Lake Street Capital Markets

September 19, 2016

Invuity, Inc. (IVTY) - Initiation of Research Coverage

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September 15, 2016

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

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September 13, 2016

HARSCO, Inc. (HSC) - Initiation of Research Coverage

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August 26, 2016

CyberOptics Corporation (CYBE) - Initiation of Research Coverage

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August 23, 2016

CBS Money Watch: 3 small-cap stocks that may be worth big bets

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August 22, 2016

Avita Medical (AVMXY) - Initiation of Research Coverage

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August 18, 2016

Universal Electronics, Inc. (UEIC) - Initiation of Research Coverage

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July 21, 2016

Flexion Therapeutics, Inc. (FLXN) - Initiation of Research Coverage

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July 19, 2016

Trupanion, Inc. (TRUP) - Initiation of Research Coverage

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July 12, 2016

DAVIDsTEA, Inc. (DTEA) - Initiation of Research Coverage

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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June 21, 2016

New York Times: Assault Rifles and Concealed Handguns at Center of a Changing Industry

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June 20, 2016

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

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June 15, 2016

CryoLife. Inc. (CRY) - Initiation of Research Coverage

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June 9, 2016

Argan, Inc. (AGX) - Initiation of Research Coverage

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May 31, 2016

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

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May 31, 2016

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

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May 26, 2016

Minneapolis Star-Tribune: Evine Live shows some progress but still reports a loss

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May 24, 2016

La Jolla Pharmaceutical Company (LJPC) - Initiation of Research Coverage

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May 18, 2016

Xactly Corporation (XTLY) - Initiation of Research Coverage

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January 31, 2023

Zuora, Inc. (ZUO) - Initiation of Coverage

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January 30, 2023

Tremor International Ltd. (TRMR) - Initiation of Coverage

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January 4, 2023

Karat Packaging, Inc. (KRT) - Initiation of Coverage

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December 19, 2022

Apollo Medical Holdings, Inc. (AMEH) - Initiation of Coverage

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December 14, 2022

Xometry, Inc. (XMTR) - Initiation of Coverage

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December 14, 2022

Cardiovascular Systems, Inc. (CSII) - Initiation of Coverage

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December 8, 2022

BARK, Inc. (BARK) - Initiation of Coverage

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December 7, 2022

Expensify, Inc. (EXFY) - Initiation of Coverage

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November 29, 2022

Proto Labs, Inc. (PRLB) - Initiation of Coverage

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November 7, 2022

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

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October 18, 2022

Domo, Inc. (DOMO) - Initiation of Coverage

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October 4, 2022

Benson Hill (BHIL) - Initiation of Coverage

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September 23, 2022

Spok Holdings, Inc. (SPOK) - Initiation of Coverage

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August 10, 2022

Blue Apron Holdings, Inc. (APRN) - Initiation of Coverage

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August 8, 2022

Artivion, Inc. (AORT) - Initiation of Coverage

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August 5, 2022

Electromed, Inc. (ELMD) - Initiation of Coverage

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July 27, 2022

Dynatronics Corporation (DYNT) - Initiation of Coverage

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July 26, 2022

BlackSky Technology Inc. (BKSY) - Initiation of Coverage

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July 22, 2022

SLM Solutions Group (SLGRF) - Initiation of Coverage

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July 21, 2022

AgroFresh Solutions, Inc. (AGFS) - Initiation of Coverage

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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Lake Street News

Invuity, Inc. (IVTY) - Initiation of Research Coverage

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

HARSCO, Inc. (HSC) - Initiation of Research Coverage

CyberOptics Corporation (CYBE) - Initiation of Research Coverage

CBS Money Watch: 3 small-cap stocks that may be worth big bets

Avita Medical (AVMXY) - Initiation of Research Coverage

Universal Electronics, Inc. (UEIC) - Initiation of Research Coverage

Flexion Therapeutics, Inc. (FLXN) - Initiation of Research Coverage

Trupanion, Inc. (TRUP) - Initiation of Research Coverage

DAVIDsTEA, Inc. (DTEA) - Initiation of Research Coverage

Transaction - TESARO, Inc. $433,147,500 Follow-On

New York Times: Assault Rifles and Concealed Handguns at Center of a Changing Industry

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

CryoLife. Inc. (CRY) - Initiation of Research Coverage

Argan, Inc. (AGX) - Initiation of Research Coverage

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

Minneapolis Star-Tribune: Evine Live shows some progress but still reports a loss

La Jolla Pharmaceutical Company (LJPC) - Initiation of Research Coverage

Xactly Corporation (XTLY) - Initiation of Research Coverage

Zuora, Inc. (ZUO) - Initiation of Coverage

Tremor International Ltd. (TRMR) - Initiation of Coverage

Karat Packaging, Inc. (KRT) - Initiation of Coverage

Apollo Medical Holdings, Inc. (AMEH) - Initiation of Coverage

Xometry, Inc. (XMTR) - Initiation of Coverage

Cardiovascular Systems, Inc. (CSII) - Initiation of Coverage

BARK, Inc. (BARK) - Initiation of Coverage

Expensify, Inc. (EXFY) - Initiation of Coverage

Proto Labs, Inc. (PRLB) - Initiation of Coverage

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

Domo, Inc. (DOMO) - Initiation of Coverage

Benson Hill (BHIL) - Initiation of Coverage

Spok Holdings, Inc. (SPOK) - Initiation of Coverage

Blue Apron Holdings, Inc. (APRN) - Initiation of Coverage

Artivion, Inc. (AORT) - Initiation of Coverage

Electromed, Inc. (ELMD) - Initiation of Coverage

Dynatronics Corporation (DYNT) - Initiation of Coverage

BlackSky Technology Inc. (BKSY) - Initiation of Coverage

SLM Solutions Group (SLGRF) - Initiation of Coverage

AgroFresh Solutions, Inc. (AGFS) - Initiation of Coverage

Transaction - Field Nation, LLC $30,000,000 Private Placement

Transaction - SMTP, Inc. $3,800,000 Follow-On

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

Transaction - Celyad SA $100,100,000 Follow-On

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

Transaction - VolitionRx Limited $10,673,438 Follow-On

Transaction - Selectica, Inc. $5,900,000 PIPE

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

Transaction - Uniloc $10,000,000 Private Placement

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

Transaction - Selectica, Inc. Acquired Iasta, Inc.

Transaction - Selectica, Inc. $7,500,000 PIPE

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

Transaction - VolitionRX Limited $3,000,000 PIPE

Transaction - Selectica, Inc. $8,700,000 PIPE

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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