Lake Street Capital Markets

November 11, 2014

Limoneria Company. (LMNR) - Initiation of Research Coverage

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October 17, 2014

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

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October 7, 2014

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

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October 2, 2014

Carbonite, Inc. (CARB) - Initiation of Research Coverage

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September 25, 2014

ARC Document Solutions (ARC) - Initiation of Research Coverage

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September 24, 2014

Lantronix, Inc. (LTRX) - Initiation of Research Coverage

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September 23, 2014

PolyMet Mining Corp. (PLM) - Initiation of Research Coverage

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September 22, 2014

Marketo, Inc. (MKTO) - Initiation of Research Coverage

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September 19, 2014

Twin Cities Business: The Battle For ShopHQ

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September 2, 2014

ImageWare Systems, Inc. (IWSY) - Initiation of Research Coverage

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August 27, 2014

Primo Water Corporation (PRMW) - Initiation of Research Coverage

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August 21, 2014

Burcon NutraScience Corp. (BUR) - Initiation of Research Coverage

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July 23, 2014

Calavo Growers, Inc. (CVGW) - Initiation of Research Coverage

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July 2, 2014

Barrett Business Services (BBSI) - Initiation of Research Coverage

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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July 1, 2014

Value Vision Media, Inc. (VVTV) - Initiation of Research Coverage

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June 29, 2014

Bloomberg News: Soros Caught in ClickSoftware Rout That Puzzles Analysts

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June 27, 2014

I.D. Systems Inc. (IDSY) - Initiation of Research Coverage

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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May 3, 2024

Biodesix, Inc. (BDSX) - Initiation of Coverage

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April 30, 2024

Personalis, Inc. (PSNL) - Initiation of Coverage

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April 30, 2024

Red Robin Gourmet Burgers, Inc. (RRGB) - Initiation of Coverage

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April 23, 2024

Research Solutions, Inc. (RSSS) - Initiation of Coverage

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April 19, 2024

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

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April 5, 2024

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

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April 4, 2024

The Honest Company, Inc. (HNST) - Initiation of Coverage

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March 19, 2024

LENSAR, Inc. (LNSR) - Initiation of Coverage

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March 7, 2024

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

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January 18, 2024

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

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January 3, 2024

Silk Road Medical, Inc (SILK) - Initiation of Coverage

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December 19, 2023

MoneyLion Inc. (ML) - Initiation of Coverage

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December 19, 2023

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

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December 15, 2023

Olo Inc. (OLO) - Initiation of Coverage

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November 29, 2023

Cardlytics, Inc. (CDLX) - Initiation of Coverage

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November 28, 2023

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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November 27, 2023

J.Jill, Inc. (JILL) - Initiation of Coverage

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November 21, 2023

Evolv Technologies Holdings, Inc. (EVLV) - Initiation of Coverage

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October 24, 2023

Potbelly Corporation (PBPB) - Initiation of Coverage

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September 28, 2023

Elutia Inc. (ELUT) - Initiation of Coverage

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September 29, 2020

Transaction - Ballard Power Systems, Inc. $250,000,000 ATM

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August 21, 2020

Transaction - Centrus Energy Corp. $25,375,000 Follow-On

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August 10, 2020

Transaction - SANUWAVE Health, Inc. $23,852,000 Private Placement

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August 10, 2020

Transaction - SANUWAVE Health, Inc. Acquires Wound Care Assets of Celularity, including UltraMIST Fairness Opinion

