Lake Street Capital Markets

November 11, 2014

Limoneria Company. (LMNR) - Initiation of Research Coverage

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October 17, 2014

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

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October 7, 2014

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

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October 2, 2014

Carbonite, Inc. (CARB) - Initiation of Research Coverage

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September 25, 2014

ARC Document Solutions (ARC) - Initiation of Research Coverage

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September 24, 2014

Lantronix, Inc. (LTRX) - Initiation of Research Coverage

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September 23, 2014

PolyMet Mining Corp. (PLM) - Initiation of Research Coverage

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September 22, 2014

Marketo, Inc. (MKTO) - Initiation of Research Coverage

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September 19, 2014

Twin Cities Business: The Battle For ShopHQ

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September 2, 2014

ImageWare Systems, Inc. (IWSY) - Initiation of Research Coverage

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August 27, 2014

Primo Water Corporation (PRMW) - Initiation of Research Coverage

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August 21, 2014

Burcon NutraScience Corp. (BUR) - Initiation of Research Coverage

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July 23, 2014

Calavo Growers, Inc. (CVGW) - Initiation of Research Coverage

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July 2, 2014

Barrett Business Services (BBSI) - Initiation of Research Coverage

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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July 1, 2014

Value Vision Media, Inc. (VVTV) - Initiation of Research Coverage

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June 29, 2014

Bloomberg News: Soros Caught in ClickSoftware Rout That Puzzles Analysts

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June 27, 2014

I.D. Systems Inc. (IDSY) - Initiation of Research Coverage

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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November 1, 2021

Science 37, Inc. (SNCE) - Initiation of Coverage

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October 29, 2021

Local Bounti (LIII) - Initiation of Coverage

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October 26, 2021

Impinj, Inc. (PI) - Initiation of Coverage

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October 25, 2021

UpHealth, Inc. (UPH) - Initiation of Coverage

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October 20, 2021

The Andersons, Inc. (ANDE) - Initiation of Coverage

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October 6, 2021

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

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October 5, 2021

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

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August 9, 2021

Materialise NV (MTLS) - Initiation of Coverage

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August 2, 2021

Skylight Health Group Inc. (SLHG) - Initiation of Coverage

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July 30, 2021

Evaxion Biotech (EVAX) - Initiation of Coverage

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July 29, 2021

Better Therapeutics, Inc. (MCAD) - Initiation of Coverage

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July 28, 2021

Shapeways, Inc. (GLEO) - Initiation of Coverage

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July 28, 2021

Envela, Corp. (ELA) - Initiation of Coverage

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May 17, 2021

Apollo Endosurgery, Inc. (APEN) - Initiation of Coverage

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May 14, 2021

AFC Gamma, Inc. (AFCG) - Initiation of Coverage

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May 12, 2021

Markforged, Inc. (AONE) - Initiation of Coverage

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May 11, 2021

Arcadia Biosciences, Inc. (RKDA) - Initiation of Coverage

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May 10, 2021

RealNetworks, Inc. (RNWK) - Initiation of Coverage

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April 30, 2021

Castle Biosciences, Inc. (CSTL) - Initiation of Coverage

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April 27, 2021

Marrone Bio Innovations, Inc. (MBII) - Initiation of Coverage

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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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September 28, 2023

Transaction - Opera Limited $84,237,198 Follow-on

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 24, 2023

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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April 18, 2023

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

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April 13, 2023

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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Lake Street News

Limoneria Company. (LMNR) - Initiation of Research Coverage

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

Carbonite, Inc. (CARB) - Initiation of Research Coverage

ARC Document Solutions (ARC) - Initiation of Research Coverage

Lantronix, Inc. (LTRX) - Initiation of Research Coverage

PolyMet Mining Corp. (PLM) - Initiation of Research Coverage

Marketo, Inc. (MKTO) - Initiation of Research Coverage

Twin Cities Business: The Battle For ShopHQ

ImageWare Systems, Inc. (IWSY) - Initiation of Research Coverage

Primo Water Corporation (PRMW) - Initiation of Research Coverage

Burcon NutraScience Corp. (BUR) - Initiation of Research Coverage

Calavo Growers, Inc. (CVGW) - Initiation of Research Coverage

Barrett Business Services (BBSI) - Initiation of Research Coverage

Transaction - Selectica, Inc. Acquired Iasta, Inc.

Transaction - Selectica, Inc. $7,500,000 PIPE

Value Vision Media, Inc. (VVTV) - Initiation of Research Coverage

Bloomberg News: Soros Caught in ClickSoftware Rout That Puzzles Analysts

I.D. Systems Inc. (IDSY) - Initiation of Research Coverage

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

Science 37, Inc. (SNCE) - Initiation of Coverage

Local Bounti (LIII) - Initiation of Coverage

Impinj, Inc. (PI) - Initiation of Coverage

UpHealth, Inc. (UPH) - Initiation of Coverage

The Andersons, Inc. (ANDE) - Initiation of Coverage

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

Materialise NV (MTLS) - Initiation of Coverage

Skylight Health Group Inc. (SLHG) - Initiation of Coverage

Evaxion Biotech (EVAX) - Initiation of Coverage

Better Therapeutics, Inc. (MCAD) - Initiation of Coverage

Shapeways, Inc. (GLEO) - Initiation of Coverage

Envela, Corp. (ELA) - Initiation of Coverage

Apollo Endosurgery, Inc. (APEN) - Initiation of Coverage

AFC Gamma, Inc. (AFCG) - Initiation of Coverage

Markforged, Inc. (AONE) - Initiation of Coverage

Arcadia Biosciences, Inc. (RKDA) - Initiation of Coverage

RealNetworks, Inc. (RNWK) - Initiation of Coverage

Castle Biosciences, Inc. (CSTL) - Initiation of Coverage

Marrone Bio Innovations, Inc. (MBII) - Initiation of Coverage

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

Transaction - Gaia, Inc. $5,008,500 Follow-on

Transaction - Opera Limited $84,237,198 Follow-on

Transaction - Elutia, Inc. $10,500,000 PIPE

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

Transaction - inTEST Corporation $20,000,000 ATM

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

Transaction - Clearfield, Inc. $138,000,000 Follow-on

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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