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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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March 15, 2016

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

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March 11, 2016

Sage Therapeutics, Inc. (SAGE) - Initiation of Research Coverage

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March 8, 2016

EMCORE Corporation (EMKR) - Initiation of Research Coverage

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February 27, 2016

Minneapolis Star-Tribune: Data storage shifts hurting Eden Prairie-based Datalink

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February 24, 2016

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 16, 2016

DSP Group (DSPG) - Initiation of Research Coverage

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February 9, 2016

Minneapolis Star-Tribune: Evine Live's turnaround CEO is out as profits continue to fall

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February 5, 2016

TESARO, Inc. (TSRO) - Initiation Of Research Coverage

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February 5, 2016

Reuters: Why Obama and other gun control advocates own stock in firearms makers

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February 3, 2016

WisBusiness.com: Exact Sciences suing Humana over unpaid claims

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 19, 2016

Pure Storage, Inc. (PSTG) - Initiation of Research Coverage

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January 8, 2016

Minneapolis Star-Tribune: Imation sells Oakdale headquarters, is leaving Minnesota

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January 8, 2016

Intellectual Asset Management: CEO’s exit leaves a gaping hole at the top of Acacia, but could also herald a new approach

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January 8, 2016

MPR News: Imation tries to evolve into data-storage survivor

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January 6, 2016

Wall Street Journal: Obama Gun Measures Likely Won’t Have Big Effect on Firearms Industry

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January 6, 2016

Bloomberg Business: Smith & Wesson Gun Sales Soar as Obama Announces Gun Rules

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January 5, 2016

Reuters: Shares of gun makers soar as Obama tightens firearm rules

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September 5, 2013

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

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July 15, 2013

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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January 17, 2013

Chart Industries (GTLS) - Initiation of Research Coverage

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January 15, 2013

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

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January 8, 2013

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

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January 8, 2013

Westport Innovations (WPRT) - Initiation of Research Coverage

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January 4, 2013

CommVault Systems, Inc. (CVLT) - Initiation of Research Coverage

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November 13, 2019

Transaction - AVITA Medical Limited A$120,000,000 Australian Institutional Placement

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October 7, 2019

Transaction - TheMaven, Inc. $20,000,000 PIPE

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August 1, 2019

Transaction - RealNetworks, Inc. $10,000,000 Revolving Line of Credit

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July 30, 2019

Transaction - Alphatec Holdings, Inc. $57,661,000 Follow-On

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July 11, 2019

Transaction - AquaVenture Holdings Limited $79,589,200 Follow-On

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July 2, 2019

Transaction - NV5 Global, Inc. Acquires GeoDesign, Inc.

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June 12, 2019

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

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June 12, 2019

Transaction - TheStreet, Inc. $16,500,000 Merger

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June 5, 2019

Transaction - OptimizeRX Corporation $20,000,500 Follow-On

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May 22, 2019

Transaction - LiqTech International, Inc. $16,065,000 PIPE

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May 9, 2019

Transaction - Sonim Technologies, Inc. $45,178,573 IPO

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March 8, 2019

Transaction - RiceBran Technologies $12,140,000 PIPE

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March 7, 2019

Transaction - SharpSpring, Inc. $10,000,000 Follow-On

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February 26, 2019

Transaction - Super League Gaming, Inc. $25,000,000 IPO

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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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January 22, 2019

Transaction - Sonim Technologies $11,135,000 Private Placement

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December 18, 2018

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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