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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 24, 2018

Pareteum Corporation (TEUM) - Initiation of Research Coverage

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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September 4, 2018

Identiv, Inc. (INVE) - Initiation of Research Coverage

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August 27, 2018

VirTra, Inc. (VTSI) - Initiation of Research Coverage

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August 17, 2018

AquaVenture Holdings Limited (WAAS) - Initiation of Research Coverage

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July 30, 2018

Semler Scientific, Inc. (SMLR) - Initiation of Research Coverage

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July 24, 2018

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

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July 23, 2018

Kindred Biosciences, Inc. (KIN) - Initiation of Research Coverage

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July 18, 2018

Transaction - Carbonite, Inc. $204,871,338 Follow-On

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July 3, 2018

Transaction - Profire Energy, Inc. $28,031,250 Follow-On

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June 28, 2018

Intermolecular, Inc. (IMI) - Initiation of Research Coverage

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June 25, 2018

LeMaitre Vascular, Inc. (LMAT) - Initiation of Research Coverage

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June 25, 2018

Transaction - Kindred Biosciences, Inc. $50,600,000 Follow-On

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June 25, 2018

Transaction - Limoneira Company $69,000,000 Follow-On

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June 25, 2018

Transaction - Trupanion, Inc. $69,000,000 Follow-On

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June 20, 2018

Transaction - TheStreet, Inc. $33,500,000 M&A Advisory

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April 23, 2021

Sangoma Technologies Corporation (SAMOF) - Initiation of Coverage

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April 22, 2021

AMMO, Inc. (POWW) - Initiation of Coverage

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April 16, 2021

S&W Seed Company (SANW) - Initiation of Coverage

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April 9, 2021

Alpha Healthcare Acquisition Corp. (AHAC) - Initiation of Coverage

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April 5, 2021

The Chefs' Warehouse, Inc. (CHEF) - Initiation of Coverage

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March 26, 2021

Desktop Metal, Inc. (DM) - Initiation of Coverage

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March 25, 2021

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

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March 19, 2021

Raven Industries, Inc. (RAVN) - Initiation of Coverage

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March 18, 2021

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

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March 15, 2021

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

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March 12, 2021

Stratasys Ltd. (SSYS) - Initiation of Coverage

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March 12, 2021

voxeljet AG (VJET) - Initiation of Coverage

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March 5, 2021

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

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March 1, 2021

Rekor Systems, Inc. (REKR) - Initiation of Coverage

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 18, 2021

Isoray, Inc. (ISR) - Initiation of Coverage

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January 25, 2021

EDAP TMS S.A. (EDAP) - Initiation of Coverage

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January 6, 2021

LSCM Virtual Outdoor Day - January 21-22, 2021

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December 18, 2020

AcuityAds Holdings Inc. (ACUIF) - Initiation of Research Coverage

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December 14, 2020

MedAvail Technologies, Inc. (MDVL) - Initiation of Research Coverage

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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September 26, 2013

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

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September 26, 2013

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

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September 18, 2013

Transaction - Patent Properties, Inc. $11,600,000 PIPE

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September 16, 2013

Transaction - Clean Energy Fuels Corp $250,000,000 144A Convertible Debt Offering

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August 16, 2013

Transaction - PowerSecure International, Inc. $40,000,000 Follow-On

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June 3, 2013

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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May 28, 2013

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

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