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August 7, 2020

Transaction - AquaBounty Technologies, Inc. $27,500,000 Follow-On

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August 7, 2020

Transaction - Veracyte, Inc. $207,000,000 Follow-On

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August 6, 2020

Transaction - Achieve Life Sciences, Inc. $7,475,000 CMPO

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July 24, 2020

Transaction - Option Care Health, Inc. $258,750,000 Follow-On

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July 2, 2020

Transaction - GrowGeneration Corp. $48,300,000 Follow-On

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July 1, 2020

Transaction - Achieve Life Sciences, Inc. $6,000,000 RDO

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June 17, 2020

Transaction - Brickell Biotech, Inc. $20,122,290 Follow-On

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June 9, 2020

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

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May 21, 2020

Transaction - LiqTech International, Inc. $8,000,000 PIPE

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May 15, 2020

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

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March 4, 2020

Transaction - DermTech, Inc. $65,000,000 PIPE

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February 25, 2020

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

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February 14, 2020

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

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February 7, 2020

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

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December 17, 2019

Transaction - RiceBran Technologies $8,481,250 Follow-On

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December 12, 2019

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

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Lake Street News

Limoneria Company. (LMNR) - Initiation of Research Coverage

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

Carbonite, Inc. (CARB) - Initiation of Research Coverage

ARC Document Solutions (ARC) - Initiation of Research Coverage

Lantronix, Inc. (LTRX) - Initiation of Research Coverage

PolyMet Mining Corp. (PLM) - Initiation of Research Coverage

Marketo, Inc. (MKTO) - Initiation of Research Coverage

Twin Cities Business: The Battle For ShopHQ

ImageWare Systems, Inc. (IWSY) - Initiation of Research Coverage

Primo Water Corporation (PRMW) - Initiation of Research Coverage

Burcon NutraScience Corp. (BUR) - Initiation of Research Coverage

Calavo Growers, Inc. (CVGW) - Initiation of Research Coverage

Barrett Business Services (BBSI) - Initiation of Research Coverage

Transaction - Selectica, Inc. Acquired Iasta, Inc.

Transaction - Selectica, Inc. $7,500,000 PIPE

Value Vision Media, Inc. (VVTV) - Initiation of Research Coverage

Bloomberg News: Soros Caught in ClickSoftware Rout That Puzzles Analysts

I.D. Systems Inc. (IDSY) - Initiation of Research Coverage

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

Biodesix, Inc. (BDSX) - Initiation of Coverage

Personalis, Inc. (PSNL) - Initiation of Coverage

Red Robin Gourmet Burgers, Inc. (RRGB) - Initiation of Coverage

Research Solutions, Inc. (RSSS) - Initiation of Coverage

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

The Honest Company, Inc. (HNST) - Initiation of Coverage

LENSAR, Inc. (LNSR) - Initiation of Coverage

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

Silk Road Medical, Inc (SILK) - Initiation of Coverage

MoneyLion Inc. (ML) - Initiation of Coverage

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

Olo Inc. (OLO) - Initiation of Coverage

Cardlytics, Inc. (CDLX) - Initiation of Coverage

Envoy Medical, Inc. (COCH) - Initiation of Coverage

J.Jill, Inc. (JILL) - Initiation of Coverage

Evolv Technologies Holdings, Inc. (EVLV) - Initiation of Coverage

Potbelly Corporation (PBPB) - Initiation of Coverage

Elutia Inc. (ELUT) - Initiation of Coverage

Transaction - Ballard Power Systems, Inc. $250,000,000 ATM

Transaction - Centrus Energy Corp. $25,375,000 Follow-On

Transaction - SANUWAVE Health, Inc. $23,852,000 Private Placement

Transaction - SANUWAVE Health, Inc. Acquires Wound Care Assets of Celularity, including UltraMIST Fairness Opinion

Transaction - AquaBounty Technologies, Inc. $27,500,000 Follow-On

Transaction - Veracyte, Inc. $207,000,000 Follow-On

Transaction - Achieve Life Sciences, Inc. $7,475,000 CMPO

Transaction - Option Care Health, Inc. $258,750,000 Follow-On

Transaction - GrowGeneration Corp. $48,300,000 Follow-On

Transaction - Achieve Life Sciences, Inc. $6,000,000 RDO

Transaction - Brickell Biotech, Inc. $20,122,290 Follow-On

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

Transaction - LiqTech International, Inc. $8,000,000 PIPE

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

Transaction - DermTech, Inc. $65,000,000 PIPE

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

Transaction - RiceBran Technologies $8,481,250 Follow-On

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

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