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June 10, 2022

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

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June 9, 2022

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

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June 1, 2022

Lake Street Appoints Andrew Pafko Managing Director, Head of Medical Technologies and Healthcare Services Banking

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 12, 2022

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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September 19, 2013

Destination XL Group (DXLG) - Initiation of Research Coverage

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September 18, 2013

SunOpta Inc. (STKL) - Initiation of Research Coverage

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September 5, 2013

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

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July 15, 2013

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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January 17, 2013

Chart Industries (GTLS) - Initiation of Research Coverage

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January 15, 2013

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

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January 8, 2013

Westport Innovations (WPRT) - Initiation of Research Coverage

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January 8, 2013

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

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January 4, 2013

CommVault Systems, Inc. (CVLT) - Initiation of Research Coverage

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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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July 24, 2018

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

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July 18, 2018

Transaction - Carbonite, Inc. $204,871,338 Follow-On

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July 3, 2018

Transaction - Profire Energy, Inc. $28,031,250 Follow-On

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June 25, 2018

Transaction - Kindred Biosciences, Inc. $50,600,000 Follow-On

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June 25, 2018

Transaction - Limoneira Company $69,000,000 Follow-On

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June 25, 2018

Transaction - Trupanion, Inc. $69,000,000 Follow-On

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June 20, 2018

Transaction - TheStreet, Inc. $33,500,000 M&A Advisory

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June 18, 2018

Transaction - Asure Software, Inc. $50,312,500 Follow-On

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May 25, 2018

Transaction - USA Technologies, Inc. $75,700,000 Follow-On

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May 18, 2018

Transaction - Primo Water Corporation $74,752,300 Follow-On

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May 8, 2018

Transaction - OptimizeRx Corporation $9,000,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $19,300,000 Recapitalization

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April 27, 2018

Transaction - Turtle Beach Corporation $8,400,000 PIPE

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April 19, 2018

Transaction - Aspen Group, Inc. $23,000,000 Follow-On

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April 3, 2018

Transaction - RMG Networks Holding Corporation $16,800,000 Fairness Opinion

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March 28, 2018

Transaction - SharpSpring, Inc. $8,000,000 PIPE

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