Lake Street Capital Markets

May 13, 2016

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

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April 18, 2016

Immersion Corporation (IMMR) - Initiation of Research Coverage

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March 31, 2016

Novatel Wireless (MIFI) - Initiation of Research Coverage

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March 24, 2016

Minneapolis Star-Tribune: As a rocky year ends, Evine Live makes money and cuts costs, including 45 jobs

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March 24, 2016

OncoCyte Corporation (OCX) - Initiation of Research Coverage

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March 21, 2016

Radisys Corporation (RSYS) - Initiation of Research Coverage

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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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March 15, 2016

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

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March 11, 2016

Sage Therapeutics, Inc. (SAGE) - Initiation of Research Coverage

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March 8, 2016

EMCORE Corporation (EMKR) - Initiation of Research Coverage

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February 27, 2016

Minneapolis Star-Tribune: Data storage shifts hurting Eden Prairie-based Datalink

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February 24, 2016

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 16, 2016

DSP Group (DSPG) - Initiation of Research Coverage

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February 9, 2016

Minneapolis Star-Tribune: Evine Live's turnaround CEO is out as profits continue to fall

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February 5, 2016

Reuters: Why Obama and other gun control advocates own stock in firearms makers

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February 5, 2016

TESARO, Inc. (TSRO) - Initiation Of Research Coverage

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February 3, 2016

WisBusiness.com: Exact Sciences suing Humana over unpaid claims

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 19, 2016

Pure Storage, Inc. (PSTG) - Initiation of Research Coverage

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April 23, 2021

Sangoma Technologies Corporation (SAMOF) - Initiation of Coverage

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April 22, 2021

AMMO, Inc. (POWW) - Initiation of Coverage

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April 16, 2021

S&W Seed Company (SANW) - Initiation of Coverage

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April 9, 2021

Alpha Healthcare Acquisition Corp. (AHAC) - Initiation of Coverage

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April 5, 2021

The Chefs' Warehouse, Inc. (CHEF) - Initiation of Coverage

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March 26, 2021

Desktop Metal, Inc. (DM) - Initiation of Coverage

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March 25, 2021

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

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March 19, 2021

Raven Industries, Inc. (RAVN) - Initiation of Coverage

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March 18, 2021

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

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March 15, 2021

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

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March 12, 2021

Stratasys Ltd. (SSYS) - Initiation of Coverage

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March 12, 2021

voxeljet AG (VJET) - Initiation of Coverage

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March 5, 2021

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

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March 1, 2021

Rekor Systems, Inc. (REKR) - Initiation of Coverage

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 18, 2021

Isoray, Inc. (ISR) - Initiation of Coverage

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January 25, 2021

EDAP TMS S.A. (EDAP) - Initiation of Coverage

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January 6, 2021

LSCM Virtual Outdoor Day - January 21-22, 2021

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December 18, 2020

AcuityAds Holdings Inc. (ACUIF) - Initiation of Research Coverage

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December 14, 2020

MedAvail Technologies, Inc. (MDVL) - Initiation of Research Coverage

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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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September 28, 2023

Transaction - Opera Limited $84,237,198 Follow-on

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 24, 2023

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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April 18, 2023

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

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April 13, 2023

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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Lake Street News

Transaction - Asterias Biotherapeutics, Inc. $20,125,000 Follow-On

Immersion Corporation (IMMR) - Initiation of Research Coverage

Novatel Wireless (MIFI) - Initiation of Research Coverage

Minneapolis Star-Tribune: As a rocky year ends, Evine Live makes money and cuts costs, including 45 jobs

OncoCyte Corporation (OCX) - Initiation of Research Coverage

Radisys Corporation (RSYS) - Initiation of Research Coverage

Transaction - VolitionRx Limited $14,087,500 Follow-On

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

Sage Therapeutics, Inc. (SAGE) - Initiation of Research Coverage

EMCORE Corporation (EMKR) - Initiation of Research Coverage

Minneapolis Star-Tribune: Data storage shifts hurting Eden Prairie-based Datalink

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

DSP Group (DSPG) - Initiation of Research Coverage

Minneapolis Star-Tribune: Evine Live's turnaround CEO is out as profits continue to fall

Reuters: Why Obama and other gun control advocates own stock in firearms makers

TESARO, Inc. (TSRO) - Initiation Of Research Coverage

WisBusiness.com: Exact Sciences suing Humana over unpaid claims

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

Pure Storage, Inc. (PSTG) - Initiation of Research Coverage

Sangoma Technologies Corporation (SAMOF) - Initiation of Coverage

AMMO, Inc. (POWW) - Initiation of Coverage

S&W Seed Company (SANW) - Initiation of Coverage

Alpha Healthcare Acquisition Corp. (AHAC) - Initiation of Coverage

The Chefs' Warehouse, Inc. (CHEF) - Initiation of Coverage

Desktop Metal, Inc. (DM) - Initiation of Coverage

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

Raven Industries, Inc. (RAVN) - Initiation of Coverage

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

Stratasys Ltd. (SSYS) - Initiation of Coverage

voxeljet AG (VJET) - Initiation of Coverage

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

Rekor Systems, Inc. (REKR) - Initiation of Coverage

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

Isoray, Inc. (ISR) - Initiation of Coverage

EDAP TMS S.A. (EDAP) - Initiation of Coverage

LSCM Virtual Outdoor Day - January 21-22, 2021

AcuityAds Holdings Inc. (ACUIF) - Initiation of Research Coverage

MedAvail Technologies, Inc. (MDVL) - Initiation of Research Coverage

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

Transaction - Gaia, Inc. $5,008,500 Follow-on

Transaction - Opera Limited $84,237,198 Follow-on

Transaction - Elutia, Inc. $10,500,000 PIPE

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

Transaction - inTEST Corporation $20,000,000 ATM

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

Transaction - Clearfield, Inc. $138,000,000 Follow-on

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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