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May 13, 2016

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

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April 18, 2016

Immersion Corporation (IMMR) - Initiation of Research Coverage

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March 31, 2016

Novatel Wireless (MIFI) - Initiation of Research Coverage

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March 24, 2016

Minneapolis Star-Tribune: As a rocky year ends, Evine Live makes money and cuts costs, including 45 jobs

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March 24, 2016

OncoCyte Corporation (OCX) - Initiation of Research Coverage

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March 21, 2016

Radisys Corporation (RSYS) - Initiation of Research Coverage

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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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March 15, 2016

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

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March 11, 2016

Sage Therapeutics, Inc. (SAGE) - Initiation of Research Coverage

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March 8, 2016

EMCORE Corporation (EMKR) - Initiation of Research Coverage

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February 27, 2016

Minneapolis Star-Tribune: Data storage shifts hurting Eden Prairie-based Datalink

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February 24, 2016

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 16, 2016

DSP Group (DSPG) - Initiation of Research Coverage

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February 9, 2016

Minneapolis Star-Tribune: Evine Live's turnaround CEO is out as profits continue to fall

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February 5, 2016

Reuters: Why Obama and other gun control advocates own stock in firearms makers

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February 5, 2016

TESARO, Inc. (TSRO) - Initiation Of Research Coverage

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February 3, 2016

WisBusiness.com: Exact Sciences suing Humana over unpaid claims

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 19, 2016

Pure Storage, Inc. (PSTG) - Initiation of Research Coverage

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October 17, 2014

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

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October 7, 2014

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

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October 2, 2014

Carbonite, Inc. (CARB) - Initiation of Research Coverage

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September 24, 2014

Lantronix, Inc. (LTRX) - Initiation of Research Coverage

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September 23, 2014

PolyMet Mining Corp. (PLM) - Initiation of Research Coverage

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August 27, 2014

Primo Water Corporation (PRMW) - Initiation of Research Coverage

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July 23, 2014

Calavo Growers, Inc. (CVGW) - Initiation of Research Coverage

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June 27, 2014

I.D. Systems Inc. (IDSY) - Initiation of Research Coverage

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June 24, 2014

Inuvo, Inc. (INUV) - Initiation of Research Coverage

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May 28, 2014

Knowles Corporation (KN) - Initiation of Research Coverage

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May 27, 2014

Himax Technologies, Inc (HIMX) Initiation of Research Coverage

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May 20, 2014

Chegg, Inc (CHGG) Initiation of Research Coverage

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May 14, 2014

Synaptics, Inc (SYNA) Initiation of Research Coverage

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May 13, 2014

Silicon Motion (SIMO) Initiation of Research Coverage

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April 28, 2014

Gaiam, Inc. (GAIA) Initiation of Research Coverage

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March 18, 2014

Rosetta Stone Inc. (RST) Initiation of Research Coverage

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March 10, 2014

Landec Corporation (LNDC) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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