Lake Street Capital Markets

September 19, 2016

Invuity, Inc. (IVTY) - Initiation of Research Coverage

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September 15, 2016

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

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September 13, 2016

HARSCO, Inc. (HSC) - Initiation of Research Coverage

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August 26, 2016

CyberOptics Corporation (CYBE) - Initiation of Research Coverage

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August 23, 2016

CBS Money Watch: 3 small-cap stocks that may be worth big bets

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August 22, 2016

Avita Medical (AVMXY) - Initiation of Research Coverage

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August 18, 2016

Universal Electronics, Inc. (UEIC) - Initiation of Research Coverage

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July 21, 2016

Flexion Therapeutics, Inc. (FLXN) - Initiation of Research Coverage

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July 19, 2016

Trupanion, Inc. (TRUP) - Initiation of Research Coverage

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July 12, 2016

DAVIDsTEA, Inc. (DTEA) - Initiation of Research Coverage

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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June 21, 2016

New York Times: Assault Rifles and Concealed Handguns at Center of a Changing Industry

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June 20, 2016

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

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June 15, 2016

CryoLife. Inc. (CRY) - Initiation of Research Coverage

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June 9, 2016

Argan, Inc. (AGX) - Initiation of Research Coverage

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May 31, 2016

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

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May 31, 2016

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

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May 26, 2016

Minneapolis Star-Tribune: Evine Live shows some progress but still reports a loss

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May 24, 2016

La Jolla Pharmaceutical Company (LJPC) - Initiation of Research Coverage

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May 18, 2016

Xactly Corporation (XTLY) - Initiation of Research Coverage

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July 19, 2022

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 30, 2022

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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April 14, 2017

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

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April 11, 2017

Transaction - Synacor, Inc. $20,000,000 Follow-On

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April 10, 2017

Transaction - Aspen Group, Inc. $7,500,000 PIPE

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March 30, 2017

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

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March 8, 2017

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

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February 13, 2017

Transaction - RiceBran Technologies $8,000,000 PIPE

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January 23, 2017

Transaction - Heron Therapeutics $150,000,000 Follow-On

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December 9, 2016

Transaction - Asure Software, Inc. $15,594,000 Follow-On

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October 5, 2016

Transaction - VolitionRx Limited $11,250,000 Follow-On

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September 27, 2016

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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May 31, 2016

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

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May 13, 2016

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 4, 2016

Transaction - Ener-Core, Inc. $2,500,000 PIPE

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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Lake Street News

Invuity, Inc. (IVTY) - Initiation of Research Coverage

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

HARSCO, Inc. (HSC) - Initiation of Research Coverage

CyberOptics Corporation (CYBE) - Initiation of Research Coverage

CBS Money Watch: 3 small-cap stocks that may be worth big bets

Avita Medical (AVMXY) - Initiation of Research Coverage

Universal Electronics, Inc. (UEIC) - Initiation of Research Coverage

Flexion Therapeutics, Inc. (FLXN) - Initiation of Research Coverage

Trupanion, Inc. (TRUP) - Initiation of Research Coverage

DAVIDsTEA, Inc. (DTEA) - Initiation of Research Coverage

Transaction - TESARO, Inc. $433,147,500 Follow-On

New York Times: Assault Rifles and Concealed Handguns at Center of a Changing Industry

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

CryoLife. Inc. (CRY) - Initiation of Research Coverage

Argan, Inc. (AGX) - Initiation of Research Coverage

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

Minneapolis Star-Tribune: Evine Live shows some progress but still reports a loss

La Jolla Pharmaceutical Company (LJPC) - Initiation of Research Coverage

Xactly Corporation (XTLY) - Initiation of Research Coverage

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

Zentek Ltd. (ZTEK) - Initiation of Coverage

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

PubMatic, Inc. (PUBM) - Initiation of Coverage

TELA Bio, Inc. (TELA) - Initiation of Coverage

Winc, Inc. (WBEV) - Initiation of Coverage

Apyx Medical Corp (APYX) - Initiation of Coverage

BIOLASE, Inc. (BIOL) - Initiation of Coverage

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

Kimball Electronics, Inc. (KE) - Initiation of Coverage

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

Nauticus Robotics (CLAQ) - Initiation of Coverage

CECO Environmental (CECE) - Initiation of Coverage

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

SWK Holdings Corp (SWKH) - Initiation of Coverage

Sientra, Inc. (SIEN) - Initiation of Coverage

The Container Store Group, Inc. (TCS) - Initiation of Coverage

Performant Financial Corp (PFMT) - Initiation of Coverage

Modular Medical, Inc. (MODD) - Initiation of Coverage

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

Transaction - Synacor, Inc. $20,000,000 Follow-On

Transaction - Aspen Group, Inc. $7,500,000 PIPE

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

Transaction - RiceBran Technologies $8,000,000 PIPE

Transaction - Heron Therapeutics $150,000,000 Follow-On

Transaction - Asure Software, Inc. $15,594,000 Follow-On

Transaction - VolitionRx Limited $11,250,000 Follow-On

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

Transaction - TESARO, Inc. $433,147,500 Follow-On

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

Transaction - VolitionRx Limited $14,087,500 Follow-On

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

Transaction - Ener-Core, Inc. $2,500,000 PIPE

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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