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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 24, 2018

Pareteum Corporation (TEUM) - Initiation of Research Coverage

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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September 4, 2018

Identiv, Inc. (INVE) - Initiation of Research Coverage

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August 27, 2018

VirTra, Inc. (VTSI) - Initiation of Research Coverage

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August 17, 2018

AquaVenture Holdings Limited (WAAS) - Initiation of Research Coverage

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July 30, 2018

Semler Scientific, Inc. (SMLR) - Initiation of Research Coverage

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July 24, 2018

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

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July 23, 2018

Kindred Biosciences, Inc. (KIN) - Initiation of Research Coverage

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July 18, 2018

Transaction - Carbonite, Inc. $204,871,338 Follow-On

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July 3, 2018

Transaction - Profire Energy, Inc. $28,031,250 Follow-On

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June 28, 2018

Intermolecular, Inc. (IMI) - Initiation of Research Coverage

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June 25, 2018

LeMaitre Vascular, Inc. (LMAT) - Initiation of Research Coverage

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June 25, 2018

Transaction - Kindred Biosciences, Inc. $50,600,000 Follow-On

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June 25, 2018

Transaction - Limoneira Company $69,000,000 Follow-On

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June 25, 2018

Transaction - Trupanion, Inc. $69,000,000 Follow-On

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June 20, 2018

Transaction - TheStreet, Inc. $33,500,000 M&A Advisory

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January 31, 2023

Zuora, Inc. (ZUO) - Initiation of Coverage

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January 30, 2023

Tremor International Ltd. (TRMR) - Initiation of Coverage

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January 4, 2023

Karat Packaging, Inc. (KRT) - Initiation of Coverage

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December 19, 2022

Apollo Medical Holdings, Inc. (AMEH) - Initiation of Coverage

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December 14, 2022

Xometry, Inc. (XMTR) - Initiation of Coverage

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December 14, 2022

Cardiovascular Systems, Inc. (CSII) - Initiation of Coverage

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December 8, 2022

BARK, Inc. (BARK) - Initiation of Coverage

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December 7, 2022

Expensify, Inc. (EXFY) - Initiation of Coverage

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November 29, 2022

Proto Labs, Inc. (PRLB) - Initiation of Coverage

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November 7, 2022

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

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October 18, 2022

Domo, Inc. (DOMO) - Initiation of Coverage

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October 4, 2022

Benson Hill (BHIL) - Initiation of Coverage

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September 23, 2022

Spok Holdings, Inc. (SPOK) - Initiation of Coverage

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August 10, 2022

Blue Apron Holdings, Inc. (APRN) - Initiation of Coverage

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August 8, 2022

Artivion, Inc. (AORT) - Initiation of Coverage

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August 5, 2022

Electromed, Inc. (ELMD) - Initiation of Coverage

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July 27, 2022

Dynatronics Corporation (DYNT) - Initiation of Coverage

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July 26, 2022

BlackSky Technology Inc. (BKSY) - Initiation of Coverage

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July 22, 2022

SLM Solutions Group (SLGRF) - Initiation of Coverage

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July 21, 2022

AgroFresh Solutions, Inc. (AGFS) - Initiation of Coverage

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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November 25, 2019

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

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November 20, 2019

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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November 13, 2019

Transaction - AVITA Medical Limited A$120,000,000 Australian Institutional Placement

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October 7, 2019

Transaction - TheMaven, Inc. $20,000,000 PIPE

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August 1, 2019

Transaction - RealNetworks, Inc. $10,000,000 Revolving Line of Credit

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July 30, 2019

Transaction - Alphatec Holdings, Inc. $57,661,000 Follow-On

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July 11, 2019

Transaction - AquaVenture Holdings Limited $79,589,200 Follow-On

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July 2, 2019

Transaction - NV5 Global, Inc. Acquires GeoDesign, Inc.

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June 12, 2019

Transaction - TheStreet, Inc. $16,500,000 Merger

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June 12, 2019

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

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June 5, 2019

Transaction - OptimizeRX Corporation $20,000,500 Follow-On

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May 22, 2019

Transaction - LiqTech International, Inc. $16,065,000 PIPE

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May 9, 2019

Transaction - Sonim Technologies, Inc. $45,178,573 IPO

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March 8, 2019

Transaction - RiceBran Technologies $12,140,000 PIPE

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March 7, 2019

Transaction - SharpSpring, Inc. $10,000,000 Follow-On

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February 26, 2019

Transaction - Super League Gaming, Inc. $25,000,000 IPO

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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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January 22, 2019

Transaction - Sonim Technologies $11,135,000 Private Placement

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December 18, 2018

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

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