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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 24, 2018

Pareteum Corporation (TEUM) - Initiation of Research Coverage

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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September 4, 2018

Identiv, Inc. (INVE) - Initiation of Research Coverage

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August 27, 2018

VirTra, Inc. (VTSI) - Initiation of Research Coverage

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August 17, 2018

AquaVenture Holdings Limited (WAAS) - Initiation of Research Coverage

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July 30, 2018

Semler Scientific, Inc. (SMLR) - Initiation of Research Coverage

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July 24, 2018

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

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July 23, 2018

Kindred Biosciences, Inc. (KIN) - Initiation of Research Coverage

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July 18, 2018

Transaction - Carbonite, Inc. $204,871,338 Follow-On

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July 3, 2018

Transaction - Profire Energy, Inc. $28,031,250 Follow-On

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June 28, 2018

Intermolecular, Inc. (IMI) - Initiation of Research Coverage

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June 25, 2018

LeMaitre Vascular, Inc. (LMAT) - Initiation of Research Coverage

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June 25, 2018

Transaction - Kindred Biosciences, Inc. $50,600,000 Follow-On

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June 25, 2018

Transaction - Limoneira Company $69,000,000 Follow-On

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June 25, 2018

Transaction - Trupanion, Inc. $69,000,000 Follow-On

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June 20, 2018

Transaction - TheStreet, Inc. $33,500,000 M&A Advisory

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November 1, 2021

Science 37, Inc. (SNCE) - Initiation of Coverage

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October 29, 2021

Local Bounti (LIII) - Initiation of Coverage

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October 26, 2021

Impinj, Inc. (PI) - Initiation of Coverage

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October 25, 2021

UpHealth, Inc. (UPH) - Initiation of Coverage

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October 20, 2021

The Andersons, Inc. (ANDE) - Initiation of Coverage

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October 6, 2021

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

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October 5, 2021

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

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August 9, 2021

Materialise NV (MTLS) - Initiation of Coverage

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August 2, 2021

Skylight Health Group Inc. (SLHG) - Initiation of Coverage

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July 30, 2021

Evaxion Biotech (EVAX) - Initiation of Coverage

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July 29, 2021

Better Therapeutics, Inc. (MCAD) - Initiation of Coverage

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July 28, 2021

Shapeways, Inc. (GLEO) - Initiation of Coverage

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July 28, 2021

Envela, Corp. (ELA) - Initiation of Coverage

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May 17, 2021

Apollo Endosurgery, Inc. (APEN) - Initiation of Coverage

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May 14, 2021

AFC Gamma, Inc. (AFCG) - Initiation of Coverage

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May 12, 2021

Markforged, Inc. (AONE) - Initiation of Coverage

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May 11, 2021

Arcadia Biosciences, Inc. (RKDA) - Initiation of Coverage

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May 10, 2021

RealNetworks, Inc. (RNWK) - Initiation of Coverage

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April 30, 2021

Castle Biosciences, Inc. (CSTL) - Initiation of Coverage

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April 27, 2021

Marrone Bio Innovations, Inc. (MBII) - Initiation of Coverage

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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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September 28, 2023

Transaction - Opera Limited $84,237,198 Follow-on

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 24, 2023

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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April 18, 2023

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

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April 13, 2023

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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