Lake Street Capital Markets

April 6, 2015

Cardio3 BioSciences (CIBSF) - Initiation of Research Coverage

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March 31, 2015

Intellectual Asset Management Magazine: With so much fear surrounding the PIPCO sector, now is the time to be greedy, says leading IP investor

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March 27, 2015

Minneapolis Star Tribune: Clinton Group appeals to Imation shareholders for board seats, compensation changes

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March 26, 2015

Anadigics, Inc. (ANAD) - Initiation of Research Coverage

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March 22, 2015

Minneapolis Star Tribune: What analysts are saying: 'Buy' ratings maintained after Evine Live reports earnings

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March 3, 2015

VolitionRx (VNRX) - Initiation of Research Coverage

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February 27, 2015

SMTP, Inc. (SMTP) - Initiation of Research Coverage

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February 16, 2015

Resource Investing News: PolyMet Mining - Final EIS for NorthMet Expected in Spring 2015

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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January 27, 2015

Global Eagle Entertainment (ENT) - Initiation of Research Coverage

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January 26, 2015

CUI Global, Inc. (CUI) - Initiation of Research Coverage

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January 5, 2015

Exact Sciences Corp. (EXAS) - Initiation of Research Coverage

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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December 22, 2014

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

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December 12, 2014

Planet Payment (PLPM) - Initiation of Research Coverage

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December 11, 2014

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

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December 3, 2014

Minneapolis Star Tribune: Activist shareholders' demands now a fact of life

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November 30, 2021

DHI Group, Inc. (DHX) - Initiation of Coverage

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November 29, 2021

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

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November 22, 2021

Crexendo, Inc. (CXDO) - Initiation of Coverage

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November 19, 2021

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

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November 8, 2021

P3 Health Partners Inc. (FORE) - Initiation of Coverage

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November 8, 2021

3D Systems Corporation (DDD) - Initiation of Coverage

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November 1, 2021

Science 37, Inc. (SNCE) - Initiation of Coverage

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October 29, 2021

Local Bounti (LIII) - Initiation of Coverage

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October 26, 2021

Impinj, Inc. (PI) - Initiation of Coverage

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October 25, 2021

UpHealth, Inc. (UPH) - Initiation of Coverage

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October 20, 2021

The Andersons, Inc. (ANDE) - Initiation of Coverage

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October 6, 2021

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

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October 5, 2021

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

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August 9, 2021

Materialise NV (MTLS) - Initiation of Coverage

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August 2, 2021

Skylight Health Group Inc. (SLHG) - Initiation of Coverage

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July 30, 2021

Evaxion Biotech (EVAX) - Initiation of Coverage

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July 29, 2021

Better Therapeutics, Inc. (MCAD) - Initiation of Coverage

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July 28, 2021

Envela, Corp. (ELA) - Initiation of Coverage

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July 28, 2021

Shapeways, Inc. (GLEO) - Initiation of Coverage

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May 17, 2021

Apollo Endosurgery, Inc. (APEN) - Initiation of Coverage

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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July 24, 2018

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

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July 18, 2018

Transaction - Carbonite, Inc. $204,871,338 Follow-On

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July 3, 2018

Transaction - Profire Energy, Inc. $28,031,250 Follow-On

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June 25, 2018

Transaction - Trupanion, Inc. $69,000,000 Follow-On

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June 25, 2018

Transaction - Limoneira Company $69,000,000 Follow-On

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June 25, 2018

Transaction - Kindred Biosciences, Inc. $50,600,000 Follow-On

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June 20, 2018

Transaction - TheStreet, Inc. $33,500,000 M&A Advisory

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June 18, 2018

Transaction - Asure Software, Inc. $50,312,500 Follow-On

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May 25, 2018

Transaction - USA Technologies, Inc. $75,700,000 Follow-On

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May 18, 2018

Transaction - Primo Water Corporation $74,752,300 Follow-On

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May 8, 2018

Transaction - OptimizeRx Corporation $9,000,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $8,400,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $19,300,000 Recapitalization

