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December 31, 2020

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

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December 22, 2020

Transaction - PAVmed, Inc. $8,160,000 RDO

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December 18, 2020

AcuityAds Holdings Inc. (ACUIF) - Initiation of Research Coverage

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December 18, 2020

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

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December 18, 2020

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

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December 17, 2020

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

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December 14, 2020

MedAvail Technologies, Inc. (MDVL) - Initiation of Research Coverage

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December 14, 2020

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

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December 11, 2020

Transaction - GrowGeneration Corp. $172,500,000 Follow-On

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December 11, 2020

Transaction - PAVmed, Inc. $8,900,000 RDO

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December 7, 2020

Transaction - Achieve Life Sciences, Inc. $17,307,500 Follow-On

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December 2, 2020

FLYHT Aerospace Solutions Ltd. (FLYLF) - Initiation of Research Coverage

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November 30, 2020

Surgalign Holdings, Inc. (SRGA) - Inititation of Research Coverage

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November 18, 2020

Transaction - MedAvail Holdings, Inc. $84,000,000 Private Placement

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October 28, 2020

Lake Street Capital Markets Announces the Addition of Jared Schramm and Mitch Truelock, Managing Directors, Investment Banking

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October 22, 2020

Transaction - Brickell Biotech, Inc. $15,000,000 Follow-On

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October 21, 2020

Big 5 Sporting Goods Corporation (BGFV) - Initiation of Research Coverage

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October 18, 2020

Smith Micro Software, Inc. (SMSI) - Initiation of Research Coverage

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October 14, 2020

Transaction - Alphatec Holdings, Inc. $115,000,000 Follow-On

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October 14, 2020

Transaction - Nova Measuring Instruments Ltd. $200,000,000 144 Convertible Debt Offering

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December 2, 2020

FLYHT Aerospace Solutions Ltd. (FLYLF) - Initiation of Research Coverage

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November 30, 2020

Surgalign Holdings, Inc. (SRGA) - Inititation of Research Coverage

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October 21, 2020

Big 5 Sporting Goods Corporation (BGFV) - Initiation of Research Coverage

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October 18, 2020

Smith Micro Software, Inc. (SMSI) - Initiation of Research Coverage

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October 13, 2020

PAVmed, Inc. (PAVM) - Initiation of Research Coverage

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October 7, 2020

Heritage Global, Inc. (HGBL) - Initiation of Research Coverage

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September 29, 2020

Brightcove, Inc. (BCOV) - Initiation of Research Coverage

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September 17, 2020

Achieve Life Sciences, Inc. (ACHV) - Initiation of Research Coverage

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September 15, 2020

Franklin Wireless Corp. (FKWL) - Initiation of Research Coverage

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September 15, 2020

SANUWAVE Health, Inc. (SNWV) - Initiation of Research Coverage

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September 15, 2020

Centrus Energy Corp. (LEU) - Initiation of Research Coverage

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September 10, 2020

Profound Medical Corp. (PROF) - Initiation of Research Coverage

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August 28, 2020

Brickell Biotech, Inc. (BBI) - Initiation of Research Coverage

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July 16, 2020

The Providence Service Corporation (PRSC) - Initiation of Research Coverage

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July 15, 2020

Sharps Compliance Corp. (SMED) - Initiation of Research Coverage

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June 25, 2020

OraSure Technologies, Inc. (OSUR) - Initiation of Research Coverage

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June 22, 2020

Limelight Networks, Inc. (LLNW) - Initiation of Research Coverage

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June 9, 2020

InfuSystem Holdings, Inc. (INFU) - Initiation of Research Coverage

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May 18, 2020

Inspire Medical Systems, Inc. (INSP) - Initiation of Research Coverage

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April 22, 2020

Allot Ltd. (ALLT) - Initiation of Research Coverage

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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