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May 8, 2018

Transaction - OptimizeRx Corporation $9,000,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $8,400,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $19,300,000 Recapitalization

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April 26, 2018

Clarus Corporation (CLAR) - Initiation of Research Coverage

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April 24, 2018

Biofrontera AG (BFRA) - Initiation of Research Coverage

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April 19, 2018

Transaction - Aspen Group, Inc. $23,000,000 Follow-On

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April 3, 2018

Transaction - RMG Networks Holding Corporation $16,800,000 Fairness Opinion

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April 3, 2018

USA Technologies, Inc. (USAT) - Initiation of Research Coverage

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March 28, 2018

Transaction - Heron Therapeutics, Inc. $156,000,000 Follow-On

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March 28, 2018

Transaction - SharpSpring, Inc. $8,000,000 PIPE

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March 28, 2018

The Joint Corp. (JYNT) - Initiation of Research Coverage

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March 26, 2018

Nova Measuring Instruments Ltd. (NVMI) - Initiation of Research Coverage

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March 21, 2018

Transaction - Gaia, Inc. $40,250,000 Follow-On

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March 20, 2018

Telaria, Inc. (TLRA) - Initiation of Research Coverage

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March 13, 2018

Transaction - VolitionRX Limited $8,450,000 Follow-On

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March 8, 2018

Transaction - Checkpoint Therapeutics, Inc. $21,010,000 Follow-On

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February 21, 2018

Transaction - Nano Dimensions Ltd. $13,800,000 Follow-On

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February 16, 2018

Transaction - Biofrontera AG $12,900,000 IPO

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February 9, 2018

Transaction - SITO Mobile, Ltd. $14,950,000 Follow-On

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February 9, 2018

Diplomat Pharmacy, Inc. (DPLO) - Initiation of Research Coverage

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October 20, 2021

The Andersons, Inc. (ANDE) - Initiation of Coverage

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October 6, 2021

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

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October 5, 2021

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

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August 9, 2021

Materialise NV (MTLS) - Initiation of Coverage

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August 2, 2021

Skylight Health Group Inc. (SLHG) - Initiation of Coverage

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July 30, 2021

Evaxion Biotech (EVAX) - Initiation of Coverage

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July 29, 2021

Better Therapeutics, Inc. (MCAD) - Initiation of Coverage

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July 28, 2021

Envela, Corp. (ELA) - Initiation of Coverage

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July 28, 2021

Shapeways, Inc. (GLEO) - Initiation of Coverage

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May 17, 2021

Apollo Endosurgery, Inc. (APEN) - Initiation of Coverage

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May 14, 2021

AFC Gamma, Inc. (AFCG) - Initiation of Coverage

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May 12, 2021

Markforged, Inc. (AONE) - Initiation of Coverage

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May 11, 2021

Arcadia Biosciences, Inc. (RKDA) - Initiation of Coverage

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May 10, 2021

RealNetworks, Inc. (RNWK) - Initiation of Coverage

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April 30, 2021

Castle Biosciences, Inc. (CSTL) - Initiation of Coverage

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April 27, 2021

Marrone Bio Innovations, Inc. (MBII) - Initiation of Coverage

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April 23, 2021

Sangoma Technologies Corporation (SAMOF) - Initiation of Coverage

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April 22, 2021

AMMO, Inc. (POWW) - Initiation of Coverage

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April 16, 2021

S&W Seed Company (SANW) - Initiation of Coverage

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April 9, 2021

Alpha Healthcare Acquisition Corp. (AHAC) - Initiation of Coverage

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September 18, 2013

Transaction - Patent Properties, Inc. $11,600,000 PIPE

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September 16, 2013

Transaction - Clean Energy Fuels Corp $250,000,000 144A Convertible Debt Offering

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August 16, 2013

Transaction - PowerSecure International, Inc. $40,000,000 Follow-On

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June 3, 2013

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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May 28, 2013

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

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