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February 20, 2014

Parametric Sound (PAMT) - Initiation of Research Coverage

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February 19, 2014

Alteva, Inc. (ALTV) - Initiation of Research Coverage

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February 14, 2014

ClickSoftware Technologies (CKSW) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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February 4, 2014

Streamline Health (STRM) - Initiation of Research Coverage

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February 4, 2014

ZipRealty, Inc. (ZIPR) - Initiation of Research Coverage

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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January 8, 2014

Bloomberg News: Riverbed Receives $3.08 Billion Takeover Bid From Elliott

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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November 11, 2013

Adept Technology (ADEP) - Initiation of Research Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Autobytel Inc. (ABTL) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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October 15, 2013

EnteroMedics Inc. (ETRM) - Initiation of Research Coverage

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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October 4, 2013

Boulder Brands, Inc. (BDBD) - Initiation of Research Coverage

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September 26, 2013

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

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October 17, 2014

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

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October 7, 2014

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

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October 2, 2014

Carbonite, Inc. (CARB) - Initiation of Research Coverage

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September 24, 2014

Lantronix, Inc. (LTRX) - Initiation of Research Coverage

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September 23, 2014

PolyMet Mining Corp. (PLM) - Initiation of Research Coverage

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August 27, 2014

Primo Water Corporation (PRMW) - Initiation of Research Coverage

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July 23, 2014

Calavo Growers, Inc. (CVGW) - Initiation of Research Coverage

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June 27, 2014

I.D. Systems Inc. (IDSY) - Initiation of Research Coverage

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June 24, 2014

Inuvo, Inc. (INUV) - Initiation of Research Coverage

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May 28, 2014

Knowles Corporation (KN) - Initiation of Research Coverage

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May 27, 2014

Himax Technologies, Inc (HIMX) Initiation of Research Coverage

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May 20, 2014

Chegg, Inc (CHGG) Initiation of Research Coverage

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May 14, 2014

Synaptics, Inc (SYNA) Initiation of Research Coverage

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May 13, 2014

Silicon Motion (SIMO) Initiation of Research Coverage

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April 28, 2014

Gaiam, Inc. (GAIA) Initiation of Research Coverage

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March 18, 2014

Rosetta Stone Inc. (RST) Initiation of Research Coverage

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March 10, 2014

Landec Corporation (LNDC) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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July 24, 2018

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

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July 18, 2018

Transaction - Carbonite, Inc. $204,871,338 Follow-On

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July 3, 2018

Transaction - Profire Energy, Inc. $28,031,250 Follow-On

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June 25, 2018

Transaction - Kindred Biosciences, Inc. $50,600,000 Follow-On

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June 25, 2018

Transaction - Limoneira Company $69,000,000 Follow-On

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June 25, 2018

Transaction - Trupanion, Inc. $69,000,000 Follow-On

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June 20, 2018

Transaction - TheStreet, Inc. $33,500,000 M&A Advisory

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June 18, 2018

Transaction - Asure Software, Inc. $50,312,500 Follow-On

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May 25, 2018

Transaction - USA Technologies, Inc. $75,700,000 Follow-On

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May 18, 2018

Transaction - Primo Water Corporation $74,752,300 Follow-On

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May 8, 2018

Transaction - OptimizeRx Corporation $9,000,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $19,300,000 Recapitalization

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April 27, 2018

Transaction - Turtle Beach Corporation $8,400,000 PIPE

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April 19, 2018

Transaction - Aspen Group, Inc. $23,000,000 Follow-On

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April 3, 2018

Transaction - RMG Networks Holding Corporation $16,800,000 Fairness Opinion

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March 28, 2018

Transaction - SharpSpring, Inc. $8,000,000 PIPE

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