Lake Street Capital Markets

October 26, 2015

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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October 15, 2015

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

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October 14, 2015

Clean Diesel Technologies (CDTI) - Initiation of Research Coverage

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October 7, 2015

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

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October 2, 2015

Bloomberg Business: The ‘Inventor’ of the Mobile Internet Takes on Google, Samsung

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September 29, 2015

Minneapolis Star Tribune: Imation announces turnaround plan to move it to data storage and security focus

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September 25, 2015

The Wall Street Transcript: Finding Growth Opportunities in E-Commerce Services and Digital Media

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 23, 2015

FibroGen, Inc. (FGEN) - Initiation of Research Coverage

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September 21, 2015

inContact, Inc. (SAAS) - Initiation of Research Coverage

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September 8, 2015

Orbotech (ORBK) - Initiation of Research Coverage

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 28, 2015

Digi International, Inc. (DGII) - Initiation of Research Coverage

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August 26, 2015

Minneapolis Star Tribune: Evine Live narrows loss as fashion products take off

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August 8, 2015

Minneapolis Star Tribune: Datalink plans cuts after soft quarter

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 29, 2015

Aratana Therapeutics, Inc. (PETX) - Initiation of Research Coverage

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July 23, 2015

Nutrisystem, Inc. (NTRI) - Initiation of Research Coverage

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 19, 2022

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 30, 2022

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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February 4, 2021

Transaction - Quantam Corporation $103,500,000 Follow-On

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January 28, 2021

Transaction - PowerFleet, Inc. $28,778,750 Follow-On

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January 27, 2021

Transaction - Surgalign Holdings, Inc. $43,125,000 Follow-On

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January 22, 2021

Transaction - Perion Network Ltd. $65,992,750 Follow-On

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January 21, 2021

Transaction - Versus Systems Inc. $11,040,000 Follow-On

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January 11, 2021

Transaction - DermTech, Inc. $143,749,990 Follow-On

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December 31, 2020

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

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December 22, 2020

Transaction - PAVmed, Inc. $8,160,000 RDO

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December 18, 2020

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

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December 18, 2020

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

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December 17, 2020

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

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December 14, 2020

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

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December 11, 2020

Transaction - GrowGeneration Corp. $172,500,000 Follow-On

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December 11, 2020

Transaction - PAVmed, Inc. $8,900,000 RDO

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December 7, 2020

Transaction - Achieve Life Sciences, Inc. $17,307,500 Follow-On

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November 18, 2020

Transaction - MedAvail Holdings, Inc. $84,000,000 Private Placement

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October 22, 2020

Transaction - Brickell Biotech, Inc. $15,000,000 Follow-On

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October 14, 2020

Transaction - Alphatec Holdings, Inc. $115,000,000 Follow-On

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October 14, 2020

Transaction - Nova Measuring Instruments Ltd. $200,000,000 144 Convertible Debt Offering

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October 2, 2020

Transaction - Heritage Global, Inc. $9,559,375 Follow-On

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Lake Street News

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

Clean Diesel Technologies (CDTI) - Initiation of Research Coverage

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

Bloomberg Business: The ‘Inventor’ of the Mobile Internet Takes on Google, Samsung

Minneapolis Star Tribune: Imation announces turnaround plan to move it to data storage and security focus

The Wall Street Transcript: Finding Growth Opportunities in E-Commerce Services and Digital Media

Transaction - SunOpta, Inc. $100,020,000 Follow-On

FibroGen, Inc. (FGEN) - Initiation of Research Coverage

inContact, Inc. (SAAS) - Initiation of Research Coverage

Orbotech (ORBK) - Initiation of Research Coverage

Transaction - Field Nation, LLC $30,000,000 Private Placement

Digi International, Inc. (DGII) - Initiation of Research Coverage

Minneapolis Star Tribune: Evine Live narrows loss as fashion products take off

Minneapolis Star Tribune: Datalink plans cuts after soft quarter

Transaction - SMTP, Inc. $3,800,000 Follow-On

Aratana Therapeutics, Inc. (PETX) - Initiation of Research Coverage

Nutrisystem, Inc. (NTRI) - Initiation of Research Coverage

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

Zentek Ltd. (ZTEK) - Initiation of Coverage

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

PubMatic, Inc. (PUBM) - Initiation of Coverage

TELA Bio, Inc. (TELA) - Initiation of Coverage

Winc, Inc. (WBEV) - Initiation of Coverage

Apyx Medical Corp (APYX) - Initiation of Coverage

BIOLASE, Inc. (BIOL) - Initiation of Coverage

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

Kimball Electronics, Inc. (KE) - Initiation of Coverage

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

Nauticus Robotics (CLAQ) - Initiation of Coverage

CECO Environmental (CECE) - Initiation of Coverage

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

SWK Holdings Corp (SWKH) - Initiation of Coverage

Sientra, Inc. (SIEN) - Initiation of Coverage

The Container Store Group, Inc. (TCS) - Initiation of Coverage

Performant Financial Corp (PFMT) - Initiation of Coverage

Modular Medical, Inc. (MODD) - Initiation of Coverage

Transaction - Quantam Corporation $103,500,000 Follow-On

Transaction - PowerFleet, Inc. $28,778,750 Follow-On

Transaction - Surgalign Holdings, Inc. $43,125,000 Follow-On

Transaction - Perion Network Ltd. $65,992,750 Follow-On

Transaction - Versus Systems Inc. $11,040,000 Follow-On

Transaction - DermTech, Inc. $143,749,990 Follow-On

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

Transaction - PAVmed, Inc. $8,160,000 RDO

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

Transaction - GrowGeneration Corp. $172,500,000 Follow-On

Transaction - PAVmed, Inc. $8,900,000 RDO

Transaction - Achieve Life Sciences, Inc. $17,307,500 Follow-On

Transaction - MedAvail Holdings, Inc. $84,000,000 Private Placement

Transaction - Brickell Biotech, Inc. $15,000,000 Follow-On

Transaction - Alphatec Holdings, Inc. $115,000,000 Follow-On

Transaction - Nova Measuring Instruments Ltd. $200,000,000 144 Convertible Debt Offering

Transaction - Heritage Global, Inc. $9,559,375 Follow-On

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