Lake Street Capital Markets

September 19, 2016

Invuity, Inc. (IVTY) - Initiation of Research Coverage

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September 15, 2016

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

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September 13, 2016

HARSCO, Inc. (HSC) - Initiation of Research Coverage

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August 26, 2016

CyberOptics Corporation (CYBE) - Initiation of Research Coverage

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August 23, 2016

CBS Money Watch: 3 small-cap stocks that may be worth big bets

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August 22, 2016

Avita Medical (AVMXY) - Initiation of Research Coverage

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August 18, 2016

Universal Electronics, Inc. (UEIC) - Initiation of Research Coverage

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July 21, 2016

Flexion Therapeutics, Inc. (FLXN) - Initiation of Research Coverage

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July 19, 2016

Trupanion, Inc. (TRUP) - Initiation of Research Coverage

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July 12, 2016

DAVIDsTEA, Inc. (DTEA) - Initiation of Research Coverage

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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June 21, 2016

New York Times: Assault Rifles and Concealed Handguns at Center of a Changing Industry

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June 20, 2016

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

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June 15, 2016

CryoLife. Inc. (CRY) - Initiation of Research Coverage

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June 9, 2016

Argan, Inc. (AGX) - Initiation of Research Coverage

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May 31, 2016

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

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May 31, 2016

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

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May 26, 2016

Minneapolis Star-Tribune: Evine Live shows some progress but still reports a loss

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May 24, 2016

La Jolla Pharmaceutical Company (LJPC) - Initiation of Research Coverage

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May 18, 2016

Xactly Corporation (XTLY) - Initiation of Research Coverage

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November 1, 2021

Science 37, Inc. (SNCE) - Initiation of Coverage

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October 29, 2021

Local Bounti (LIII) - Initiation of Coverage

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October 26, 2021

Impinj, Inc. (PI) - Initiation of Coverage

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October 25, 2021

UpHealth, Inc. (UPH) - Initiation of Coverage

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October 20, 2021

The Andersons, Inc. (ANDE) - Initiation of Coverage

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October 6, 2021

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

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October 5, 2021

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

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August 9, 2021

Materialise NV (MTLS) - Initiation of Coverage

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August 2, 2021

Skylight Health Group Inc. (SLHG) - Initiation of Coverage

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July 30, 2021

Evaxion Biotech (EVAX) - Initiation of Coverage

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July 29, 2021

Better Therapeutics, Inc. (MCAD) - Initiation of Coverage

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July 28, 2021

Shapeways, Inc. (GLEO) - Initiation of Coverage

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July 28, 2021

Envela, Corp. (ELA) - Initiation of Coverage

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May 17, 2021

Apollo Endosurgery, Inc. (APEN) - Initiation of Coverage

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May 14, 2021

AFC Gamma, Inc. (AFCG) - Initiation of Coverage

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May 12, 2021

Markforged, Inc. (AONE) - Initiation of Coverage

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May 11, 2021

Arcadia Biosciences, Inc. (RKDA) - Initiation of Coverage

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May 10, 2021

RealNetworks, Inc. (RNWK) - Initiation of Coverage

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April 30, 2021

Castle Biosciences, Inc. (CSTL) - Initiation of Coverage

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April 27, 2021

Marrone Bio Innovations, Inc. (MBII) - Initiation of Coverage

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November 3, 2021

Transaction - Cadre Holdings, Inc. $89,700,000 IPO

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November 2, 2021

Transaction - Impinj, Inc. $250,000,000 144A Convertible Debt Offering

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October 28, 2021

Transaction - AFC Gamma, Inc. $100,000,000 144A Senior Notes

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October 26, 2021

Transaction - OPY Acquisition Corp. I $126,500,000 IPO

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October 12, 2021

Transaction - Apollo Endosurgery, Inc. $74,865,000 Follow-on

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October 4, 2021

Transaction - UpHealth, Inc. $40,250,000 Follow-on

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September 29, 2021

Transaction - Jerash Holdings (US), Inc. $11,270,000 Follow-on

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September 21, 2021

Transaction - Greenbrook TMS, Inc. $13,235,063 Follow-on

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July 30, 2021

Transaction - iMedia Brands, Inc Aquires the Portal & Advertising Business Segment of Synacor

