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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 28, 2022

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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June 10, 2022

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

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June 9, 2022

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

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June 1, 2022

Lake Street Appoints Andrew Pafko Managing Director, Head of Medical Technologies and Healthcare Services Banking

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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June 18, 2024

Kopin Corporation (KOPN) - Initiation of Coverage

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June 17, 2024

Ooma, Inc. (OOMA) - Initiation of Coverage

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June 4, 2024

Pulmonx Corporation (LUNG) - Initiation of Coverage

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May 30, 2024

Wag! Group Co. (PET) - Initiation of Coverage

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May 20, 2024

Myomo, Inc. (MYO) - Initiation of Coverage

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May 17, 2024

Mission Produce, Inc. (AVO) - Initiation of Coverage

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May 3, 2024

Biodesix, Inc. (BDSX) - Initiation of Coverage

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April 30, 2024

Red Robin Gourmet Burgers, Inc. (RRGB) - Initiation of Coverage

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April 30, 2024

Personalis, Inc. (PSNL) - Initiation of Coverage

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April 23, 2024

Research Solutions, Inc. (RSSS) - Initiation of Coverage

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April 19, 2024

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

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April 5, 2024

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

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April 4, 2024

The Honest Company, Inc. (HNST) - Initiation of Coverage

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March 19, 2024

LENSAR, Inc. (LNSR) - Initiation of Coverage

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March 7, 2024

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

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January 18, 2024

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

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January 3, 2024

Silk Road Medical, Inc (SILK) - Initiation of Coverage

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December 19, 2023

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

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December 19, 2023

MoneyLion Inc. (ML) - Initiation of Coverage

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December 15, 2023

Olo Inc. (OLO) - Initiation of Coverage

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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September 26, 2013

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

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September 26, 2013

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

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