Lake Street Capital Markets

August 14, 2013

Selectica, Inc. (SLTC) - Initiation of Research Coverage

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July 30, 2013

Lake Street Capital Markets Sponsors 2013 Gateway Conference

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July 15, 2013

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

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June 18, 2013

Callidus Software Inc. (CALD) - Initiation of Research Coverage

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June 17, 2013

Unwired Planet, Inc. (UPIP) - Initiation of Research Coverage

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June 3, 2013

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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May 28, 2013

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

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May 14, 2013

ADA-ES Inc. (ADES) - Initiation of Research Coverage

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May 7, 2013

Lake Street Capital Markets Hosts Institutional Investor Meetings for NetScout

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April 30, 2013

Lake Street Capital Markets Hosts Institutional Investor Meetings for Acacia Research Corp.

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April 30, 2013

Navarre Corporation (NAVR) - Initiation of Research Coverage

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April 1, 2013

Dot Hill Systems Corporation (HILL) - Initiation of Research Coverage

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March 18, 2013

Vringo, Inc. (VRNG) - Initiation of Research Coverage

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March 18, 2013

ValueClick, Inc. (VCLK) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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March 5, 2013

Lake Street Capital Markets Hosts Investor Conference Call with Odyssey Marine COO Mark Gordon

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February 25, 2013

Fuel Systems (FSYS) - Initiation of Research Coverage

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February 19, 2013

Riverbed Technology, Inc. (RVBD) - Initiation of Research Coverage

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February 12, 2013

IAM Article Highlights Public IP Companies (PIPCOs) Gaining More Visibility with Investors

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September 10, 2024

Butterfly Network, Inc. (BFLY) - Initiation of Coverage

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September 6, 2024

Journey Medical Corporation (DERM) - Initiation of Coverage

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August 21, 2024

Sight Sciences, Inc. (SGHT) - Initiation of Coverage

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July 29, 2024

GigaCloud Technology Inc. (GCT) - Initiation of Coverage

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July 26, 2024

Dave Inc. (DAVE) - Initiation of Coverage

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July 25, 2024

Magnite, Inc. (MGNI) - Initiation of Coverage

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July 23, 2024

Profound Medical Corp. (PROF) - Initiation of Coverage

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July 22, 2024

American Vanguard Corporation (AVD) - Initiation of Coverage

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June 28, 2024

Organogenesis Holdings Inc. (ORGO) - Initiation of Coverage

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June 27, 2024

CompoSecure, Inc. (CMPO) - Initiation of Coverage

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June 24, 2024

Ekso Bionics Holdings, Inc. (EKSO) - Initiation of Coverage

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June 24, 2024

ReWalk Robotics Ltd. (LFWD) - Initiation of Coverage

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June 18, 2024

Kopin Corporation (KOPN) - Initiation of Coverage

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June 17, 2024

Ooma, Inc. (OOMA) - Initiation of Coverage

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June 4, 2024

Pulmonx Corporation (LUNG) - Initiation of Coverage

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May 30, 2024

Wag! Group Co. (PET) - Initiation of Coverage

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May 20, 2024

Myomo, Inc. (MYO) - Initiation of Coverage

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May 17, 2024

Mission Produce, Inc. (AVO) - Initiation of Coverage

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May 3, 2024

Biodesix, Inc. (BDSX) - Initiation of Coverage

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April 30, 2024

Personalis, Inc. (PSNL) - Initiation of Coverage

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July 23, 2024

Transaction - Trukera Medical Has Been Acquired by Bausch + Lomb Corporation Financial Advisor

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July 11, 2024

Transaction - CPI Card Group Inc. $285,000,000 144A Senior Secured Notes

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July 1, 2024

Transaction - Endospan Ltd. $25,000,000 Sell-Side Financial Advisor

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June 17, 2024

Transaction - Elutia Inc. $13,259,275 Registered Direct Offering

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June 12, 2024

Transaction - J.Jill, Inc. $71,300,000 Follow-on

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April 18, 2024

Transaction - Igniton, Inc. $12,000,000 Private Placement

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April 5, 2024

Transaction - Biodesix, Inc. $55,000,000 Registered Direct Offering & Concurrent PIPE

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March 26, 2024

Transaction - Cardlytics, Inc. $172,500,000 144A Convertible Debt Offering

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March 14, 2024

Transaction - Cadre Holdings, Inc. $127,334,445 Follow-on

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March 4, 2024

Transaction - Tandem Diabetes Care, Inc. $275,000,000 144A Convertible Debt Offering

