Lake Street Capital Markets

March 5, 2019

DiaMedica Therapeutics, Inc. (DMAC) - Initiation of Research Coverage

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February 26, 2019

Transaction - Super League Gaming, Inc. $25,000,000 IPO

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February 8, 2019

inTEST Corporation (INTT) - Initiation of Research Coverage

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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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January 22, 2019

Transaction - Sonim Technologies $11,135,000 Private Placement

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December 18, 2018

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

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December 10, 2018

Imprimis Pharmaceuticals, Inc. (IMMY) - Initiation of Research Coverage

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December 4, 2018

LiqTech International, Inc. (LIQT) - Initiation of Research Coverage

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December 3, 2018

Jerash Holdings, Inc. (JRSH) - Initiation of Research Coverage

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November 30, 2018

Akoustis Technologies, Inc. (AKTS) - Initiation of Research Coverage

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November 28, 2018

Biofrontera AG (BFRA) - Assumption of Research Coverage

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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 24, 2018

Pareteum Corporation (TEUM) - Initiation of Research Coverage

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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September 4, 2018

Identiv, Inc. (INVE) - Initiation of Research Coverage

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August 27, 2018

VirTra, Inc. (VTSI) - Initiation of Research Coverage

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August 17, 2018

AquaVenture Holdings Limited (WAAS) - Initiation of Research Coverage

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September 10, 2024

Butterfly Network, Inc. (BFLY) - Initiation of Coverage

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September 6, 2024

Journey Medical Corporation (DERM) - Initiation of Coverage

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August 21, 2024

Sight Sciences, Inc. (SGHT) - Initiation of Coverage

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July 29, 2024

GigaCloud Technology Inc. (GCT) - Initiation of Coverage

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July 26, 2024

Dave Inc. (DAVE) - Initiation of Coverage

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July 25, 2024

Magnite, Inc. (MGNI) - Initiation of Coverage

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July 23, 2024

Profound Medical Corp. (PROF) - Initiation of Coverage

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July 22, 2024

American Vanguard Corporation (AVD) - Initiation of Coverage

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June 28, 2024

Organogenesis Holdings Inc. (ORGO) - Initiation of Coverage

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June 27, 2024

CompoSecure, Inc. (CMPO) - Initiation of Coverage

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June 24, 2024

Ekso Bionics Holdings, Inc. (EKSO) - Initiation of Coverage

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June 24, 2024

ReWalk Robotics Ltd. (LFWD) - Initiation of Coverage

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June 18, 2024

Kopin Corporation (KOPN) - Initiation of Coverage

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June 17, 2024

Ooma, Inc. (OOMA) - Initiation of Coverage

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June 4, 2024

Pulmonx Corporation (LUNG) - Initiation of Coverage

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May 30, 2024

Wag! Group Co. (PET) - Initiation of Coverage

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May 20, 2024

Myomo, Inc. (MYO) - Initiation of Coverage

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May 17, 2024

Mission Produce, Inc. (AVO) - Initiation of Coverage

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May 3, 2024

Biodesix, Inc. (BDSX) - Initiation of Coverage

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April 30, 2024

Personalis, Inc. (PSNL) - Initiation of Coverage

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September 29, 2021

Transaction - Jerash Holdings (US), Inc. $11,270,000 Follow-on

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September 21, 2021

Transaction - Greenbrook TMS, Inc. $13,235,063 Follow-on

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July 30, 2021

Transaction - iMedia Brands, Inc Aquires the Portal & Advertising Business Segment of Synacor

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July 13, 2021

Transaction - LeMaitre Vascular, Inc. $54,500,000 Follow-on

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June 9, 2021

Transaction - AcuityAds Holdings, Inc. $57,500,000 Follow-on

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May 25, 2021

Transaction - Achieve Life Sciences, Inc. $23,000,000 Follow-on

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May 12, 2021

Transaction - NaturalShrimp, Inc. $13,500,000 Registered Direct Offering

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May 3, 2021

Transaction - AMMO, Inc. Acquires GunBroker.com, LLC Fairness Opinion

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April 27, 2021

Transaction - RealNetworks, Inc. $22,275,000 Follow-on

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April 23, 2021

Transaction - EDAP TMS S.A. $28,012,500 Follow-On

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April 8, 2021

Transaction - Identiv, Inc. $40,249,992 Follow-on

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April 1, 2021

Transaction - Ebang International Holdings, Inc. $85,400,000 Registered Direct Offering

