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March 25, 2021

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

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March 25, 2021

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

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March 19, 2021

Raven Industries, Inc. (RAVN) - Initiation of Coverage

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March 19, 2021

Transaction - AFC Gamma, Inc. $136,562,500 IPO

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March 18, 2021

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

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March 17, 2021

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

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March 15, 2021

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

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March 12, 2021

Stratasys Ltd. (SSYS) - Initiation of Coverage

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March 12, 2021

voxeljet AG (VJET) - Initiation of Coverage

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March 11, 2021

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

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March 11, 2021

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

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March 5, 2021

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

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March 3, 2021

Transaction - iCAD, Inc. $25,087,284 Follow-on

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March 1, 2021

Rekor Systems, Inc. (REKR) - Initiation of Coverage

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February 25, 2021

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

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February 24, 2021

Transaction - Biofrontera AG $8,911,133 Follow-on

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February 23, 2021

Transaction - PAVmed, Inc. $51,750,000 Follow-on

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 19, 2021

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

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February 18, 2021

Isoray, Inc. (ISR) - Initiation of Coverage

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July 19, 2022

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 30, 2022

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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November 14, 2022

Transaction - SKNV Inc. $35,000,000 Private Placement

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October 27, 2022

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

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August 22, 2022

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

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August 19, 2022

Transaction - Capstone Green Energy Corp. $8,069,870 Follow-on

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August 15, 2022

Transaction - TELA Bio, Inc. $36,800,000 Follow-on

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July 1, 2022

Transaction - Ensysce Biosciences $8,000,000 Convertible Debt Offering

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June 28, 2022

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

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June 10, 2022

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

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June 9, 2022

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

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May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

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April 12, 2022

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

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February 11, 2022

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

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February 10, 2022

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

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December 9, 2021

Transaction - Perion Network Ltd. $180,000,000 Follow-on

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December 9, 2021

Transaction - TechTarget, Inc. $414,000,000 Convertible Debt Offering

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December 7, 2021

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

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November 18, 2021

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

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November 11, 2021

Transaction - 3D Systems Corporation $460,000,000 Convertible Debt Offering

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November 10, 2021

Transaction - Backblaze, Inc. $115,000,000 IPO

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November 5, 2021

Transaction - Evaxion Biotech A/S $27,600,000 Follow-on

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