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February 23, 2021

Transaction - PAVmed, Inc. $51,750,000 Follow-on

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 19, 2021

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

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February 18, 2021

Transaction - Alpha Healthcare Acquisition Corp has Merged with Humacyte, Inc. Fairness Opinion

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February 18, 2021

Isoray, Inc. (ISR) - Initiation of Coverage

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February 17, 2021

Transaction - Ebang International Holdings, Inc. $72,400,000 Warrant Solicitation

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February 17, 2021

Lake Street Names Troy Jensen as Managing Director, Senior Research Analyst

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February 11, 2021

Transaction - Ebang International Holdings, Inc. $96,000,000 RDO

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February 10, 2021

Transaction - Babcock & Wilcox Enterprises, Inc. $172,500,003 Follow-on

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February 10, 2021

Transaction - Limbach Holdings, Inc. $24,612,300 Follow-On

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February 9, 2021

Transaction - OptimizeRx Corporation $75,425,625 Follow-on

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February 5, 2021

Transaction - Rekor Systems, Inc. $75,055,000 Follow-On

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February 5, 2021

Transaction - Veracyte, Inc. $632,500,000 Follow-On

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February 4, 2021

Transaction - Quantam Corporation $103,500,000 Follow-On

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February 4, 2021

Transaction - Isoray, Inc. $51,750,000 Follow-On

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February 4, 2021

Transaction - AquaBounty Technologies, Inc. $127,075,000 Follow-On

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February 4, 2021

Transaction - HyreCar, Inc. $29,727,500 Follow-On

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January 28, 2021

Transaction - PowerFleet, Inc. $28,778,750 Follow-On

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January 27, 2021

Transaction - Surgalign Holdings, Inc. $43,125,000 Follow-On

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January 25, 2021

EDAP TMS S.A. (EDAP) - Initiation of Coverage

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April 12, 2023

IRadimed Corporation (IRMD) - Initiation of Coverage

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April 10, 2023

Xponential Fitness, Inc. (XPOF) - Initiation of Coverage

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March 24, 2023

Vital Farms, Inc. (VITL) - Initiation of Coverage

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February 22, 2023

NeuroPace, Inc. (NPCE) - Initiation of Coverage

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February 7, 2023

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

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January 31, 2023

Zuora, Inc. (ZUO) - Initiation of Coverage

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January 31, 2023

CVRx, Inc. (CVRX) - Initiation of Coverage

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January 30, 2023

Tremor International Ltd. (TRMR) - Initiation of Coverage

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January 4, 2023

Karat Packaging, Inc. (KRT) - Initiation of Coverage

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December 19, 2022

Apollo Medical Holdings, Inc. (AMEH) - Initiation of Coverage

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December 14, 2022

Cardiovascular Systems, Inc. (CSII) - Initiation of Coverage

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December 14, 2022

Xometry, Inc. (XMTR) - Initiation of Coverage

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December 8, 2022

BARK, Inc. (BARK) - Initiation of Coverage

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December 7, 2022

Expensify, Inc. (EXFY) - Initiation of Coverage

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November 29, 2022

Proto Labs, Inc. (PRLB) - Initiation of Coverage

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November 7, 2022

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

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October 18, 2022

Domo, Inc. (DOMO) - Initiation of Coverage

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October 4, 2022

Benson Hill (BHIL) - Initiation of Coverage

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September 23, 2022

Spok Holdings, Inc. (SPOK) - Initiation of Coverage

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August 10, 2022

Blue Apron Holdings, Inc. (APRN) - Initiation of Coverage

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March 8, 2018

Transaction - Checkpoint Therapeutics, Inc. $21,010,000 Follow-On

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February 21, 2018

Transaction - Nano Dimensions Ltd. $13,800,000 Follow-On

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February 16, 2018

Transaction - Biofrontera AG $12,900,000 IPO

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February 9, 2018

Transaction - SITO Mobile, Ltd. $14,950,000 Follow-On

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January 16, 2018

Transaction - Bebe Stores, Inc. $19,900,000 Recapitalization

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January 3, 2018

Transaction - Knowledge Marketing M&A Advisory

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November 10, 2017

Transaction - TheStreet, Inc. $7,850,000 PIPE

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November 10, 2017

Transaction - TheStreet, Inc. $55,000,000 Recapitalization

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October 17, 2017

Transaction - BioTime, Inc. $28,800,000 Follow-On

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October 16, 2017

Transaction - Flexion Therapeutics, Inc. $122,400,000 Follow-On

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September 14, 2017

Transaction - RiceBran Technologies. $2,900,000 Strategic Investment

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July 28, 2017

Transaction - SITO Mobile, Ltd. $6,000,000 Registered Direct Offering

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July 25, 2017

Transaction - Aspen Group, Inc. $10,000,000 Senior Credit Facility

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July 19, 2017

Transaction - Westport Fuel Systems Inc. $25,050,000 Follow-On

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July 17, 2017

Transaction - I.D. Systems, Inc. $17,250,000 Follow-On

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June 26, 2017

Transaction - Determine, Inc. $5,460,000 Registered Direct Offering

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June 1, 2017

Transaction - Asure Software, Inc. $27,500,000 Follow-On

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April 14, 2017

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

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April 11, 2017

Transaction - Synacor, Inc. $20,000,000 Follow-On

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April 10, 2017

Transaction - Aspen Group, Inc. $7,500,000 PIPE

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