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March 31, 2021

Transaction - VirTra, Inc. $18,000,000 Registered Direct Offering

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March 25, 2021

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

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March 19, 2021

Transaction - AFC Gamma, Inc. $136,562,500 IPO

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March 17, 2021

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

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March 11, 2021

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

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March 11, 2021

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

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March 3, 2021

Transaction - iCAD, Inc. $25,087,284 Follow-on

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February 25, 2021

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

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Lake Street News

DiaMedica Therapeutics, Inc. (DMAC) - Initiation of Research Coverage

Transaction - Super League Gaming, Inc. $25,000,000 IPO

inTEST Corporation (INTT) - Initiation of Research Coverage

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

Transaction - Sonim Technologies $11,135,000 Private Placement

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

Imprimis Pharmaceuticals, Inc. (IMMY) - Initiation of Research Coverage

LiqTech International, Inc. (LIQT) - Initiation of Research Coverage

Jerash Holdings, Inc. (JRSH) - Initiation of Research Coverage

Akoustis Technologies, Inc. (AKTS) - Initiation of Research Coverage

Biofrontera AG (BFRA) - Assumption of Research Coverage

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

Pareteum Corporation (TEUM) - Initiation of Research Coverage

Transaction - Lantronix, Inc. $10,000,000 Follow-On

Transaction - NN, Inc. $230,000,000 Follow-On

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

Identiv, Inc. (INVE) - Initiation of Research Coverage

VirTra, Inc. (VTSI) - Initiation of Research Coverage

AquaVenture Holdings Limited (WAAS) - Initiation of Research Coverage

Butterfly Network, Inc. (BFLY) - Initiation of Coverage

Journey Medical Corporation (DERM) - Initiation of Coverage

Sight Sciences, Inc. (SGHT) - Initiation of Coverage

GigaCloud Technology Inc. (GCT) - Initiation of Coverage

Dave Inc. (DAVE) - Initiation of Coverage

Magnite, Inc. (MGNI) - Initiation of Coverage

Profound Medical Corp. (PROF) - Initiation of Coverage

American Vanguard Corporation (AVD) - Initiation of Coverage

Organogenesis Holdings Inc. (ORGO) - Initiation of Coverage

CompoSecure, Inc. (CMPO) - Initiation of Coverage

Ekso Bionics Holdings, Inc. (EKSO) - Initiation of Coverage

ReWalk Robotics Ltd. (LFWD) - Initiation of Coverage

Kopin Corporation (KOPN) - Initiation of Coverage

Ooma, Inc. (OOMA) - Initiation of Coverage

Pulmonx Corporation (LUNG) - Initiation of Coverage

Wag! Group Co. (PET) - Initiation of Coverage

Myomo, Inc. (MYO) - Initiation of Coverage

Mission Produce, Inc. (AVO) - Initiation of Coverage

Biodesix, Inc. (BDSX) - Initiation of Coverage

Personalis, Inc. (PSNL) - Initiation of Coverage

Transaction - Jerash Holdings (US), Inc. $11,270,000 Follow-on

Transaction - Greenbrook TMS, Inc. $13,235,063 Follow-on

Transaction - iMedia Brands, Inc Aquires the Portal & Advertising Business Segment of Synacor

Transaction - LeMaitre Vascular, Inc. $54,500,000 Follow-on

Transaction - AcuityAds Holdings, Inc. $57,500,000 Follow-on

Transaction - Achieve Life Sciences, Inc. $23,000,000 Follow-on

Transaction - NaturalShrimp, Inc. $13,500,000 Registered Direct Offering

Transaction - AMMO, Inc. Acquires GunBroker.com, LLC Fairness Opinion

Transaction - RealNetworks, Inc. $22,275,000 Follow-on

Transaction - EDAP TMS S.A. $28,012,500 Follow-On

Transaction - Identiv, Inc. $40,249,992 Follow-on

Transaction - Ebang International Holdings, Inc. $85,400,000 Registered Direct Offering

Transaction - VirTra, Inc. $18,000,000 Registered Direct Offering

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

Transaction - AFC Gamma, Inc. $136,562,500 IPO

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

Transaction - iCAD, Inc. $25,087,284 Follow-on

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

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