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March 25, 2021

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

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March 25, 2021

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

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March 19, 2021

Raven Industries, Inc. (RAVN) - Initiation of Coverage

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March 19, 2021

Transaction - AFC Gamma, Inc. $136,562,500 IPO

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March 18, 2021

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

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March 17, 2021

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

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March 15, 2021

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

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March 12, 2021

Stratasys Ltd. (SSYS) - Initiation of Coverage

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March 12, 2021

voxeljet AG (VJET) - Initiation of Coverage

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March 11, 2021

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

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March 11, 2021

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

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March 5, 2021

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

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March 3, 2021

Transaction - iCAD, Inc. $25,087,284 Follow-on

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March 1, 2021

Rekor Systems, Inc. (REKR) - Initiation of Coverage

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February 25, 2021

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

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February 24, 2021

Transaction - Biofrontera AG $8,911,133 Follow-on

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February 23, 2021

Transaction - PAVmed, Inc. $51,750,000 Follow-on

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 19, 2021

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

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February 18, 2021

Isoray, Inc. (ISR) - Initiation of Coverage

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December 2, 2020

FLYHT Aerospace Solutions Ltd. (FLYLF) - Initiation of Research Coverage

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November 30, 2020

Surgalign Holdings, Inc. (SRGA) - Inititation of Research Coverage

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October 21, 2020

Big 5 Sporting Goods Corporation (BGFV) - Initiation of Research Coverage

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October 18, 2020

Smith Micro Software, Inc. (SMSI) - Initiation of Research Coverage

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October 13, 2020

PAVmed, Inc. (PAVM) - Initiation of Research Coverage

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October 7, 2020

Heritage Global, Inc. (HGBL) - Initiation of Research Coverage

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September 29, 2020

Brightcove, Inc. (BCOV) - Initiation of Research Coverage

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September 17, 2020

Achieve Life Sciences, Inc. (ACHV) - Initiation of Research Coverage

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September 15, 2020

Franklin Wireless Corp. (FKWL) - Initiation of Research Coverage

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September 15, 2020

SANUWAVE Health, Inc. (SNWV) - Initiation of Research Coverage

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September 15, 2020

Centrus Energy Corp. (LEU) - Initiation of Research Coverage

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September 10, 2020

Profound Medical Corp. (PROF) - Initiation of Research Coverage

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August 28, 2020

Brickell Biotech, Inc. (BBI) - Initiation of Research Coverage

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July 16, 2020

The Providence Service Corporation (PRSC) - Initiation of Research Coverage

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July 15, 2020

Sharps Compliance Corp. (SMED) - Initiation of Research Coverage

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June 25, 2020

OraSure Technologies, Inc. (OSUR) - Initiation of Research Coverage

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June 22, 2020

Limelight Networks, Inc. (LLNW) - Initiation of Research Coverage

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June 9, 2020

InfuSystem Holdings, Inc. (INFU) - Initiation of Research Coverage

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May 18, 2020

Inspire Medical Systems, Inc. (INSP) - Initiation of Research Coverage

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April 22, 2020

Allot Ltd. (ALLT) - Initiation of Research Coverage

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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September 26, 2013

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

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September 26, 2013

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

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September 18, 2013

Transaction - Patent Properties, Inc. $11,600,000 PIPE

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September 16, 2013

Transaction - Clean Energy Fuels Corp $250,000,000 144A Convertible Debt Offering

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August 16, 2013

Transaction - PowerSecure International, Inc. $40,000,000 Follow-On

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June 3, 2013

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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May 28, 2013

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

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