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October 13, 2020

PAVmed, Inc. (PAVM) - Initiation of Research Coverage

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October 7, 2020

Heritage Global, Inc. (HGBL) - Initiation of Research Coverage

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October 2, 2020

Transaction - Heritage Global, Inc. $9,559,375 Follow-On

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September 29, 2020

Brightcove, Inc. (BCOV) - Initiation of Research Coverage

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September 29, 2020

Transaction - Ballard Power Systems, Inc. $250,000,000 ATM

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September 17, 2020

Achieve Life Sciences, Inc. (ACHV) - Initiation of Research Coverage

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September 15, 2020

Franklin Wireless Corp. (FKWL) - Initiation of Research Coverage

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September 15, 2020

SANUWAVE Health, Inc. (SNWV) - Initiation of Research Coverage

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September 15, 2020

Centrus Energy Corp. (LEU) - Initiation of Research Coverage

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September 14, 2020

Lake Street Appoints Michael Fenton as Head of Special Equities

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September 14, 2020

Lake Street Appoints Jon Miller to Managing Director, Syndicate and Corporate Client Services

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September 10, 2020

Profound Medical Corp. (PROF) - Initiation of Research Coverage

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August 28, 2020

Brickell Biotech, Inc. (BBI) - Initiation of Research Coverage

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August 21, 2020

Transaction - Centrus Energy Corp. $25,375,000 Follow-On

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August 10, 2020

Transaction - SANUWAVE Health, Inc. $23,852,000 Private Placement

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August 10, 2020

Transaction - SANUWAVE Health, Inc. Acquires Wound Care Assets of Celularity, including UltraMIST Fairness Opinion

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August 7, 2020

Transaction - AquaBounty Technologies, Inc. $27,500,000 Follow-On

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August 7, 2020

Transaction - Veracyte, Inc. $207,000,000 Follow-On

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August 6, 2020

Transaction - Achieve Life Sciences, Inc. $7,475,000 CMPO

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July 24, 2020

Transaction - Option Care Health, Inc. $258,750,000 Follow-On

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May 3, 2024

Biodesix, Inc. (BDSX) - Initiation of Coverage

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April 30, 2024

Personalis, Inc. (PSNL) - Initiation of Coverage

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April 30, 2024

Red Robin Gourmet Burgers, Inc. (RRGB) - Initiation of Coverage

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April 23, 2024

Research Solutions, Inc. (RSSS) - Initiation of Coverage

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April 19, 2024

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

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April 5, 2024

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

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April 4, 2024

The Honest Company, Inc. (HNST) - Initiation of Coverage

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March 19, 2024

LENSAR, Inc. (LNSR) - Initiation of Coverage

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March 7, 2024

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

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January 18, 2024

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

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January 3, 2024

Silk Road Medical, Inc (SILK) - Initiation of Coverage

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December 19, 2023

MoneyLion Inc. (ML) - Initiation of Coverage

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December 19, 2023

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

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December 15, 2023

Olo Inc. (OLO) - Initiation of Coverage

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November 29, 2023

Cardlytics, Inc. (CDLX) - Initiation of Coverage

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November 28, 2023

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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November 27, 2023

J.Jill, Inc. (JILL) - Initiation of Coverage

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November 21, 2023

Evolv Technologies Holdings, Inc. (EVLV) - Initiation of Coverage

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October 24, 2023

Potbelly Corporation (PBPB) - Initiation of Coverage

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September 28, 2023

Elutia Inc. (ELUT) - Initiation of Coverage

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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September 26, 2013

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

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September 26, 2013

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

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September 18, 2013

Transaction - Patent Properties, Inc. $11,600,000 PIPE

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September 16, 2013

Transaction - Clean Energy Fuels Corp $250,000,000 144A Convertible Debt Offering

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August 16, 2013

Transaction - PowerSecure International, Inc. $40,000,000 Follow-On

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June 3, 2013

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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May 28, 2013

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

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