Lake Street Capital Markets

July 16, 2020

The Providence Service Corporation (PRSC) - Initiation of Research Coverage

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July 15, 2020

Sharps Compliance Corp. (SMED) - Initiation of Research Coverage

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July 2, 2020

Transaction - GrowGeneration Corp. $48,300,000 Follow-On

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July 1, 2020

Transaction - Achieve Life Sciences, Inc. $6,000,000 RDO

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June 25, 2020

OraSure Technologies, Inc. (OSUR) - Initiation of Research Coverage

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June 22, 2020

Limelight Networks, Inc. (LLNW) - Initiation of Research Coverage

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June 17, 2020

Transaction - Brickell Biotech, Inc. $20,122,290 Follow-On

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June 9, 2020

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

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June 9, 2020

InfuSystem Holdings, Inc. (INFU) - Initiation of Research Coverage

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May 21, 2020

Transaction - LiqTech International, Inc. $8,000,000 PIPE

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May 18, 2020

Inspire Medical Systems, Inc. (INSP) - Initiation of Research Coverage

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May 15, 2020

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

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April 22, 2020

Allot Ltd. (ALLT) - Initiation of Research Coverage

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April 17, 2020

The Passing of Our Teammate and Friend Chris Krueger

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April 7, 2020

Stereotaxis, Inc. (STXS) - Initiation of Research Coverage

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March 30, 2020

Lake Street Names Michael Fenton as Managing Director of Institutional Equities

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March 23, 2020

Atlas Technical Consultants, Inc. (ATCX) - Initiation of Research Coverage

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March 23, 2020

TheMaven, Inc. (MVEN) - Initiation of Research Coverage

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March 19, 2020

Sturm, Ruger & Company, Inc. (RGR) - Initiation of Research Coverage

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March 12, 2020

AquaBounty Technologies, Inc. (AQB) - Initiation of Research Coverage

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July 19, 2022

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 30, 2022

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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Lake Street News

The Providence Service Corporation (PRSC) - Initiation of Research Coverage

Sharps Compliance Corp. (SMED) - Initiation of Research Coverage

Transaction - GrowGeneration Corp. $48,300,000 Follow-On

Transaction - Achieve Life Sciences, Inc. $6,000,000 RDO

OraSure Technologies, Inc. (OSUR) - Initiation of Research Coverage

Limelight Networks, Inc. (LLNW) - Initiation of Research Coverage

Transaction - Brickell Biotech, Inc. $20,122,290 Follow-On

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

InfuSystem Holdings, Inc. (INFU) - Initiation of Research Coverage

Transaction - LiqTech International, Inc. $8,000,000 PIPE

Inspire Medical Systems, Inc. (INSP) - Initiation of Research Coverage

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

Allot Ltd. (ALLT) - Initiation of Research Coverage

The Passing of Our Teammate and Friend Chris Krueger

Stereotaxis, Inc. (STXS) - Initiation of Research Coverage

Lake Street Names Michael Fenton as Managing Director of Institutional Equities

Atlas Technical Consultants, Inc. (ATCX) - Initiation of Research Coverage

TheMaven, Inc. (MVEN) - Initiation of Research Coverage

Sturm, Ruger & Company, Inc. (RGR) - Initiation of Research Coverage

AquaBounty Technologies, Inc. (AQB) - Initiation of Research Coverage

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

Zentek Ltd. (ZTEK) - Initiation of Coverage

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

PubMatic, Inc. (PUBM) - Initiation of Coverage

TELA Bio, Inc. (TELA) - Initiation of Coverage

Winc, Inc. (WBEV) - Initiation of Coverage

Apyx Medical Corp (APYX) - Initiation of Coverage

BIOLASE, Inc. (BIOL) - Initiation of Coverage

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

Kimball Electronics, Inc. (KE) - Initiation of Coverage

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

Nauticus Robotics (CLAQ) - Initiation of Coverage

CECO Environmental (CECE) - Initiation of Coverage

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

SWK Holdings Corp (SWKH) - Initiation of Coverage

Sientra, Inc. (SIEN) - Initiation of Coverage

The Container Store Group, Inc. (TCS) - Initiation of Coverage

Performant Financial Corp (PFMT) - Initiation of Coverage

Modular Medical, Inc. (MODD) - Initiation of Coverage

Transaction - Field Nation, LLC $30,000,000 Private Placement

Transaction - SMTP, Inc. $3,800,000 Follow-On

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

Transaction - Celyad SA $100,100,000 Follow-On

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

Transaction - VolitionRx Limited $10,673,438 Follow-On

Transaction - Selectica, Inc. $5,900,000 PIPE

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

Transaction - Uniloc $10,000,000 Private Placement

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

Transaction - Selectica, Inc. Acquired Iasta, Inc.

Transaction - Selectica, Inc. $7,500,000 PIPE

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

Transaction - VolitionRX Limited $3,000,000 PIPE

Transaction - Selectica, Inc. $8,700,000 PIPE

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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