Lake Street Capital Markets

March 22, 2015

Minneapolis Star Tribune: What analysts are saying: 'Buy' ratings maintained after Evine Live reports earnings

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March 3, 2015

VolitionRx (VNRX) - Initiation of Research Coverage

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February 27, 2015

SMTP, Inc. (SMTP) - Initiation of Research Coverage

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February 16, 2015

Resource Investing News: PolyMet Mining - Final EIS for NorthMet Expected in Spring 2015

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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January 27, 2015

Global Eagle Entertainment (ENT) - Initiation of Research Coverage

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January 26, 2015

CUI Global, Inc. (CUI) - Initiation of Research Coverage

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January 5, 2015

Exact Sciences Corp. (EXAS) - Initiation of Research Coverage

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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December 22, 2014

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

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December 12, 2014

Planet Payment (PLPM) - Initiation of Research Coverage

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December 11, 2014

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

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December 3, 2014

Minneapolis Star Tribune: Activist shareholders' demands now a fact of life

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November 25, 2014

AxoGen, Inc. (AXGN) - Initiation of Research Coverage

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November 25, 2014

Planar Systems, Inc. (PLNR) - Initiation of Research Coverage

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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November 17, 2014

Qumu Corp. (QUMU) - Initiation of Research Coverage

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July 19, 2022

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 30, 2022

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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November 14, 2022

Transaction - SKNV Inc. $35,000,000 Private Placement

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October 27, 2022

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

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August 22, 2022

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

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August 19, 2022

Transaction - Capstone Green Energy Corp. $8,069,870 Follow-on

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August 15, 2022

Transaction - TELA Bio, Inc. $36,800,000 Follow-on

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July 1, 2022

Transaction - Ensysce Biosciences $8,000,000 Convertible Debt Offering

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June 28, 2022

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

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June 10, 2022

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

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June 9, 2022

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

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May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

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April 12, 2022

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

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February 11, 2022

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

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February 10, 2022

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

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December 9, 2021

Transaction - Perion Network Ltd. $180,000,000 Follow-on

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December 9, 2021

Transaction - TechTarget, Inc. $414,000,000 Convertible Debt Offering

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December 7, 2021

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

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November 18, 2021

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

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November 11, 2021

Transaction - 3D Systems Corporation $460,000,000 Convertible Debt Offering

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November 10, 2021

Transaction - Backblaze, Inc. $115,000,000 IPO

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November 5, 2021

Transaction - Evaxion Biotech A/S $27,600,000 Follow-on

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Lake Street News

Minneapolis Star Tribune: What analysts are saying: 'Buy' ratings maintained after Evine Live reports earnings

VolitionRx (VNRX) - Initiation of Research Coverage

SMTP, Inc. (SMTP) - Initiation of Research Coverage

Resource Investing News: PolyMet Mining - Final EIS for NorthMet Expected in Spring 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

Transaction - VolitionRx Limited $10,673,438 Follow-On

Transaction - Selectica, Inc. $5,900,000 PIPE

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

Global Eagle Entertainment (ENT) - Initiation of Research Coverage

CUI Global, Inc. (CUI) - Initiation of Research Coverage

Exact Sciences Corp. (EXAS) - Initiation of Research Coverage

Transaction - Uniloc $10,000,000 Private Placement

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

Planet Payment (PLPM) - Initiation of Research Coverage

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

Minneapolis Star Tribune: Activist shareholders' demands now a fact of life

AxoGen, Inc. (AXGN) - Initiation of Research Coverage

Planar Systems, Inc. (PLNR) - Initiation of Research Coverage

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

Qumu Corp. (QUMU) - Initiation of Research Coverage

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

Zentek Ltd. (ZTEK) - Initiation of Coverage

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

PubMatic, Inc. (PUBM) - Initiation of Coverage

TELA Bio, Inc. (TELA) - Initiation of Coverage

Winc, Inc. (WBEV) - Initiation of Coverage

Apyx Medical Corp (APYX) - Initiation of Coverage

BIOLASE, Inc. (BIOL) - Initiation of Coverage

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

Kimball Electronics, Inc. (KE) - Initiation of Coverage

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

Nauticus Robotics (CLAQ) - Initiation of Coverage

CECO Environmental (CECE) - Initiation of Coverage

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

SWK Holdings Corp (SWKH) - Initiation of Coverage

Sientra, Inc. (SIEN) - Initiation of Coverage

The Container Store Group, Inc. (TCS) - Initiation of Coverage

Performant Financial Corp (PFMT) - Initiation of Coverage

Modular Medical, Inc. (MODD) - Initiation of Coverage

Transaction - SKNV Inc. $35,000,000 Private Placement

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

Transaction - Capstone Green Energy Corp. $8,069,870 Follow-on

Transaction - TELA Bio, Inc. $36,800,000 Follow-on

Transaction - Ensysce Biosciences $8,000,000 Convertible Debt Offering

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

Transaction - Perion Network Ltd. $180,000,000 Follow-on

Transaction - TechTarget, Inc. $414,000,000 Convertible Debt Offering

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

Transaction - 3D Systems Corporation $460,000,000 Convertible Debt Offering

Transaction - Backblaze, Inc. $115,000,000 IPO

Transaction - Evaxion Biotech A/S $27,600,000 Follow-on

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