Lake Street Capital Markets

April 23, 2014

Integra LifeSciences (IART) Initiation of Research Coverage

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March 18, 2014

Rosetta Stone Inc. (RST) Initiation of Research Coverage

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March 10, 2014

Landec Corporation (LNDC) - Initiation of Research Coverage

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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February 20, 2014

Parametric Sound (PAMT) - Initiation of Research Coverage

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February 19, 2014

Alteva, Inc. (ALTV) - Initiation of Research Coverage

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February 14, 2014

ClickSoftware Technologies (CKSW) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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February 4, 2014

ZipRealty, Inc. (ZIPR) - Initiation of Research Coverage

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February 4, 2014

Streamline Health (STRM) - Initiation of Research Coverage

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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January 8, 2014

Bloomberg News: Riverbed Receives $3.08 Billion Takeover Bid From Elliott

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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November 11, 2013

Adept Technology (ADEP) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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October 16, 2013

Autobytel Inc. (ABTL) - Initiation of Research Coverage

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June 18, 2024

Kopin Corporation (KOPN) - Initiation of Coverage

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June 17, 2024

Ooma, Inc. (OOMA) - Initiation of Coverage

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June 4, 2024

Pulmonx Corporation (LUNG) - Initiation of Coverage

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May 30, 2024

Wag! Group Co. (PET) - Initiation of Coverage

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May 20, 2024

Myomo, Inc. (MYO) - Initiation of Coverage

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May 17, 2024

Mission Produce, Inc. (AVO) - Initiation of Coverage

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May 3, 2024

Biodesix, Inc. (BDSX) - Initiation of Coverage

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April 30, 2024

Red Robin Gourmet Burgers, Inc. (RRGB) - Initiation of Coverage

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April 30, 2024

Personalis, Inc. (PSNL) - Initiation of Coverage

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April 23, 2024

Research Solutions, Inc. (RSSS) - Initiation of Coverage

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April 19, 2024

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

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April 5, 2024

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

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April 4, 2024

The Honest Company, Inc. (HNST) - Initiation of Coverage

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March 19, 2024

LENSAR, Inc. (LNSR) - Initiation of Coverage

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March 7, 2024

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

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January 18, 2024

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

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January 3, 2024

Silk Road Medical, Inc (SILK) - Initiation of Coverage

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December 19, 2023

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

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December 19, 2023

MoneyLion Inc. (ML) - Initiation of Coverage

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December 15, 2023

Olo Inc. (OLO) - Initiation of Coverage

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January 22, 2021

Transaction - Perion Network Ltd. $65,992,750 Follow-On

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January 21, 2021

Transaction - Versus Systems Inc. $11,040,000 Follow-On

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January 11, 2021

Transaction - DermTech, Inc. $143,749,990 Follow-On

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December 31, 2020

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

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December 22, 2020

Transaction - PAVmed, Inc. $8,160,000 RDO

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December 18, 2020

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

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December 18, 2020

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

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December 17, 2020

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

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December 14, 2020

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

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December 11, 2020

Transaction - PAVmed, Inc. $8,900,000 RDO

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December 11, 2020

Transaction - GrowGeneration Corp. $172,500,000 Follow-On

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December 7, 2020

Transaction - Achieve Life Sciences, Inc. $17,307,500 Follow-On

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November 18, 2020

Transaction - MedAvail Holdings, Inc. $84,000,000 Private Placement

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October 22, 2020

Transaction - Brickell Biotech, Inc. $15,000,000 Follow-On

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October 14, 2020

Transaction - Nova Measuring Instruments Ltd. $200,000,000 144 Convertible Debt Offering

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October 14, 2020

Transaction - Alphatec Holdings, Inc. $115,000,000 Follow-On

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October 2, 2020

Transaction - Heritage Global, Inc. $9,559,375 Follow-On

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September 29, 2020

Transaction - Ballard Power Systems, Inc. $250,000,000 ATM

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August 21, 2020

Transaction - Centrus Energy Corp. $25,375,000 Follow-On

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August 10, 2020

Transaction - SANUWAVE Health, Inc. Acquires Wound Care Assets of Celularity, including UltraMIST Fairness Opinion

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Lake Street News

Integra LifeSciences (IART) Initiation of Research Coverage

Rosetta Stone Inc. (RST) Initiation of Research Coverage

Landec Corporation (LNDC) - Initiation of Research Coverage

Transaction - VolitionRX Limited $3,000,000 PIPE

Parametric Sound (PAMT) - Initiation of Research Coverage

Alteva, Inc. (ALTV) - Initiation of Research Coverage

ClickSoftware Technologies (CKSW) - Initiation of Research Coverage

Natural Gas Services Group (NGS) - Initiation of Research Coverage

ZipRealty, Inc. (ZIPR) - Initiation of Research Coverage

Streamline Health (STRM) - Initiation of Research Coverage

Transaction - Selectica, Inc. $8,700,000 PIPE

The ONE Group (STKS) - Initiation of Research Coverage

Bloomberg News: Riverbed Receives $3.08 Billion Takeover Bid From Elliott

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

Adept Technology (ADEP) - Initiation of Research Coverage

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

Ballard Power Systems (BLDP) - Initiation of Research Coverage

Smith & Wesson (SWHC) - Initiation of Research Coverage

Autobytel Inc. (ABTL) - Initiation of Research Coverage

Kopin Corporation (KOPN) - Initiation of Coverage

Ooma, Inc. (OOMA) - Initiation of Coverage

Pulmonx Corporation (LUNG) - Initiation of Coverage

Wag! Group Co. (PET) - Initiation of Coverage

Myomo, Inc. (MYO) - Initiation of Coverage

Mission Produce, Inc. (AVO) - Initiation of Coverage

Biodesix, Inc. (BDSX) - Initiation of Coverage

Red Robin Gourmet Burgers, Inc. (RRGB) - Initiation of Coverage

Personalis, Inc. (PSNL) - Initiation of Coverage

Research Solutions, Inc. (RSSS) - Initiation of Coverage

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

The Honest Company, Inc. (HNST) - Initiation of Coverage

LENSAR, Inc. (LNSR) - Initiation of Coverage

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

Silk Road Medical, Inc (SILK) - Initiation of Coverage

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

MoneyLion Inc. (ML) - Initiation of Coverage

Olo Inc. (OLO) - Initiation of Coverage

Transaction - Perion Network Ltd. $65,992,750 Follow-On

Transaction - Versus Systems Inc. $11,040,000 Follow-On

Transaction - DermTech, Inc. $143,749,990 Follow-On

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

Transaction - PAVmed, Inc. $8,160,000 RDO

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

Transaction - PAVmed, Inc. $8,900,000 RDO

Transaction - GrowGeneration Corp. $172,500,000 Follow-On

Transaction - Achieve Life Sciences, Inc. $17,307,500 Follow-On

Transaction - MedAvail Holdings, Inc. $84,000,000 Private Placement

Transaction - Brickell Biotech, Inc. $15,000,000 Follow-On

Transaction - Nova Measuring Instruments Ltd. $200,000,000 144 Convertible Debt Offering

Transaction - Alphatec Holdings, Inc. $115,000,000 Follow-On

Transaction - Heritage Global, Inc. $9,559,375 Follow-On

Transaction - Ballard Power Systems, Inc. $250,000,000 ATM

Transaction - Centrus Energy Corp. $25,375,000 Follow-On

Transaction - SANUWAVE Health, Inc. Acquires Wound Care Assets of Celularity, including UltraMIST Fairness Opinion

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