Lake Street Capital Markets

March 22, 2015

Minneapolis Star Tribune: What analysts are saying: 'Buy' ratings maintained after Evine Live reports earnings

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March 3, 2015

VolitionRx (VNRX) - Initiation of Research Coverage

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February 27, 2015

SMTP, Inc. (SMTP) - Initiation of Research Coverage

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February 16, 2015

Resource Investing News: PolyMet Mining - Final EIS for NorthMet Expected in Spring 2015

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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January 27, 2015

Global Eagle Entertainment (ENT) - Initiation of Research Coverage

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January 26, 2015

CUI Global, Inc. (CUI) - Initiation of Research Coverage

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January 5, 2015

Exact Sciences Corp. (EXAS) - Initiation of Research Coverage

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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December 22, 2014

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

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December 12, 2014

Planet Payment (PLPM) - Initiation of Research Coverage

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December 11, 2014

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

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December 3, 2014

Minneapolis Star Tribune: Activist shareholders' demands now a fact of life

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November 25, 2014

AxoGen, Inc. (AXGN) - Initiation of Research Coverage

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November 25, 2014

Planar Systems, Inc. (PLNR) - Initiation of Research Coverage

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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November 17, 2014

Qumu Corp. (QUMU) - Initiation of Research Coverage

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September 7, 2023

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

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September 6, 2023

PetIQ, Inc. (PETQ) - Initiation of Coverage

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August 21, 2023

OptiNose, Inc. (OPTN) - Initiation of Coverage

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July 31, 2023

Priority Technology Holdings, Inc. (PRTH) - Initiation of Coverage

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July 26, 2023

PAR Technology Corporation (PAR) - Initiation of Coverage

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July 25, 2023

Titan Machinery, Inc. (TITN) - Initiation of Coverage

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June 27, 2023

Alkami Technology, Inc. (ALKT) - Initiation of Coverage

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June 8, 2023

Flux Power Holdings, Inc. (FLUX) - Initiation of Coverage

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June 6, 2023

Aviat Networks, Inc. (AVNW) - Initiation of Coverage

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May 25, 2023

PetMed Express, Inc. (PETS) - Initiation of Coverage

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May 25, 2023

Genius Sports Limited (GENI) - Initiation of Coverage

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May 2, 2023

Evogene Ltd. (EVGN) - Initiation of Coverage

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April 26, 2023

Kura Sushi USA, Inc. (KRUS) - Initiation of Coverage

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April 21, 2023

Fabrinet (FN) - Initiation of Coverage

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April 12, 2023

IRadimed Corporation (IRMD) - Initiation of Coverage

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April 10, 2023

Xponential Fitness, Inc. (XPOF) - Initiation of Coverage

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March 24, 2023

Vital Farms, Inc. (VITL) - Initiation of Coverage

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February 22, 2023

NeuroPace, Inc. (NPCE) - Initiation of Coverage

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February 7, 2023

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

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January 31, 2023

CVRx, Inc. (CVRX) - Initiation of Coverage

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February 4, 2021

Transaction - Quantam Corporation $103,500,000 Follow-On

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January 28, 2021

Transaction - PowerFleet, Inc. $28,778,750 Follow-On

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January 27, 2021

Transaction - Surgalign Holdings, Inc. $43,125,000 Follow-On

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January 22, 2021

Transaction - Perion Network Ltd. $65,992,750 Follow-On

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January 21, 2021

Transaction - Versus Systems Inc. $11,040,000 Follow-On

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January 11, 2021

Transaction - DermTech, Inc. $143,749,990 Follow-On

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December 31, 2020

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

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December 22, 2020

Transaction - PAVmed, Inc. $8,160,000 RDO

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December 18, 2020

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

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December 18, 2020

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

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December 17, 2020

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

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December 14, 2020

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

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December 11, 2020

Transaction - GrowGeneration Corp. $172,500,000 Follow-On

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December 11, 2020

Transaction - PAVmed, Inc. $8,900,000 RDO

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December 7, 2020

Transaction - Achieve Life Sciences, Inc. $17,307,500 Follow-On

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November 18, 2020

Transaction - MedAvail Holdings, Inc. $84,000,000 Private Placement

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October 22, 2020

Transaction - Brickell Biotech, Inc. $15,000,000 Follow-On

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October 14, 2020

Transaction - Alphatec Holdings, Inc. $115,000,000 Follow-On

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October 14, 2020

Transaction - Nova Measuring Instruments Ltd. $200,000,000 144 Convertible Debt Offering