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February 29, 2024

Transaction - Achieve Life Sciences, Inc. $60,000,000 Registered Direct Offering

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February 29, 2024

Transaction - ClearPoint Neuro, Inc. $17,250,000 Follow-on

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February 13, 2024

Transaction - BIOLASE, Inc. $7,040,000 Follow-on

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December 15, 2023

Transaction - PCTEL, Inc. Has Been Acquired by Amphenol Corporation Financial Advisor

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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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September 28, 2023

Transaction - Opera Limited $84,237,198 Follow-on

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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Lake Street News

Selectica, Inc. (SLTC) - Initiation of Research Coverage

Lake Street Capital Markets Sponsors 2013 Gateway Conference

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

Callidus Software Inc. (CALD) - Initiation of Research Coverage

Unwired Planet, Inc. (UPIP) - Initiation of Research Coverage

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

Transaction - Selectica, Inc. $6,400,000 PIPE

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

ADA-ES Inc. (ADES) - Initiation of Research Coverage

Lake Street Capital Markets Hosts Institutional Investor Meetings for NetScout

Lake Street Capital Markets Hosts Institutional Investor Meetings for Acacia Research Corp.

Navarre Corporation (NAVR) - Initiation of Research Coverage

Dot Hill Systems Corporation (HILL) - Initiation of Research Coverage

Vringo, Inc. (VRNG) - Initiation of Research Coverage

ValueClick, Inc. (VCLK) - Initiation of Research Coverage

Quantum Corporation (QTM) - Initiation of Research Coverage

Lake Street Capital Markets Hosts Investor Conference Call with Odyssey Marine COO Mark Gordon

Fuel Systems (FSYS) - Initiation of Research Coverage

Riverbed Technology, Inc. (RVBD) - Initiation of Research Coverage

IAM Article Highlights Public IP Companies (PIPCOs) Gaining More Visibility with Investors

Butterfly Network, Inc. (BFLY) - Initiation of Coverage

Journey Medical Corporation (DERM) - Initiation of Coverage

Sight Sciences, Inc. (SGHT) - Initiation of Coverage

GigaCloud Technology Inc. (GCT) - Initiation of Coverage

Dave Inc. (DAVE) - Initiation of Coverage

Magnite, Inc. (MGNI) - Initiation of Coverage

Profound Medical Corp. (PROF) - Initiation of Coverage

American Vanguard Corporation (AVD) - Initiation of Coverage

Organogenesis Holdings Inc. (ORGO) - Initiation of Coverage

CompoSecure, Inc. (CMPO) - Initiation of Coverage

Ekso Bionics Holdings, Inc. (EKSO) - Initiation of Coverage

ReWalk Robotics Ltd. (LFWD) - Initiation of Coverage

Kopin Corporation (KOPN) - Initiation of Coverage

Ooma, Inc. (OOMA) - Initiation of Coverage

Pulmonx Corporation (LUNG) - Initiation of Coverage

Wag! Group Co. (PET) - Initiation of Coverage

Myomo, Inc. (MYO) - Initiation of Coverage

Mission Produce, Inc. (AVO) - Initiation of Coverage

Biodesix, Inc. (BDSX) - Initiation of Coverage

Personalis, Inc. (PSNL) - Initiation of Coverage

Transaction - Trukera Medical Has Been Acquired by Bausch + Lomb Corporation Financial Advisor

Transaction - CPI Card Group Inc. $285,000,000 144A Senior Secured Notes

Transaction - Endospan Ltd. $25,000,000 Sell-Side Financial Advisor

Transaction - Elutia Inc. $13,259,275 Registered Direct Offering

Transaction - J.Jill, Inc. $71,300,000 Follow-on

Transaction - Igniton, Inc. $12,000,000 Private Placement

Transaction - Biodesix, Inc. $55,000,000 Registered Direct Offering & Concurrent PIPE

Transaction - Cardlytics, Inc. $172,500,000 144A Convertible Debt Offering

Transaction - Cadre Holdings, Inc. $127,334,445 Follow-on

Transaction - Tandem Diabetes Care, Inc. $275,000,000 144A Convertible Debt Offering

Transaction - Achieve Life Sciences, Inc. $60,000,000 Registered Direct Offering

Transaction - ClearPoint Neuro, Inc. $17,250,000 Follow-on

Transaction - BIOLASE, Inc. $7,040,000 Follow-on

Transaction - PCTEL, Inc. Has Been Acquired by Amphenol Corporation Financial Advisor

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

Transaction - Gaia, Inc. $5,008,500 Follow-on

Transaction - Opera Limited $84,237,198 Follow-on

Transaction - Elutia, Inc. $10,500,000 PIPE

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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