage

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January 26, 2015

CUI Global, Inc. (CUI) - Initiation of Research Coverage

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December 22, 2014

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

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December 11, 2014

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

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November 11, 2014

Limoneria Company. (LMNR) - Initiation of Research Coverage

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February 4, 2021

Transaction - Quantam Corporation $103,500,000 Follow-On

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January 28, 2021

Transaction - PowerFleet, Inc. $28,778,750 Follow-On

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January 27, 2021

Transaction - Surgalign Holdings, Inc. $43,125,000 Follow-On

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January 22, 2021

Transaction - Perion Network Ltd. $65,992,750 Follow-On

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January 21, 2021

Transaction - Versus Systems Inc. $11,040,000 Follow-On

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January 11, 2021

Transaction - DermTech, Inc. $143,749,990 Follow-On

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December 31, 2020

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

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December 22, 2020

Transaction - PAVmed, Inc. $8,160,000 RDO

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December 18, 2020

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

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December 18, 2020

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

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December 17, 2020

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

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December 14, 2020

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

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December 11, 2020

Transaction - GrowGeneration Corp. $172,500,000 Follow-On

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December 11, 2020

Transaction - PAVmed, Inc. $8,900,000 RDO

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December 7, 2020

Transaction - Achieve Life Sciences, Inc. $17,307,500 Follow-On

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November 18, 2020

Transaction - MedAvail Holdings, Inc. $84,000,000 Private Placement

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October 22, 2020

Transaction - Brickell Biotech, Inc. $15,000,000 Follow-On

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October 14, 2020

Transaction - Alphatec Holdings, Inc. $115,000,000 Follow-On

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October 14, 2020

Transaction - Nova Measuring Instruments Ltd. $200,000,000 144 Convertible Debt Offering

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October 2, 2020

Transaction - Heritage Global, Inc. $9,559,375 Follow-On

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