Lake Street Capital Markets

April 30, 2013

Navarre Corporation (NAVR) - Initiation of Research Coverage

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April 1, 2013

Dot Hill Systems Corporation (HILL) - Initiation of Research Coverage

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March 18, 2013

Vringo, Inc. (VRNG) - Initiation of Research Coverage

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March 18, 2013

ValueClick, Inc. (VCLK) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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March 5, 2013

Lake Street Capital Markets Hosts Investor Conference Call with Odyssey Marine COO Mark Gordon

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February 25, 2013

Fuel Systems (FSYS) - Initiation of Research Coverage

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February 19, 2013

Riverbed Technology, Inc. (RVBD) - Initiation of Research Coverage

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February 12, 2013

IAM Article Highlights Public IP Companies (PIPCOs) Gaining More Visibility with Investors

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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February 1, 2013

Odyssey Marine Inc. (OMEX) - Initiation of Research Coverage

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January 28, 2013

Power Solutions International (PSIX) - Initiation of Research Coverage

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January 22, 2013

TiVo Inc. (TIVO) - Initiation of Research Coverage

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January 21, 2013

Lake Street Capital Markets Hosts Institutional Investor Meetings for Chart Industries, Inc.

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January 17, 2013

Chart Industries (GTLS) - Initiation of Research Coverage

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January 15, 2013

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

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January 9, 2013

PowerSecure (POWR) - Initiation of Research Coverage

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January 8, 2013

Westport Innovations (WPRT) - Initiation of Research Coverage

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January 8, 2013

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

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January 7, 2013

Acacia Research Corp. (ACTG) - Initiation of Research Coverage

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July 19, 2022

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 30, 2022

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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April 14, 2017

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

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April 11, 2017

Transaction - Synacor, Inc. $20,000,000 Follow-On

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April 10, 2017

Transaction - Aspen Group, Inc. $7,500,000 PIPE

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March 30, 2017

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

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March 8, 2017

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

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February 13, 2017

Transaction - RiceBran Technologies $8,000,000 PIPE

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January 23, 2017

Transaction - Heron Therapeutics $150,000,000 Follow-On

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December 9, 2016

Transaction - Asure Software, Inc. $15,594,000 Follow-On

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October 5, 2016

Transaction - VolitionRx Limited $11,250,000 Follow-On

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September 27, 2016

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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May 31, 2016

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

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May 13, 2016

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 4, 2016

Transaction - Ener-Core, Inc. $2,500,000 PIPE

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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Lake Street News

Navarre Corporation (NAVR) - Initiation of Research Coverage

Dot Hill Systems Corporation (HILL) - Initiation of Research Coverage

Vringo, Inc. (VRNG) - Initiation of Research Coverage

ValueClick, Inc. (VCLK) - Initiation of Research Coverage

Quantum Corporation (QTM) - Initiation of Research Coverage

Lake Street Capital Markets Hosts Investor Conference Call with Odyssey Marine COO Mark Gordon

Fuel Systems (FSYS) - Initiation of Research Coverage

Riverbed Technology, Inc. (RVBD) - Initiation of Research Coverage

IAM Article Highlights Public IP Companies (PIPCOs) Gaining More Visibility with Investors

NetApp, Inc. (NTAP) - Initiation of Research Coverage

Odyssey Marine Inc. (OMEX) - Initiation of Research Coverage

Power Solutions International (PSIX) - Initiation of Research Coverage

TiVo Inc. (TIVO) - Initiation of Research Coverage

Lake Street Capital Markets Hosts Institutional Investor Meetings for Chart Industries, Inc.

Chart Industries (GTLS) - Initiation of Research Coverage

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

PowerSecure (POWR) - Initiation of Research Coverage

Westport Innovations (WPRT) - Initiation of Research Coverage

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

Acacia Research Corp. (ACTG) - Initiation of Research Coverage

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

Zentek Ltd. (ZTEK) - Initiation of Coverage

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

PubMatic, Inc. (PUBM) - Initiation of Coverage

TELA Bio, Inc. (TELA) - Initiation of Coverage

Winc, Inc. (WBEV) - Initiation of Coverage

Apyx Medical Corp (APYX) - Initiation of Coverage

BIOLASE, Inc. (BIOL) - Initiation of Coverage

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

Kimball Electronics, Inc. (KE) - Initiation of Coverage

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

Nauticus Robotics (CLAQ) - Initiation of Coverage

CECO Environmental (CECE) - Initiation of Coverage

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

SWK Holdings Corp (SWKH) - Initiation of Coverage

Sientra, Inc. (SIEN) - Initiation of Coverage

The Container Store Group, Inc. (TCS) - Initiation of Coverage

Performant Financial Corp (PFMT) - Initiation of Coverage

Modular Medical, Inc. (MODD) - Initiation of Coverage

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

Transaction - Synacor, Inc. $20,000,000 Follow-On

Transaction - Aspen Group, Inc. $7,500,000 PIPE

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

Transaction - RiceBran Technologies $8,000,000 PIPE

Transaction - Heron Therapeutics $150,000,000 Follow-On

Transaction - Asure Software, Inc. $15,594,000 Follow-On

Transaction - VolitionRx Limited $11,250,000 Follow-On

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

Transaction - TESARO, Inc. $433,147,500 Follow-On

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

Transaction - VolitionRx Limited $14,087,500 Follow-On

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

Transaction - Ener-Core, Inc. $2,500,000 PIPE

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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