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July 16, 2020

The Providence Service Corporation (PRSC) - Initiation of Research Coverage

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July 15, 2020

Sharps Compliance Corp. (SMED) - Initiation of Research Coverage

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July 2, 2020

Transaction - GrowGeneration Corp. $48,300,000 Follow-On

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July 1, 2020

Transaction - Achieve Life Sciences, Inc. $6,000,000 RDO

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June 25, 2020

OraSure Technologies, Inc. (OSUR) - Initiation of Research Coverage

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June 22, 2020

Limelight Networks, Inc. (LLNW) - Initiation of Research Coverage

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June 17, 2020

Transaction - Brickell Biotech, Inc. $20,122,290 Follow-On

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June 9, 2020

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

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June 9, 2020

InfuSystem Holdings, Inc. (INFU) - Initiation of Research Coverage

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May 21, 2020

Transaction - LiqTech International, Inc. $8,000,000 PIPE

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May 18, 2020

Inspire Medical Systems, Inc. (INSP) - Initiation of Research Coverage

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May 15, 2020

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

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April 22, 2020

Allot Ltd. (ALLT) - Initiation of Research Coverage

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April 17, 2020

The Passing of Our Teammate and Friend Chris Krueger

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April 7, 2020

Stereotaxis, Inc. (STXS) - Initiation of Research Coverage

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March 30, 2020

Lake Street Names Michael Fenton as Managing Director of Institutional Equities

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March 23, 2020

Atlas Technical Consultants, Inc. (ATCX) - Initiation of Research Coverage

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March 23, 2020

TheMaven, Inc. (MVEN) - Initiation of Research Coverage

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March 19, 2020

Sturm, Ruger & Company, Inc. (RGR) - Initiation of Research Coverage

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March 12, 2020

AquaBounty Technologies, Inc. (AQB) - Initiation of Research Coverage

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April 8, 2022

Forian Inc. (FORA) - Initiation of Coverage

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April 5, 2022

Perimeter Medical Imaging AI, Inc. (PYNKF) - Initiation of Coverage

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March 7, 2022

Biotricity, Inc. (BTCY) - Initiation of Coverage

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March 7, 2022

Augmedix, Inc. (AUGX) - Initiation of Coverage

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March 4, 2022

CarParts.com Inc. (PRTS) - Initiation of Coverage

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February 22, 2022

MGP Ingredients, Inc. (MGPI) - Initiation of Coverage

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January 31, 2022

Inotiv, Inc. (NOTV) - Initiation of Coverage

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January 25, 2022

Arlo Technologies (ARLO) - Initiation of Coverage

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January 24, 2022

1847 Goedeker Inc. (GOED) - Initiation of Coverage

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January 3, 2022

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

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December 16, 2021

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

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December 7, 2021

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

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December 6, 2021

Backblaze, Inc. (BLZE) - Initiation of Coverage

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November 30, 2021

DHI Group, Inc. (DHX) - Initiation of Coverage

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November 30, 2021

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

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November 29, 2021

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

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November 22, 2021

Crexendo, Inc. (CXDO) - Initiation of Coverage

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November 19, 2021

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

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November 8, 2021

3D Systems Corporation (DDD) - Initiation of Coverage

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November 8, 2021

P3 Health Partners Inc. (FORE) - Initiation of Coverage

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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