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July 13, 2021

Transaction - LeMaitre Vascular, Inc. $54,500,000 Follow-on

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June 9, 2021

Transaction - AcuityAds Holdings, Inc. $57,500,000 Follow-on

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May 25, 2021

Transaction - Achieve Life Sciences, Inc. $23,000,000 Follow-on

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May 12, 2021

Transaction - NaturalShrimp, Inc. $13,500,000 Registered Direct Offering

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May 3, 2021

Transaction - AMMO, Inc. Acquires GunBroker.com, LLC Fairness Opinion

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April 27, 2021

Transaction - RealNetworks, Inc. $22,275,000 Follow-on

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April 23, 2021

Transaction - EDAP TMS S.A. $28,012,500 Follow-On

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April 8, 2021

Transaction - Identiv, Inc. $40,249,992 Follow-on

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April 1, 2021

Transaction - Ebang International Holdings, Inc. $85,400,000 Registered Direct Offering

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March 31, 2021

Transaction - VirTra, Inc. $18,000,000 Registered Direct Offering

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March 25, 2021

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

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Lake Street News

Invuity, Inc. (IVTY) - Initiation of Research Coverage

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

HARSCO, Inc. (HSC) - Initiation of Research Coverage

CyberOptics Corporation (CYBE) - Initiation of Research Coverage

CBS Money Watch: 3 small-cap stocks that may be worth big bets

Avita Medical (AVMXY) - Initiation of Research Coverage

Universal Electronics, Inc. (UEIC) - Initiation of Research Coverage

Flexion Therapeutics, Inc. (FLXN) - Initiation of Research Coverage

Trupanion, Inc. (TRUP) - Initiation of Research Coverage

DAVIDsTEA, Inc. (DTEA) - Initiation of Research Coverage

Transaction - TESARO, Inc. $433,147,500 Follow-On

New York Times: Assault Rifles and Concealed Handguns at Center of a Changing Industry

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

CryoLife. Inc. (CRY) - Initiation of Research Coverage

Argan, Inc. (AGX) - Initiation of Research Coverage

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

Minneapolis Star-Tribune: Evine Live shows some progress but still reports a loss

La Jolla Pharmaceutical Company (LJPC) - Initiation of Research Coverage

Xactly Corporation (XTLY) - Initiation of Research Coverage

Science 37, Inc. (SNCE) - Initiation of Coverage

Local Bounti (LIII) - Initiation of Coverage

Impinj, Inc. (PI) - Initiation of Coverage

UpHealth, Inc. (UPH) - Initiation of Coverage

The Andersons, Inc. (ANDE) - Initiation of Coverage

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

Materialise NV (MTLS) - Initiation of Coverage

Skylight Health Group Inc. (SLHG) - Initiation of Coverage

Evaxion Biotech (EVAX) - Initiation of Coverage

Better Therapeutics, Inc. (MCAD) - Initiation of Coverage

Shapeways, Inc. (GLEO) - Initiation of Coverage

Envela, Corp. (ELA) - Initiation of Coverage

Apollo Endosurgery, Inc. (APEN) - Initiation of Coverage

AFC Gamma, Inc. (AFCG) - Initiation of Coverage

Markforged, Inc. (AONE) - Initiation of Coverage

Arcadia Biosciences, Inc. (RKDA) - Initiation of Coverage

RealNetworks, Inc. (RNWK) - Initiation of Coverage

Castle Biosciences, Inc. (CSTL) - Initiation of Coverage

Marrone Bio Innovations, Inc. (MBII) - Initiation of Coverage

Transaction - Cadre Holdings, Inc. $89,700,000 IPO

Transaction - Impinj, Inc. $250,000,000 144A Convertible Debt Offering

Transaction - AFC Gamma, Inc. $100,000,000 144A Senior Notes

Transaction - OPY Acquisition Corp. I $126,500,000 IPO

Transaction - Apollo Endosurgery, Inc. $74,865,000 Follow-on

Transaction - UpHealth, Inc. $40,250,000 Follow-on

Transaction - Jerash Holdings (US), Inc. $11,270,000 Follow-on

Transaction - Greenbrook TMS, Inc. $13,235,063 Follow-on

Transaction - iMedia Brands, Inc Aquires the Portal & Advertising Business Segment of Synacor

Transaction - LeMaitre Vascular, Inc. $54,500,000 Follow-on

Transaction - AcuityAds Holdings, Inc. $57,500,000 Follow-on

Transaction - Achieve Life Sciences, Inc. $23,000,000 Follow-on

Transaction - NaturalShrimp, Inc. $13,500,000 Registered Direct Offering

Transaction - AMMO, Inc. Acquires GunBroker.com, LLC Fairness Opinion

Transaction - RealNetworks, Inc. $22,275,000 Follow-on

Transaction - EDAP TMS S.A. $28,012,500 Follow-On

Transaction - Identiv, Inc. $40,249,992 Follow-on

Transaction - Ebang International Holdings, Inc. $85,400,000 Registered Direct Offering

Transaction - VirTra, Inc. $18,000,000 Registered Direct Offering

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

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