Lake Street Capital Markets

July 14, 2015

REIS, Inc. (REIS) - Initiation of Research Coverage

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 23, 2015

The Times (London): It was how the West was won, so don’t expect Americans to hand over their guns

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June 18, 2015

ShoreTel, Inc. (SHOR) - Initiation of Research Coverage

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June 16, 2015

Radiant Logistics (RLGT) - Initiation of Research Coverage

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June 10, 2015

Reuters: Boulder Brands forecasts first quarterly sales fall in 4 years

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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May 25, 2015

USA Today: Rosetta Stone shares jump on takeover talks

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May 22, 2015

Minneapolis Star Tribune: Watches cause a hiccup for Evine Live's turnaround

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May 22, 2015

Minneapolis Star Tribune: Analyst: Imation CEO's future in flux

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May 20, 2015

Chris Krueger Named #1 Earnings Estimator for Food Products Category In StarMine Analyst Awards

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May 13, 2015

Minneapolis Star Tribune: Which Proxy Adviser Will Have the Most Influence At Imation?

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May 5, 2015

Asterias Biotherapeutics (AST) - Initiation of Research Coverage

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May 4, 2015

Intellectual Asset Management Magazine: Unwired Planet’s $1 million man could be the key to unlocking its potential

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April 9, 2015

StarTek, Inc. (SRT) - Initiation of Research Coverage

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April 6, 2015

Cardio3 BioSciences (CIBSF) - Initiation of Research Coverage

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March 31, 2015

Intellectual Asset Management Magazine: With so much fear surrounding the PIPCO sector, now is the time to be greedy, says leading IP investor

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March 27, 2015

Minneapolis Star Tribune: Clinton Group appeals to Imation shareholders for board seats, compensation changes

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March 26, 2015

Anadigics, Inc. (ANAD) - Initiation of Research Coverage

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April 23, 2021

Sangoma Technologies Corporation (SAMOF) - Initiation of Coverage

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April 22, 2021

AMMO, Inc. (POWW) - Initiation of Coverage

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April 16, 2021

S&W Seed Company (SANW) - Initiation of Coverage

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April 9, 2021

Alpha Healthcare Acquisition Corp. (AHAC) - Initiation of Coverage

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April 5, 2021

The Chefs' Warehouse, Inc. (CHEF) - Initiation of Coverage

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March 26, 2021

Desktop Metal, Inc. (DM) - Initiation of Coverage

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March 25, 2021

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

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March 19, 2021

Raven Industries, Inc. (RAVN) - Initiation of Coverage

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March 18, 2021

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

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March 15, 2021

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

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March 12, 2021

Stratasys Ltd. (SSYS) - Initiation of Coverage

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March 12, 2021

voxeljet AG (VJET) - Initiation of Coverage

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March 5, 2021

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

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March 1, 2021

Rekor Systems, Inc. (REKR) - Initiation of Coverage

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 18, 2021

Isoray, Inc. (ISR) - Initiation of Coverage

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January 25, 2021

EDAP TMS S.A. (EDAP) - Initiation of Coverage

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January 6, 2021

LSCM Virtual Outdoor Day - January 21-22, 2021

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December 18, 2020

AcuityAds Holdings Inc. (ACUIF) - Initiation of Research Coverage

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December 14, 2020

MedAvail Technologies, Inc. (MDVL) - Initiation of Research Coverage

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April 14, 2017

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

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April 11, 2017

Transaction - Synacor, Inc. $20,000,000 Follow-On

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April 10, 2017

Transaction - Aspen Group, Inc. $7,500,000 PIPE

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March 30, 2017

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

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March 8, 2017

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

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February 13, 2017

Transaction - RiceBran Technologies $8,000,000 PIPE

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January 23, 2017

Transaction - Heron Therapeutics $150,000,000 Follow-On

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December 9, 2016

Transaction - Asure Software, Inc. $15,594,000 Follow-On

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October 5, 2016

Transaction - VolitionRx Limited $11,250,000 Follow-On

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September 27, 2016

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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May 31, 2016

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

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May 13, 2016

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 4, 2016

Transaction - Ener-Core, Inc. $2,500,000 PIPE

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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Lake Street News

REIS, Inc. (REIS) - Initiation of Research Coverage

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

Transaction - Celyad SA $100,100,000 Follow-On

The Times (London): It was how the West was won, so don’t expect Americans to hand over their guns

ShoreTel, Inc. (SHOR) - Initiation of Research Coverage

Radiant Logistics (RLGT) - Initiation of Research Coverage

Reuters: Boulder Brands forecasts first quarterly sales fall in 4 years

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

USA Today: Rosetta Stone shares jump on takeover talks

Minneapolis Star Tribune: Watches cause a hiccup for Evine Live's turnaround

Minneapolis Star Tribune: Analyst: Imation CEO's future in flux

Chris Krueger Named #1 Earnings Estimator for Food Products Category In StarMine Analyst Awards

Minneapolis Star Tribune: Which Proxy Adviser Will Have the Most Influence At Imation?

Asterias Biotherapeutics (AST) - Initiation of Research Coverage

Intellectual Asset Management Magazine: Unwired Planet’s $1 million man could be the key to unlocking its potential

StarTek, Inc. (SRT) - Initiation of Research Coverage

Cardio3 BioSciences (CIBSF) - Initiation of Research Coverage

Intellectual Asset Management Magazine: With so much fear surrounding the PIPCO sector, now is the time to be greedy, says leading IP investor

Minneapolis Star Tribune: Clinton Group appeals to Imation shareholders for board seats, compensation changes

Anadigics, Inc. (ANAD) - Initiation of Research Coverage

Sangoma Technologies Corporation (SAMOF) - Initiation of Coverage

AMMO, Inc. (POWW) - Initiation of Coverage

S&W Seed Company (SANW) - Initiation of Coverage

Alpha Healthcare Acquisition Corp. (AHAC) - Initiation of Coverage

The Chefs' Warehouse, Inc. (CHEF) - Initiation of Coverage

Desktop Metal, Inc. (DM) - Initiation of Coverage

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

Raven Industries, Inc. (RAVN) - Initiation of Coverage

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

Stratasys Ltd. (SSYS) - Initiation of Coverage

voxeljet AG (VJET) - Initiation of Coverage

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

Rekor Systems, Inc. (REKR) - Initiation of Coverage

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

Isoray, Inc. (ISR) - Initiation of Coverage

EDAP TMS S.A. (EDAP) - Initiation of Coverage

LSCM Virtual Outdoor Day - January 21-22, 2021

AcuityAds Holdings Inc. (ACUIF) - Initiation of Research Coverage

MedAvail Technologies, Inc. (MDVL) - Initiation of Research Coverage

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

Transaction - Synacor, Inc. $20,000,000 Follow-On

Transaction - Aspen Group, Inc. $7,500,000 PIPE

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

Transaction - RiceBran Technologies $8,000,000 PIPE

Transaction - Heron Therapeutics $150,000,000 Follow-On

Transaction - Asure Software, Inc. $15,594,000 Follow-On

Transaction - VolitionRx Limited $11,250,000 Follow-On

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

Transaction - TESARO, Inc. $433,147,500 Follow-On

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

Transaction - VolitionRx Limited $14,087,500 Follow-On

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

Transaction - Ener-Core, Inc. $2,500,000 PIPE

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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