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February 7, 2023

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

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January 31, 2023

CVRx, Inc. (CVRX) - Initiation of Coverage

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January 31, 2023

Zuora, Inc. (ZUO) - Initiation of Coverage

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January 30, 2023

Tremor International Ltd. (TRMR) - Initiation of Coverage

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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January 4, 2023

Karat Packaging, Inc. (KRT) - Initiation of Coverage

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December 19, 2022

Apollo Medical Holdings, Inc. (AMEH) - Initiation of Coverage

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December 14, 2022

Xometry, Inc. (XMTR) - Initiation of Coverage

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December 14, 2022

Cardiovascular Systems, Inc. (CSII) - Initiation of Coverage

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December 8, 2022

BARK, Inc. (BARK) - Initiation of Coverage

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 7, 2022

Expensify, Inc. (EXFY) - Initiation of Coverage

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 29, 2022

Proto Labs, Inc. (PRLB) - Initiation of Coverage

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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November 14, 2022

Transaction - SKNV Inc. $35,000,000 Private Placement

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November 7, 2022

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

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October 27, 2022

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

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October 18, 2022

Domo, Inc. (DOMO) - Initiation of Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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September 19, 2013

Destination XL Group (DXLG) - Initiation of Research Coverage

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September 18, 2013

SunOpta Inc. (STKL) - Initiation of Research Coverage

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September 5, 2013

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

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July 15, 2013

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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January 17, 2013

Chart Industries (GTLS) - Initiation of Research Coverage

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January 15, 2013

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

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January 8, 2013

Westport Innovations (WPRT) - Initiation of Research Coverage

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January 8, 2013

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

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January 4, 2013

CommVault Systems, Inc. (CVLT) - Initiation of Research Coverage

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November 5, 2024

Transaction - Centrus Energy Corp. $402,500,000 144A Convertible Debt Offering

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October 31, 2024

Transaction - Applied Digital Corporation $450,000,000 144A Convertible Debt Offering

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October 23, 2024

Transaction - TELA Bio, Inc. $46,000,000 Follow-on

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September 26, 2024

Transaction - MDxHealth $40,000,000 Follow-on

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September 25, 2024

Transaction - BlackSky Technology Inc. $46,000,000 Follow-on

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September 20, 2024

Transaction - Kopin Corporation $27,007,500 Follow-on

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July 23, 2024

Transaction - Trukera Medical Has Been Acquired by Bausch + Lomb Corporation Financial Advisor

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July 11, 2024

Transaction - CPI Card Group Inc. $285,000,000 144A Senior Secured Notes

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July 1, 2024

Transaction - Endospan Ltd. $25,000,000 Sell-Side Financial Advisor

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June 17, 2024

Transaction - Elutia Inc. $13,259,275 Registered Direct Offering

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June 12, 2024

Transaction - J.Jill, Inc. $71,300,000 Follow-on

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April 18, 2024

Transaction - Igniton, Inc. $12,000,000 Private Placement

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April 5, 2024

Transaction - Biodesix, Inc. $55,000,000 Registered Direct Offering & Concurrent PIPE

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March 26, 2024

Transaction - Cardlytics, Inc. $172,500,000 144A Convertible Debt Offering

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March 14, 2024

Transaction - Cadre Holdings, Inc. $127,334,445 Follow-on

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March 4, 2024

Transaction - Tandem Diabetes Care, Inc. $275,000,000 144A Convertible Debt Offering

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February 29, 2024

Transaction - Achieve Life Sciences, Inc. $60,000,000 Registered Direct Offering

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February 29, 2024

Transaction - ClearPoint Neuro, Inc. $17,250,000 Follow-on

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February 13, 2024

Transaction - BIOLASE, Inc. $7,040,000 Follow-on

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December 15, 2023

Transaction - PCTEL, Inc. Has Been Acquired by Amphenol Corporation Financial Advisor

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