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June 18, 2018

Tandem Diabetes Care, Inc. (TNDM) - Initiation of Research Coverage

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June 18, 2018

Transaction - Asure Software, Inc. $50,312,500 Follow-On

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June 15, 2018

Capstone Turbine Corporation (CPST) - Initiation of Research Coverage

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May 29, 2018

ShotSpotter, Inc. (SSTI) - Initiation of Research Coverage

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May 25, 2018

Transaction - USA Technologies, Inc. $75,700,000 Follow-On

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May 18, 2018

Transaction - Primo Water Corporation $74,752,300 Follow-On

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May 8, 2018

Transaction - OptimizeRx Corporation $9,000,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $19,300,000 Recapitalization

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April 27, 2018

Transaction - Turtle Beach Corporation $8,400,000 PIPE

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April 26, 2018

Clarus Corporation (CLAR) - Initiation of Research Coverage

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April 24, 2018

Biofrontera AG (BFRA) - Initiation of Research Coverage

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April 19, 2018

Transaction - Aspen Group, Inc. $23,000,000 Follow-On

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April 3, 2018

USA Technologies, Inc. (USAT) - Initiation of Research Coverage

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April 3, 2018

Transaction - RMG Networks Holding Corporation $16,800,000 Fairness Opinion

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March 28, 2018

The Joint Corp. (JYNT) - Initiation of Research Coverage

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March 28, 2018

Transaction - SharpSpring, Inc. $8,000,000 PIPE

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March 28, 2018

Transaction - Heron Therapeutics, Inc. $156,000,000 Follow-On

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March 26, 2018

Nova Measuring Instruments Ltd. (NVMI) - Initiation of Research Coverage

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March 21, 2018

Transaction - Gaia, Inc. $40,250,000 Follow-On

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March 20, 2018

Telaria, Inc. (TLRA) - Initiation of Research Coverage

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October 17, 2014

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

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October 7, 2014

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

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October 2, 2014

Carbonite, Inc. (CARB) - Initiation of Research Coverage

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September 24, 2014

Lantronix, Inc. (LTRX) - Initiation of Research Coverage

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September 23, 2014

PolyMet Mining Corp. (PLM) - Initiation of Research Coverage

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August 27, 2014

Primo Water Corporation (PRMW) - Initiation of Research Coverage

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July 23, 2014

Calavo Growers, Inc. (CVGW) - Initiation of Research Coverage

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June 27, 2014

I.D. Systems Inc. (IDSY) - Initiation of Research Coverage

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June 24, 2014

Inuvo, Inc. (INUV) - Initiation of Research Coverage

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May 28, 2014

Knowles Corporation (KN) - Initiation of Research Coverage

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May 27, 2014

Himax Technologies, Inc (HIMX) Initiation of Research Coverage

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May 20, 2014

Chegg, Inc (CHGG) Initiation of Research Coverage

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May 14, 2014

Synaptics, Inc (SYNA) Initiation of Research Coverage

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May 13, 2014

Silicon Motion (SIMO) Initiation of Research Coverage

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April 28, 2014

Gaiam, Inc. (GAIA) Initiation of Research Coverage

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March 18, 2014

Rosetta Stone Inc. (RST) Initiation of Research Coverage

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March 10, 2014

Landec Corporation (LNDC) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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November 25, 2019

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

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November 20, 2019

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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November 13, 2019

Transaction - AVITA Medical Limited A$120,000,000 Australian Institutional Placement

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October 7, 2019

Transaction - TheMaven, Inc. $20,000,000 PIPE

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August 1, 2019

Transaction - RealNetworks, Inc. $10,000,000 Revolving Line of Credit

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July 30, 2019

Transaction - Alphatec Holdings, Inc. $57,661,000 Follow-On

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July 11, 2019

Transaction - AquaVenture Holdings Limited $79,589,200 Follow-On

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July 2, 2019

Transaction - NV5 Global, Inc. Acquires GeoDesign, Inc.

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June 12, 2019

Transaction - TheStreet, Inc. $16,500,000 Merger

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June 12, 2019

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

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June 5, 2019

Transaction - OptimizeRX Corporation $20,000,500 Follow-On

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May 22, 2019

Transaction - LiqTech International, Inc. $16,065,000 PIPE

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May 9, 2019

Transaction - Sonim Technologies, Inc. $45,178,573 IPO

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March 8, 2019

Transaction - RiceBran Technologies $12,140,000 PIPE

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March 7, 2019

Transaction - SharpSpring, Inc. $10,000,000 Follow-On

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February 26, 2019

Transaction - Super League Gaming, Inc. $25,000,000 IPO

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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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January 22, 2019

Transaction - Sonim Technologies $11,135,000 Private Placement

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December 18, 2018

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

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