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July 16, 2020

The Providence Service Corporation (PRSC) - Initiation of Research Coverage

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July 15, 2020

Sharps Compliance Corp. (SMED) - Initiation of Research Coverage

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July 2, 2020

Transaction - GrowGeneration Corp. $48,300,000 Follow-On

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July 1, 2020

Transaction - Achieve Life Sciences, Inc. $6,000,000 RDO

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June 25, 2020

OraSure Technologies, Inc. (OSUR) - Initiation of Research Coverage

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June 22, 2020

Limelight Networks, Inc. (LLNW) - Initiation of Research Coverage

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June 17, 2020

Transaction - Brickell Biotech, Inc. $20,122,290 Follow-On

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June 9, 2020

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

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June 9, 2020

InfuSystem Holdings, Inc. (INFU) - Initiation of Research Coverage

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May 21, 2020

Transaction - LiqTech International, Inc. $8,000,000 PIPE

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May 18, 2020

Inspire Medical Systems, Inc. (INSP) - Initiation of Research Coverage

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May 15, 2020

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

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April 22, 2020

Allot Ltd. (ALLT) - Initiation of Research Coverage

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April 17, 2020

The Passing of Our Teammate and Friend Chris Krueger

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April 7, 2020

Stereotaxis, Inc. (STXS) - Initiation of Research Coverage

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March 30, 2020

Lake Street Names Michael Fenton as Managing Director of Institutional Equities

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March 23, 2020

Atlas Technical Consultants, Inc. (ATCX) - Initiation of Research Coverage

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March 23, 2020

TheMaven, Inc. (MVEN) - Initiation of Research Coverage

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March 19, 2020

Sturm, Ruger & Company, Inc. (RGR) - Initiation of Research Coverage

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March 12, 2020

AquaBounty Technologies, Inc. (AQB) - Initiation of Research Coverage

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October 17, 2014

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

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October 7, 2014

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

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October 2, 2014

Carbonite, Inc. (CARB) - Initiation of Research Coverage

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September 24, 2014

Lantronix, Inc. (LTRX) - Initiation of Research Coverage

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September 23, 2014

PolyMet Mining Corp. (PLM) - Initiation of Research Coverage

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August 27, 2014

Primo Water Corporation (PRMW) - Initiation of Research Coverage

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July 23, 2014

Calavo Growers, Inc. (CVGW) - Initiation of Research Coverage

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June 27, 2014

I.D. Systems Inc. (IDSY) - Initiation of Research Coverage

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June 24, 2014

Inuvo, Inc. (INUV) - Initiation of Research Coverage

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May 28, 2014

Knowles Corporation (KN) - Initiation of Research Coverage

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May 27, 2014

Himax Technologies, Inc (HIMX) Initiation of Research Coverage

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May 20, 2014

Chegg, Inc (CHGG) Initiation of Research Coverage

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May 14, 2014

Synaptics, Inc (SYNA) Initiation of Research Coverage

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May 13, 2014

Silicon Motion (SIMO) Initiation of Research Coverage

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April 28, 2014

Gaiam, Inc. (GAIA) Initiation of Research Coverage

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March 18, 2014

Rosetta Stone Inc. (RST) Initiation of Research Coverage

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March 10, 2014

Landec Corporation (LNDC) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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September 28, 2023

Transaction - Opera Limited $84,237,198 Follow-on

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 24, 2023

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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April 18, 2023

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

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April 13, 2023

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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