Lake Street Capital Markets

May 22, 2019

Transaction - LiqTech International, Inc. $16,065,000 PIPE

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May 20, 2019

ENDRA Life Sciences, Inc. (NDRA) - Initiation of Research Coverage

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May 9, 2019

Transaction - Sonim Technologies, Inc. $45,178,573 IPO

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April 26, 2019

Reed's, Inc. (REED) - Initiation of Research Coverage

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April 4, 2019

Ziopharm Oncology, Inc. (ZIOP) - Initiation of Research Coverage

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March 25, 2019

Super League Gaming (SLGG) - Initiation of Research Coverage

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March 8, 2019

Transaction - RiceBran Technologies $12,140,000 PIPE

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March 7, 2019

Transaction - SharpSpring, Inc. $10,000,000 Follow-On

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March 5, 2019

CTI BioPharma Corp. (CTIC) - Initiation of Research Coverage

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March 5, 2019

DiaMedica Therapeutics, Inc. (DMAC) - Initiation of Research Coverage

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February 26, 2019

Transaction - Super League Gaming, Inc. $25,000,000 IPO

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February 8, 2019

inTEST Corporation (INTT) - Initiation of Research Coverage

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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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January 22, 2019

Transaction - Sonim Technologies $11,135,000 Private Placement

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December 18, 2018

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

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December 10, 2018

Imprimis Pharmaceuticals, Inc. (IMMY) - Initiation of Research Coverage

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December 4, 2018

LiqTech International, Inc. (LIQT) - Initiation of Research Coverage

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December 3, 2018

Jerash Holdings, Inc. (JRSH) - Initiation of Research Coverage

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November 30, 2018

Akoustis Technologies, Inc. (AKTS) - Initiation of Research Coverage

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November 28, 2018

Biofrontera AG (BFRA) - Assumption of Research Coverage

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September 7, 2023

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

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September 6, 2023

PetIQ, Inc. (PETQ) - Initiation of Coverage

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August 21, 2023

OptiNose, Inc. (OPTN) - Initiation of Coverage

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July 31, 2023

Priority Technology Holdings, Inc. (PRTH) - Initiation of Coverage

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July 26, 2023

PAR Technology Corporation (PAR) - Initiation of Coverage

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July 25, 2023

Titan Machinery, Inc. (TITN) - Initiation of Coverage

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June 27, 2023

Alkami Technology, Inc. (ALKT) - Initiation of Coverage

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June 8, 2023

Flux Power Holdings, Inc. (FLUX) - Initiation of Coverage

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June 6, 2023

Aviat Networks, Inc. (AVNW) - Initiation of Coverage

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May 25, 2023

PetMed Express, Inc. (PETS) - Initiation of Coverage

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May 25, 2023

Genius Sports Limited (GENI) - Initiation of Coverage

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May 2, 2023

Evogene Ltd. (EVGN) - Initiation of Coverage

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April 26, 2023

Kura Sushi USA, Inc. (KRUS) - Initiation of Coverage

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April 21, 2023

Fabrinet (FN) - Initiation of Coverage

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April 12, 2023

IRadimed Corporation (IRMD) - Initiation of Coverage

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April 10, 2023

Xponential Fitness, Inc. (XPOF) - Initiation of Coverage

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March 24, 2023

Vital Farms, Inc. (VITL) - Initiation of Coverage

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February 22, 2023

NeuroPace, Inc. (NPCE) - Initiation of Coverage

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February 7, 2023

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

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January 31, 2023

CVRx, Inc. (CVRX) - Initiation of Coverage

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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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September 28, 2023

Transaction - Opera Limited $84,237,198 Follow-on

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 24, 2023

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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April 18, 2023

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

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April 13, 2023

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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Lake Street News

Transaction - LiqTech International, Inc. $16,065,000 PIPE

ENDRA Life Sciences, Inc. (NDRA) - Initiation of Research Coverage

Transaction - Sonim Technologies, Inc. $45,178,573 IPO

Reed's, Inc. (REED) - Initiation of Research Coverage

Ziopharm Oncology, Inc. (ZIOP) - Initiation of Research Coverage

Super League Gaming (SLGG) - Initiation of Research Coverage

Transaction - RiceBran Technologies $12,140,000 PIPE

Transaction - SharpSpring, Inc. $10,000,000 Follow-On

CTI BioPharma Corp. (CTIC) - Initiation of Research Coverage

DiaMedica Therapeutics, Inc. (DMAC) - Initiation of Research Coverage

Transaction - Super League Gaming, Inc. $25,000,000 IPO

inTEST Corporation (INTT) - Initiation of Research Coverage

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

Transaction - Sonim Technologies $11,135,000 Private Placement

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

Imprimis Pharmaceuticals, Inc. (IMMY) - Initiation of Research Coverage

LiqTech International, Inc. (LIQT) - Initiation of Research Coverage

Jerash Holdings, Inc. (JRSH) - Initiation of Research Coverage

Akoustis Technologies, Inc. (AKTS) - Initiation of Research Coverage

Biofrontera AG (BFRA) - Assumption of Research Coverage

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

PetIQ, Inc. (PETQ) - Initiation of Coverage

OptiNose, Inc. (OPTN) - Initiation of Coverage

Priority Technology Holdings, Inc. (PRTH) - Initiation of Coverage

PAR Technology Corporation (PAR) - Initiation of Coverage

Titan Machinery, Inc. (TITN) - Initiation of Coverage

Alkami Technology, Inc. (ALKT) - Initiation of Coverage

Flux Power Holdings, Inc. (FLUX) - Initiation of Coverage

Aviat Networks, Inc. (AVNW) - Initiation of Coverage

PetMed Express, Inc. (PETS) - Initiation of Coverage

Genius Sports Limited (GENI) - Initiation of Coverage

Evogene Ltd. (EVGN) - Initiation of Coverage

Kura Sushi USA, Inc. (KRUS) - Initiation of Coverage

Fabrinet (FN) - Initiation of Coverage

IRadimed Corporation (IRMD) - Initiation of Coverage

Xponential Fitness, Inc. (XPOF) - Initiation of Coverage

Vital Farms, Inc. (VITL) - Initiation of Coverage

NeuroPace, Inc. (NPCE) - Initiation of Coverage

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

CVRx, Inc. (CVRX) - Initiation of Coverage

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

Transaction - Gaia, Inc. $5,008,500 Follow-on

Transaction - Opera Limited $84,237,198 Follow-on

Transaction - Elutia, Inc. $10,500,000 PIPE

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

Transaction - inTEST Corporation $20,000,000 ATM

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

Transaction - Clearfield, Inc. $138,000,000 Follow-on

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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