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October 2, 2020

Transaction - Heritage Global, Inc. $9,559,375 Follow-On

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Lake Street News

Minneapolis Star Tribune: What analysts are saying: 'Buy' ratings maintained after Evine Live reports earnings

VolitionRx (VNRX) - Initiation of Research Coverage

SMTP, Inc. (SMTP) - Initiation of Research Coverage

Resource Investing News: PolyMet Mining - Final EIS for NorthMet Expected in Spring 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

Transaction - VolitionRx Limited $10,673,438 Follow-On

Transaction - Selectica, Inc. $5,900,000 PIPE

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

Global Eagle Entertainment (ENT) - Initiation of Research Coverage

CUI Global, Inc. (CUI) - Initiation of Research Coverage

Exact Sciences Corp. (EXAS) - Initiation of Research Coverage

Transaction - Uniloc $10,000,000 Private Placement

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

Planet Payment (PLPM) - Initiation of Research Coverage

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

Minneapolis Star Tribune: Activist shareholders' demands now a fact of life

AxoGen, Inc. (AXGN) - Initiation of Research Coverage

Planar Systems, Inc. (PLNR) - Initiation of Research Coverage

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

Qumu Corp. (QUMU) - Initiation of Research Coverage

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

PetIQ, Inc. (PETQ) - Initiation of Coverage

OptiNose, Inc. (OPTN) - Initiation of Coverage

Priority Technology Holdings, Inc. (PRTH) - Initiation of Coverage

PAR Technology Corporation (PAR) - Initiation of Coverage

Titan Machinery, Inc. (TITN) - Initiation of Coverage

Alkami Technology, Inc. (ALKT) - Initiation of Coverage

Flux Power Holdings, Inc. (FLUX) - Initiation of Coverage

Aviat Networks, Inc. (AVNW) - Initiation of Coverage

PetMed Express, Inc. (PETS) - Initiation of Coverage

Genius Sports Limited (GENI) - Initiation of Coverage

Evogene Ltd. (EVGN) - Initiation of Coverage

Kura Sushi USA, Inc. (KRUS) - Initiation of Coverage

Fabrinet (FN) - Initiation of Coverage

IRadimed Corporation (IRMD) - Initiation of Coverage

Xponential Fitness, Inc. (XPOF) - Initiation of Coverage

Vital Farms, Inc. (VITL) - Initiation of Coverage

NeuroPace, Inc. (NPCE) - Initiation of Coverage

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

CVRx, Inc. (CVRX) - Initiation of Coverage

Transaction - Quantam Corporation $103,500,000 Follow-On

Transaction - PowerFleet, Inc. $28,778,750 Follow-On

Transaction - Surgalign Holdings, Inc. $43,125,000 Follow-On

Transaction - Perion Network Ltd. $65,992,750 Follow-On

Transaction - Versus Systems Inc. $11,040,000 Follow-On

Transaction - DermTech, Inc. $143,749,990 Follow-On

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

Transaction - PAVmed, Inc. $8,160,000 RDO

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

Transaction - GrowGeneration Corp. $172,500,000 Follow-On

Transaction - PAVmed, Inc. $8,900,000 RDO

Transaction - Achieve Life Sciences, Inc. $17,307,500 Follow-On

Transaction - MedAvail Holdings, Inc. $84,000,000 Private Placement

Transaction - Brickell Biotech, Inc. $15,000,000 Follow-On

Transaction - Alphatec Holdings, Inc. $115,000,000 Follow-On

Transaction - Nova Measuring Instruments Ltd. $200,000,000 144 Convertible Debt Offering

Transaction - Heritage Global, Inc. $9,559,375 Follow-On

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