Lake Street Capital Markets

October 15, 2013

EnteroMedics Inc. (ETRM) - Initiation of Research Coverage

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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October 4, 2013

Boulder Brands, Inc. (BDBD) - Initiation of Research Coverage

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September 26, 2013

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

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September 26, 2013

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

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September 19, 2013

Destination XL Group (DXLG) - Initiation of Research Coverage

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September 18, 2013

Transaction - Patent Properties, Inc. $11,600,000 PIPE

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September 18, 2013

SunOpta Inc. (STKL) - Initiation of Research Coverage

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September 16, 2013

Transaction - Clean Energy Fuels Corp $250,000,000 144A Convertible Debt Offering

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September 13, 2013

Imation Corp. (IMN) - Initiation of Research Coverage

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September 5, 2013

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

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August 20, 2013

MiMedx Group, Inc. (MDXG) - Initiation of Research Coverage

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August 16, 2013

Transaction - PowerSecure International, Inc. $40,000,000 Follow-On

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August 14, 2013

Selectica, Inc. (SLTC) - Initiation of Research Coverage

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July 30, 2013

Lake Street Capital Markets Sponsors 2013 Gateway Conference

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July 15, 2013

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

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June 18, 2013

Callidus Software Inc. (CALD) - Initiation of Research Coverage

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June 17, 2013

Unwired Planet, Inc. (UPIP) - Initiation of Research Coverage

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June 3, 2013

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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April 12, 2023

IRadimed Corporation (IRMD) - Initiation of Coverage

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April 10, 2023

Xponential Fitness, Inc. (XPOF) - Initiation of Coverage

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March 24, 2023

Vital Farms, Inc. (VITL) - Initiation of Coverage

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February 22, 2023

NeuroPace, Inc. (NPCE) - Initiation of Coverage

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February 7, 2023

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

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January 31, 2023

Zuora, Inc. (ZUO) - Initiation of Coverage

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January 31, 2023

CVRx, Inc. (CVRX) - Initiation of Coverage

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January 30, 2023

Tremor International Ltd. (TRMR) - Initiation of Coverage

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January 4, 2023

Karat Packaging, Inc. (KRT) - Initiation of Coverage

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December 19, 2022

Apollo Medical Holdings, Inc. (AMEH) - Initiation of Coverage

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December 14, 2022

Cardiovascular Systems, Inc. (CSII) - Initiation of Coverage

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December 14, 2022

Xometry, Inc. (XMTR) - Initiation of Coverage

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December 8, 2022

BARK, Inc. (BARK) - Initiation of Coverage

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December 7, 2022

Expensify, Inc. (EXFY) - Initiation of Coverage

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November 29, 2022

Proto Labs, Inc. (PRLB) - Initiation of Coverage

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November 7, 2022

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

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October 18, 2022

Domo, Inc. (DOMO) - Initiation of Coverage

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October 4, 2022

Benson Hill (BHIL) - Initiation of Coverage

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September 23, 2022

Spok Holdings, Inc. (SPOK) - Initiation of Coverage

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August 10, 2022

Blue Apron Holdings, Inc. (APRN) - Initiation of Coverage

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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May 24, 2023

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

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April 18, 2023

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

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April 13, 2023

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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November 14, 2022

Transaction - SKNV Inc. $35,000,000 Private Placement

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October 27, 2022

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

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August 22, 2022

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

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Lake Street News

EnteroMedics Inc. (ETRM) - Initiation of Research Coverage

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

Boulder Brands, Inc. (BDBD) - Initiation of Research Coverage

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

Destination XL Group (DXLG) - Initiation of Research Coverage

Transaction - Patent Properties, Inc. $11,600,000 PIPE

SunOpta Inc. (STKL) - Initiation of Research Coverage

Transaction - Clean Energy Fuels Corp $250,000,000 144A Convertible Debt Offering

Imation Corp. (IMN) - Initiation of Research Coverage

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

MiMedx Group, Inc. (MDXG) - Initiation of Research Coverage

Transaction - PowerSecure International, Inc. $40,000,000 Follow-On

Selectica, Inc. (SLTC) - Initiation of Research Coverage

Lake Street Capital Markets Sponsors 2013 Gateway Conference

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

Callidus Software Inc. (CALD) - Initiation of Research Coverage

Unwired Planet, Inc. (UPIP) - Initiation of Research Coverage

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

Transaction - Selectica, Inc. $6,400,000 PIPE

IRadimed Corporation (IRMD) - Initiation of Coverage

Xponential Fitness, Inc. (XPOF) - Initiation of Coverage

Vital Farms, Inc. (VITL) - Initiation of Coverage

NeuroPace, Inc. (NPCE) - Initiation of Coverage

MamaMancini's Holdings, Inc. (MMMB) - Initiation of Coverage

Zuora, Inc. (ZUO) - Initiation of Coverage

CVRx, Inc. (CVRX) - Initiation of Coverage

Tremor International Ltd. (TRMR) - Initiation of Coverage

Karat Packaging, Inc. (KRT) - Initiation of Coverage

Apollo Medical Holdings, Inc. (AMEH) - Initiation of Coverage

Cardiovascular Systems, Inc. (CSII) - Initiation of Coverage

Xometry, Inc. (XMTR) - Initiation of Coverage

BARK, Inc. (BARK) - Initiation of Coverage

Expensify, Inc. (EXFY) - Initiation of Coverage

Proto Labs, Inc. (PRLB) - Initiation of Coverage

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

Domo, Inc. (DOMO) - Initiation of Coverage

Benson Hill (BHIL) - Initiation of Coverage

Spok Holdings, Inc. (SPOK) - Initiation of Coverage

Blue Apron Holdings, Inc. (APRN) - Initiation of Coverage

Transaction - Elutia, Inc. $10,500,000 PIPE

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

Transaction - inTEST Corporation $20,000,000 ATM

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

Transaction - Clearfield, Inc. $138,000,000 Follow-on

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

Transaction - SKNV Inc. $35,000,000 Private Placement

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

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