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June 9, 2016

Argan, Inc. (AGX) - Initiation of Research Coverage

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May 31, 2016

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

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May 31, 2016

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

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May 26, 2016

Minneapolis Star-Tribune: Evine Live shows some progress but still reports a loss

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May 24, 2016

La Jolla Pharmaceutical Company (LJPC) - Initiation of Research Coverage

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May 18, 2016

Xactly Corporation (XTLY) - Initiation of Research Coverage

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May 13, 2016

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

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April 18, 2016

Immersion Corporation (IMMR) - Initiation of Research Coverage

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March 31, 2016

Novatel Wireless (MIFI) - Initiation of Research Coverage

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March 24, 2016

OncoCyte Corporation (OCX) - Initiation of Research Coverage

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March 24, 2016

Minneapolis Star-Tribune: As a rocky year ends, Evine Live makes money and cuts costs, including 45 jobs

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March 21, 2016

Radisys Corporation (RSYS) - Initiation of Research Coverage

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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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March 15, 2016

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

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March 11, 2016

Sage Therapeutics, Inc. (SAGE) - Initiation of Research Coverage

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March 8, 2016

EMCORE Corporation (EMKR) - Initiation of Research Coverage

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February 27, 2016

Minneapolis Star-Tribune: Data storage shifts hurting Eden Prairie-based Datalink

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February 24, 2016

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 16, 2016

DSP Group (DSPG) - Initiation of Research Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Forian Inc. (FORA) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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April 5, 2022

Perimeter Medical Imaging AI, Inc. (PYNKF) - Initiation of Coverage

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March 7, 2022

Augmedix, Inc. (AUGX) - Initiation of Coverage

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March 7, 2022

Biotricity, Inc. (BTCY) - Initiation of Coverage

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March 4, 2022

CarParts.com Inc. (PRTS) - Initiation of Coverage

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February 22, 2022

MGP Ingredients, Inc. (MGPI) - Initiation of Coverage

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January 31, 2022

Inotiv, Inc. (NOTV) - Initiation of Coverage

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January 25, 2022

Arlo Technologies (ARLO) - Initiation of Coverage

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January 24, 2022

1847 Goedeker Inc. (GOED) - Initiation of Coverage

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January 3, 2022

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

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December 16, 2021

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

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December 7, 2021

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

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September 18, 2013

Transaction - Patent Properties, Inc. $11,600,000 PIPE

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September 16, 2013

Transaction - Clean Energy Fuels Corp $250,000,000 144A Convertible Debt Offering

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August 16, 2013

Transaction - PowerSecure International, Inc. $40,000,000 Follow-On

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June 3, 2013

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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May 28, 2013

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

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