Lake Street Capital Markets

February 7, 2023

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

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January 31, 2023

CVRx, Inc. (CVRX) - Initiation of Coverage

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January 31, 2023

Zuora, Inc. (ZUO) - Initiation of Coverage

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January 30, 2023

Tremor International Ltd. (TRMR) - Initiation of Coverage

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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January 4, 2023

Karat Packaging, Inc. (KRT) - Initiation of Coverage

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December 19, 2022

Apollo Medical Holdings, Inc. (AMEH) - Initiation of Coverage

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December 14, 2022

Xometry, Inc. (XMTR) - Initiation of Coverage

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December 14, 2022

Cardiovascular Systems, Inc. (CSII) - Initiation of Coverage

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December 8, 2022

BARK, Inc. (BARK) - Initiation of Coverage

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 7, 2022

Expensify, Inc. (EXFY) - Initiation of Coverage

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 29, 2022

Proto Labs, Inc. (PRLB) - Initiation of Coverage

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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November 14, 2022

Transaction - SKNV Inc. $35,000,000 Private Placement

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November 7, 2022

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

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October 27, 2022

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

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October 18, 2022

Domo, Inc. (DOMO) - Initiation of Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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September 19, 2013

Destination XL Group (DXLG) - Initiation of Research Coverage

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September 18, 2013

SunOpta Inc. (STKL) - Initiation of Research Coverage

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September 5, 2013

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

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July 15, 2013

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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January 17, 2013

Chart Industries (GTLS) - Initiation of Research Coverage

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January 15, 2013

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

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January 8, 2013

Westport Innovations (WPRT) - Initiation of Research Coverage

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January 8, 2013

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

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January 4, 2013

CommVault Systems, Inc. (CVLT) - Initiation of Research Coverage

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March 19, 2021

Transaction - AFC Gamma, Inc. $136,562,500 IPO

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March 17, 2021

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

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March 11, 2021

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

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March 11, 2021

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

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March 3, 2021

Transaction - iCAD, Inc. $25,087,284 Follow-on

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February 25, 2021

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

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February 24, 2021

Transaction - Biofrontera AG $8,911,133 Follow-on

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February 23, 2021

Transaction - PAVmed, Inc. $51,750,000 Follow-on

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February 19, 2021

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

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February 18, 2021

Transaction - Alpha Healthcare Acquisition Corp has Merged with Humacyte, Inc. Fairness Opinion

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February 17, 2021

Transaction - Ebang International Holdings, Inc. $72,400,000 Warrant Solicitation

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February 11, 2021

Transaction - Ebang International Holdings, Inc. $96,000,000 RDO

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February 10, 2021

Transaction - Limbach Holdings, Inc. $24,612,300 Follow-On

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February 10, 2021

Transaction - Babcock & Wilcox Enterprises, Inc. $172,500,003 Follow-on

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February 9, 2021

Transaction - OptimizeRx Corporation $75,425,625 Follow-on

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February 5, 2021

Transaction - Veracyte, Inc. $632,500,000 Follow-On

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February 5, 2021

Transaction - Rekor Systems, Inc. $75,055,000 Follow-On

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February 4, 2021

Transaction - HyreCar, Inc. $29,727,500 Follow-On

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February 4, 2021

Transaction - AquaBounty Technologies, Inc. $127,075,000 Follow-On

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February 4, 2021

Transaction - Isoray, Inc. $51,750,000 Follow-On

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Lake Street News

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

CVRx, Inc. (CVRX) - Initiation of Coverage

Zuora, Inc. (ZUO) - Initiation of Coverage

Tremor International Ltd. (TRMR) - Initiation of Coverage

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

Karat Packaging, Inc. (KRT) - Initiation of Coverage

Apollo Medical Holdings, Inc. (AMEH) - Initiation of Coverage

Xometry, Inc. (XMTR) - Initiation of Coverage

Cardiovascular Systems, Inc. (CSII) - Initiation of Coverage

BARK, Inc. (BARK) - Initiation of Coverage

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

Expensify, Inc. (EXFY) - Initiation of Coverage

Transaction - Clearfield, Inc. $138,000,000 Follow-on

Proto Labs, Inc. (PRLB) - Initiation of Coverage

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

Transaction - SKNV Inc. $35,000,000 Private Placement

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

Domo, Inc. (DOMO) - Initiation of Coverage

Ballard Power Systems (BLDP) - Initiation of Research Coverage

Smith & Wesson (SWHC) - Initiation of Research Coverage

Destination XL Group (DXLG) - Initiation of Research Coverage

SunOpta Inc. (STKL) - Initiation of Research Coverage

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

Quantum Corporation (QTM) - Initiation of Research Coverage

NetApp, Inc. (NTAP) - Initiation of Research Coverage

Chart Industries (GTLS) - Initiation of Research Coverage

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

Westport Innovations (WPRT) - Initiation of Research Coverage

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

CommVault Systems, Inc. (CVLT) - Initiation of Research Coverage

Transaction - AFC Gamma, Inc. $136,562,500 IPO

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

Transaction - iCAD, Inc. $25,087,284 Follow-on

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

Transaction - Biofrontera AG $8,911,133 Follow-on

Transaction - PAVmed, Inc. $51,750,000 Follow-on

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

Transaction - Alpha Healthcare Acquisition Corp has Merged with Humacyte, Inc. Fairness Opinion

Transaction - Ebang International Holdings, Inc. $72,400,000 Warrant Solicitation

Transaction - Ebang International Holdings, Inc. $96,000,000 RDO

Transaction - Limbach Holdings, Inc. $24,612,300 Follow-On

Transaction - Babcock & Wilcox Enterprises, Inc. $172,500,003 Follow-on

Transaction - OptimizeRx Corporation $75,425,625 Follow-on

Transaction - Veracyte, Inc. $632,500,000 Follow-On

Transaction - Rekor Systems, Inc. $75,055,000 Follow-On

Transaction - HyreCar, Inc. $29,727,500 Follow-On

Transaction - AquaBounty Technologies, Inc. $127,075,000 Follow-On

Transaction - Isoray, Inc. $51,750,000 Follow-On

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