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April 19, 2018

Transaction - Aspen Group, Inc. $23,000,000 Follow-On

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April 3, 2018

Transaction - RMG Networks Holding Corporation $16,800,000 Fairness Opinion

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March 28, 2018

Transaction - Heron Therapeutics, Inc. $156,000,000 Follow-On

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March 28, 2018

Transaction - SharpSpring, Inc. $8,000,000 PIPE

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March 21, 2018

Transaction - Gaia, Inc. $40,250,000 Follow-On

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March 13, 2018

Transaction - VolitionRX Limited $8,450,000 Follow-On

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Lake Street News

Cardio3 BioSciences (CIBSF) - Initiation of Research Coverage

Intellectual Asset Management Magazine: With so much fear surrounding the PIPCO sector, now is the time to be greedy, says leading IP investor

Minneapolis Star Tribune: Clinton Group appeals to Imation shareholders for board seats, compensation changes

Anadigics, Inc. (ANAD) - Initiation of Research Coverage

Minneapolis Star Tribune: What analysts are saying: 'Buy' ratings maintained after Evine Live reports earnings

VolitionRx (VNRX) - Initiation of Research Coverage

SMTP, Inc. (SMTP) - Initiation of Research Coverage

Resource Investing News: PolyMet Mining - Final EIS for NorthMet Expected in Spring 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

Transaction - Selectica, Inc. $5,900,000 PIPE

Transaction - VolitionRx Limited $10,673,438 Follow-On

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

Global Eagle Entertainment (ENT) - Initiation of Research Coverage

CUI Global, Inc. (CUI) - Initiation of Research Coverage

Exact Sciences Corp. (EXAS) - Initiation of Research Coverage

Transaction - Uniloc $10,000,000 Private Placement

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

Planet Payment (PLPM) - Initiation of Research Coverage

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

Minneapolis Star Tribune: Activist shareholders' demands now a fact of life

DHI Group, Inc. (DHX) - Initiation of Coverage

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

Crexendo, Inc. (CXDO) - Initiation of Coverage

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

P3 Health Partners Inc. (FORE) - Initiation of Coverage

3D Systems Corporation (DDD) - Initiation of Coverage

Science 37, Inc. (SNCE) - Initiation of Coverage

Local Bounti (LIII) - Initiation of Coverage

Impinj, Inc. (PI) - Initiation of Coverage

UpHealth, Inc. (UPH) - Initiation of Coverage

The Andersons, Inc. (ANDE) - Initiation of Coverage

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

Materialise NV (MTLS) - Initiation of Coverage

Skylight Health Group Inc. (SLHG) - Initiation of Coverage

Evaxion Biotech (EVAX) - Initiation of Coverage

Better Therapeutics, Inc. (MCAD) - Initiation of Coverage

Envela, Corp. (ELA) - Initiation of Coverage

Shapeways, Inc. (GLEO) - Initiation of Coverage

Apollo Endosurgery, Inc. (APEN) - Initiation of Coverage

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

Transaction - Carbonite, Inc. $204,871,338 Follow-On

Transaction - Profire Energy, Inc. $28,031,250 Follow-On

Transaction - Trupanion, Inc. $69,000,000 Follow-On

Transaction - Limoneira Company $69,000,000 Follow-On

Transaction - Kindred Biosciences, Inc. $50,600,000 Follow-On

Transaction - TheStreet, Inc. $33,500,000 M&A Advisory

Transaction - Asure Software, Inc. $50,312,500 Follow-On

Transaction - USA Technologies, Inc. $75,700,000 Follow-On

Transaction - Primo Water Corporation $74,752,300 Follow-On

Transaction - OptimizeRx Corporation $9,000,000 PIPE

Transaction - Turtle Beach Corporation $8,400,000 PIPE

Transaction - Turtle Beach Corporation $19,300,000 Recapitalization

Transaction - Aspen Group, Inc. $23,000,000 Follow-On

Transaction - RMG Networks Holding Corporation $16,800,000 Fairness Opinion

Transaction - Heron Therapeutics, Inc. $156,000,000 Follow-On

Transaction - SharpSpring, Inc. $8,000,000 PIPE

Transaction - Gaia, Inc. $40,250,000 Follow-On

Transaction - VolitionRX Limited $8,450,000 Follow-On

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